State ex rel. Attorney General v. Simmons Hardware Co.

109 Mo. 118
CourtSupreme Court of Missouri
DecidedOctober 15, 1891
StatusPublished
Cited by42 cases

This text of 109 Mo. 118 (State ex rel. Attorney General v. Simmons Hardware Co.) is published on Counsel Stack Legal Research, covering Supreme Court of Missouri primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State ex rel. Attorney General v. Simmons Hardware Co., 109 Mo. 118 (Mo. 1891).

Opinion

Barclay, J.

This case involves the constitutionality of that section or part of the act of 1889 for the-punishment of pools, trusts, etc. (Sess. Acts, 1889, p. 97, sec. 6), which requires the president, secretary, treasurer or a director of an incorporated company to-make answer under oath as to whether that corporation “has merged all or any^part of its business or interest in or with any trust, combination or association of persons or stockholders as named in the preceding. [123]*123provisions” of 'that act. As now submitted, the case presents that issue alone.

A motion for judgment on the pleadings, after answer filed, must be dealt with on the assumption that the facts stated in the answer are true. Such a motion is in the nature of a demurrer and raises an issue of law only. No question of its regularity in the present case is made; but both parties have availed themselves of it to discuss the broad merits of the controversy and have now submitted the cause, as we understand, for final action.

As defendants have denied totally the first charge of the information (relating to the alleged violation of the first section of the act), and have thereby raised an issue of fact upon which the burden of proof rests on the plaintiff, it is manifest that as to that charge, unsupported by any evidence, the ruling must be for defendant, as both parties concede. The gist of their difference is found in a consideration of the second charge or cause of action.

The section whose validity is questioned is this:

“Sec. 6. Any corporation created or organized by or under the laws of this state which shall violate any provision of the preceding sections of this act shall thereby forfeit its corporate right and franchises, and its corporate existence shall thereupon cease and determine ; and it shall be the duty of the secretary of state, after the passage of this act, to address to the president, secretary or treasurer of each incorporated company doing business in this state a letter of inquiry as to whether the said corporation has merged all or any part of its business or interest in or with any trust, combination or association of persons or stockholders as named in the preceding provisions of this act, and to require an answer, under oath, of the president, secretary, treasurer or any director of said company; a [124]*124form of affidavit prescribed by the secretary of state shall be inclosed in said letter of inquiry; and, on refusal to make oath in answer to said inquiry, the secretary of state shall immediately revoke the charter of said company, «-and make publication of such revoca tion in four newspapers of general circulation in the four largest cities of the state.”

It is, moreover, necessary to quote a prior section, the third, the terms of which have a material bearing upon the litigation, viz.:

u Sec. 3. If a corporation or a company, firm or association shall be found guilty of a violation of this act, it shall be punished by a fine of not less than one per cent, of the capital stock of such corporation or amount invested in such company, firm or association and not to exceed twenty per cent, of such capital stock or amount invested. Any president, manager, director or other officer or agent or receiver of any corporation, company, firm or association, or any member of any company, firm or association, or any individual, found guilty of a violation of the first section of this act, shall be punished by a fine of not less than $500 nor to exceed $5,000, and in addition thereto may be .imprisoned in the county jail not to exceed one year.”

The defendant here does not attempt to assert any exemption from regulation or modification of its charter powers within the proper limits of constitutional authority, so that question need not be discussed; but it insists that to demand of one of its officers an answer under oath to an official inquiry, touching a matter which may form the subject of a criminal accusation against him, is an infringement of his rights and of' its own, as secured by the federal constitution as well as by that of our own state.

In looking into the, merits of this contention we shall merely consider it with reference to the constitu[125]*125tion of Missouri, as in the view we take of the subject it will not be necessary to go further.

It is scarcely essential at this day to premise that our written constitution, as the most direct expression of the will of the people, furnishes the' paramount rules for their government. Any enactment by their accredited representatives which comes in conflict with it, must be regarded as in excess- of the authority of the latter, and hence of no effect. When such a clash is-plainly apparent, it is the province of the courts, when properly invoked, to so declare. In so doing they merely execute a power intrusted to them by the people, and which must, obviously, be lodged somewhere, to give the organic law a practical vitality.

Strictly speaking, the courts do not assume, and have no authority, to nullify an act of the legislative-department. They are simply empowered to decide, upon proper occasion, whether or not there is an inconsistency between such an act and the terms of the constitution.

It is settled law that no legislative enactment should be declared unconstitutional unless it' appears very clearly so, and that every reasonable intendment should be made to sustain it.

These propositions, no doubt, seem trite; but, as this case will require us to recur somewhat to elementary principles of constitutional government, it has been thought well to first remark upon the nature of our own duly in the premises.

The Missouri constitution asserts “that no person shall be compelled to testify against himself in a criminal cause.” This command is found in the same, or closely similar, language in the fundamental law of most, if not of all, of the United States. To fully grasp its meaning we must note its place in the history of the [126]*126law as one of the most important of the rulés of procedure that express the fundamental difference between the criminal practice prevailing in continental Europe and that of countries which trace their laws, as we do, to the English source. In the former, the accused is required to submit to a rigid official examination touching the charge against him. In the latter such an examination is positively forbidden. The reason of this difference is found in that higher regard for the personal rights of the individual citizen, which obtains in countries following the English common law, and to which, in part at least, is traceable the growth of that independent spirit which has secured to the people of those countries so large a share of liberty, and placed them in the vanguard of the world’s progress.

. The constitutional provision before us is, no doubt, quite inconvenient in some instances, as a barrier to investigation of criminal conduct, but its larger value in expressing and enforcing a principle of -individual right is thought to more than counterbalance such inconvenience.

But what is its scope? In answering this ques-r tion, we must keep in view the reason and spirit which form its background.

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Bluebook (online)
109 Mo. 118, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-attorney-general-v-simmons-hardware-co-mo-1891.