State ex rel. Berg v. Putnam County Banking Co.

22 Ohio N.P. (n.s.) 201
CourtPutnam County Court of Common Pleas
DecidedSeptember 15, 1919
StatusPublished

This text of 22 Ohio N.P. (n.s.) 201 (State ex rel. Berg v. Putnam County Banking Co.) is published on Counsel Stack Legal Research, covering Putnam County Court of Common Pleas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State ex rel. Berg v. Putnam County Banking Co., 22 Ohio N.P. (n.s.) 201 (Ohio Super. Ct. 1919).

Opinion

Blachly, J.

This case was heard on general demurrers to the amended petition. The action was brought by the Superintendent of Banks of the state of Ohio'to enforce the double liability upon the stockholders of the Putnam County Banking Company, a corporation organized under the laws of Ohio, for the purpose of doing a banking business.

The amended petition shows that this corporation was organized on October 19, 1904, and continued to do a banking business from that time until July 22, 1914, when it was found to be insolvent, and was at that time closed by the Superintendent, of Banks of the state and its affairs placed in liquidation by such officer; that all of the stock in such bank was issued between December 1, 1904, and July 8, 1914, inclusive, except [202]*202five shares thereof, for which, in such amended petition, there is no date given.

The plaintiff is seeking, in the action to enforce such double liability on the holders of the stock, to pay only that indebtedness of the corporation which was incurred subsequent to January 1, 1913.

It was conceded by counsel on argument that all the stock in the bank was issued between the date of its organization and such date, January 1, 1913, and that the stock issued on July 3, 1914, was a reissue of stock that had been issued between the above dates.

The only question raised on this demurrer, and argued to the court by counsel was, can the double liability now provided for by Section 3 of Article XIII of the Constitution of the state, which became effective November 15, 1912, be enforced against the holders of stock issued and sold during the interim when the Constitution of the state exempted stockholders from such double liability.

It is said by counsel in this case that a stock subscription constitutes a contract between the stockholder, the corporation and the creditors of the latter. The question then, and only question raised on this demurrer is, will the enforcement of the double liability, under the amendment to the Constitution which became effective November 15, 1912, operate to impair the obligation of the contract of the stockholders of this corporation within the inhibition of the federal Constitution.

It would appear at first view of the case cited by counsel for the demurrer (Ireland v. Palestine, etc., Turnpike Company, 19 Ohio State, 369) that this question was finally settled by the Supreme Court of the state, and that this demurrer must be sustained, but on careful reading of this' case, in the light of the provisions of the Constitution and legislative acts in effect at the time of the incorporation of the Turnpike Company, and the time when the double liability was sought to be enforced, it would seem that the Supreme Court did not consider one of the vital questions entering into the case at bar, that is, [203]*203that while the Constitution of the state of Ohio, at the time of the incorporation of the Putnam County Banking Company provided that there should be no double liability on the holders of stock in a corporation, there was a further provision in the Constitution (Section 2, Article XIII) providing that “corporations may be formed under general laws, but all such laws may from time to time Toe altered' or repealed.”

This brings us to the effect, if any, this provision of the Constitution has on the contract conceded to exist between the stockholder, the corporation in this ease, and the creditors of the latter, which question does not seem to have been presented to or considered by the Supreme Court in the case of Ireland v. Turnpike Company, supra.

This question has been passed upon by the courts in a number of foreign jurisdictions, including the Supreme Court of the United States.

The latter court, in the case of Looker v. Maynard, 179 U. S., 46, passed directly upon this question, and holds:

“A power reserved by the constitution of a state to its Legislature, to alter, amend or repeal future acts of incorporation, authorizes the Legislature, in order 'to secure the minority of stockholders, in corporations organized under general laws, the power of electing a representative membership in boards of directors’, to* permit each stockholder to cumulate his votes upon any one or more candidates for directors.”

Chief Justice Gray, in rendering the opinion of the court in this case, after discussing the case of Dartmouth College v. Woodward, 4 Wheat., 518, says:

“After that decision, many a state of the Union, in order to secure to its Legislature the exercise of a fuller parliamentary or legislative power over corporations than would otherwise exist, inserted, either in its statutes or in its constitution, a provision that charters thenceforth granted should be subject to alteration, amendment or repeal at the pleasure of the Legislature. See Greenwood v. Freight Co., 105 U. S., 13, 20, 21. The effect of such a provision, whether contained in an original act of incorporation, or in a constitution or general law sub[204]*204ject to which a charter is accepted, is, at the least, to reserve to the Legislature the power to make any alteration or amendment of a. charter subject to it, which will not defeat or substantially impair the object of the grant, or any right vested under the grant, and which the Legislature may deem necessary to carry into effect the purpose of the grant, or to protect the rights of the public or of the corporation, its stockholders or creditors, or to promote the' due administration of its affairs.”

The court, illustrating the principle of law, refers with approval. to the case of Sherman v. Smith, 1 Black, 587, where it was held that the Legislature had the right, exercising such a reserved power, to alter for the future the liability of stockholders to creditors of the corporation.

The court further says in this case:

“Remembering that the Dartmouth College case (which was the cause of the general introduction into the legislation of the several states of a provision reserving the power to alter, amend or repeal acts of incorporation), concerned the right of a Legislature to make a change in the number and mode of appointment of the trustees or managers of a corporation, we can not assent to the theory that an express reservation of the general power does not secure to the Legislature the right to exercise it in this respect.”

One of the leading cases on this question, if not the leading case, is found in 21 New York, at page 9. In this case it is held :•

“The provision of the general banking law reserving to the Legislature the power to alter or repeal it, forms a part of the contract with every association formed under that act, and the state may modify it, prospectively or retrospectively, without infringing the provision of the federal Constitution against laws impairing the validity of contracts. # * * 8uch modification may be made, it seems, as well by a change of the state Constitution as by an act of the Legislature.”

Judge Denio in this case, at page 15, says:

[205]*205“The question before us is, therefore, narrowed to a consideration of the effect of the provision in thé general banking law by which the right is in terms reserved to the Legislature to alter or repeal it at any time.

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Related

Boyd's Lessee v. Graves
17 U.S. 513 (Supreme Court, 1819)
Sherman v. Smith
66 U.S. 587 (Supreme Court, 1862)
Looker v. Maynard
179 U.S. 46 (Supreme Court, 1900)
Greenwood v. Freight Co.
105 U.S. 13 (Supreme Court, 1882)

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Bluebook (online)
22 Ohio N.P. (n.s.) 201, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-berg-v-putnam-county-banking-co-ohctcomplputnam-1919.