State ex rel. Brickner v. Saitz

664 S.W.2d 209, 1984 Mo. LEXIS 313
CourtSupreme Court of Missouri
DecidedFebruary 15, 1984
DocketNo. 65156
StatusPublished
Cited by11 cases

This text of 664 S.W.2d 209 (State ex rel. Brickner v. Saitz) is published on Counsel Stack Legal Research, covering Supreme Court of Missouri primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State ex rel. Brickner v. Saitz, 664 S.W.2d 209, 1984 Mo. LEXIS 313 (Mo. 1984).

Opinions

BLACKMAR, Judge.

The relators recovered judgment for $1,000,000 against defendant David J. Bean, D.O., after a jury trial before the respondent. Bean’s timely post-trial motions were overruled on April 26, 1983. The net judgment was eventually reduced to $800,000 because of a settlement with a codefendant.

On May 3, 1983, Bean’s counsel tendered for filing, (1) a Notice of Appeal, and (2) a motion requesting that the supersedeas bond be set in the amount of $200,000 plus interest on the entire net judgment of $800,000. The clerk’s office stamped the Notice of Appeal as having been filed at 4:37 P.M. and the motion to set bond at 4:38 P.M. The motion assigned, as the reason for setting bond at a figure far below the amount of the net judgment, the following:

“... Professional Mutual Insurance Company, a duly licensed and operating insurance company carries a policy of professional liability insurance in the amount of $200,000 in favor of David K. Bean, D.O. and is prepared to execute a super-sedeas bond as provided by its policy.”

On May 4,1983, the court entered, apparently ex parte, an order as follows:

“On Court’s own motion, Defendant Bean’s Supersedeas Bond on appeal set at $200,000 plus reasonable anticipated interest on the judgment of $800,000 pending appeal.”

On May 6, 1983, counsel for the parties met with the court in chambers. No official record was made of the meeting in chambers, and so we remain uninformed as to what actually took place. There is no claim that counsel for Bean expressed any reason in support of the motion for fixing bond in an amount patently inadequate to ensure satisfaction of the judgment, other than the circumstance, as set out in the motion previously filed, that the bulk of the liability was not covered by insurance. Following the conference the judge entered an order as follows:

“Motion of defendant-appellant David K. Bean for order fixing amount of su-persedeas bond in the sum of $200,000 plus legal rate of interest on the $800,000 judgment pending appeal plus costs; and defendant granted 20 days up to and including May 26, 1983, to file such bond to be approved by court and to stay execution on said judgment, all after a hearing there.”

On May 24, 1983, an appeal bond conforming to the orders previously entered was filed and approved.

Relators sought prohibition in this court after an unsuccessful application to the Court of Appeals. They charge that the respondent exceeded his jurisdiction in the following respects: (1) in entering orders regarding the amount of bond, after the filing of the notice of appeal; and (2) in fixing bond in an amount less than that which “will cover the whole amount of the judgment remaining unsatisfied”. We issued our provisional rule which we now modify and, as modified, make absolute.

The case calls for interpretation of our Rule 81.09, the pertinent portions of which read as follows:

(a) Stay of Execution — Supersedeas Bond. Appeals shall stay the execution in the following cases: * * * (2) when the appellant, at or prior to the time of filing notice of appeal, presents to the court for its approval a supersedeas bond which shall have such surety or sureties as the court requires. The court may also at or prior to the time of filing notice of appeal, by order of record, fix the amount of the supersedeas bond and allow appellant reasonable time, not exceeding twenty days, from the date of the order to file the same subject to the approval of the court or clerk, and such appeal bond, approved by the court or clerk and filed within the time specified in such order, shall have the effect of staying the execution thereafter. * * *
(b) Form of Bond — Amount. The bond shall be conditioned for the satisfaction of the judgment in full together with costs, interest, and damages for delay, if for any reason the appeal is dismissed or if the judgment is affirmed, and to satisfy in full such modification of the judgment [212]*212and such costs, interest, and damages as the appellate court may adjudge and award. When the judgment is for the recovery of money not otherwise secured, the amount of the bond shall be fixed at such sum as will cover the whole amount of the judgment remaining unsatisfied, costs on the appeal, interest, and damages for delay, unless the court after notice and hearing and for good cause shown fixes a different amount or orders security other than the bond.

The rule was adapted with modifications which are purely editorial from § 512.080, RSMo 1978. The rule, therefore, comprehends both substance and procedure.

The argument that the trial court lost jurisdiction following the filing of the Notice of Appeal is not without plausibility. Perhaps careful lawyers, on studying the rules, will now conclude that it is prudent to wind up all proceedings with respect to the amount of the supersedeas bond before the Notice of Appeal is filed. We are not willing to say, however, that the trial court lacked jurisdiction to enter orders respecting the bond at the time the orders of May 4 and May 6, 1983, were entered. The rule provides expressly for the fixing of the amount of the bond concurrently with the filing of the Notice of Appeal, and for the filing of a bond conforming to the court’s order within 20 days thereafter. When a Notice of Appeal and a motion for the fixing of bond are presented to the court simultaneously it is reasonable to conclude that they are tendered together, in the anticipation that the motion will be ruled as soon as the judge is able to direct attention to the matter. There is no realistic expectation of immediate action on a motion filed at 4:38 P.M. in the clerk’s office of a large metropolitan court, unless the judge is specially alerted. When a notice and motion are presented together, the clerk’s time-stamping should be of minimal significance. By this analysis, the order of May 4 was an appropriate response to the filings of May 3. It might be objected that the May 4 order was incomplete in failing to specify the time for filing the bond in the approved amount, but the maximum time the court could allow was 20 days and the bond was filed within that time. The May 6, 1983, order supplemented the May 4 order, without departing from its terms and, furthermore, was entered before the time for appeal had expired. We believe that there was substantial compliance with the time limits of Rule 81.09, and that there were no irregularities of sufficient moment to deprive the trial court of jurisdiction to fix the amount of the bond and to approve a bond complying with the order and the governing rule.

Even if we assume the technical correctness of the position taken by the dissent, our action in this case is nevertheless appropriate. If the trial court had indeed lost jurisdiction, the Court of Appeals would have the authority to set and approve bond. That court had the opportunity to consider the bond which was posted and declined to disturb the stay which we now find to be improper. Because the case is properly before us, it would be appropriate for us, in the exercise of our discretion, to determine finally the question of the adequacy of the bond.

On the issue of the court’s authority to fix the amount of a supersedeas bond in an amount far below the face amount of the money judgment, the respondent points to the language of Rule 81.09; specifying that the supersedeas bond;

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664 S.W.2d 209, 1984 Mo. LEXIS 313, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-brickner-v-saitz-mo-1984.