Star Co. v. Madden

188 F. 910, 110 C.C.A. 652, 1911 U.S. App. LEXIS 4375
CourtCourt of Appeals for the Second Circuit
DecidedJune 6, 1911
DocketNo. 287
StatusPublished
Cited by10 cases

This text of 188 F. 910 (Star Co. v. Madden) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Star Co. v. Madden, 188 F. 910, 110 C.C.A. 652, 1911 U.S. App. LEXIS 4375 (2d Cir. 1911).

Opinion

EACOMBE, Circuit Judge

(after stating the facts as above). [1] The first group of assignments of error which may be considered are those which deal with defendant’s requests to instruct the jury in certain particulars. These assignments are numbered 1, 2, 7, 8, and 9, and are correct in form; but they cannot be considered, unless the record discloses the fact that exceptions to the court’s refusal to charge such requests were properly reserved. What must be done to reserve an exception to instructions given or refused at the trial is prescribed by the Supreme Court in Phelps v. Mayer, 15 How, 161, 14 L. Ed. 643, in the following language:

“It has been repeatedly decided by this court that it must appear by the transcript, not only that the instructions were given or. refused at the trial, but also that the party who complains of them excepted to them while the jury were at the bar. The statute of Westminster IT, which provides for the proceeding by exception, requires, in explicit terms, that this should be done; and, if it is not done, the charge of the court, or its refusal to charge as requested, form no part of the record, and cannot be carried before the appellate court by writ of error. It need not be drawn out in form and signed before the jury retire; but it must be taken in open court, and must appear, by the certificate of the judge who authenticates it, to have been so taken. Nor is this a mere formal or technical provision. It was introduced and is adhered to for purposes of justice.”

It is difficult to conceive of language more specific and positive than this. It sets forth the rule of practice for all federal courts, has been announced and reannounced many times, and has been repeatedly applied in this circuit. Park Bros. v. Bushnell, 60 Fed. 583, 9 C. C. A. 140; Commercial Travelers’ Accident Co. v. Fulton, 79 Fed. 423, 24 C. C. A. 654; Berwind-White Coal Co. v. Firment, 170 Fed. 151, 95 C. C. A. 1; Mann v. Dempster, 179 Fed. 837, 103 C. C. A. 325. See, also, opinion of Circuit Court of Appeals, Ninth Circuit, in Western Union Tel. Co. v. Baker, 85 Fed. 690, 29 C. C. A. 392, and cases there cited.

[2] Before these five assignments of error can he considered, therefore, it must appear by the certificate of the trial judge that the five exceptions to refusals to charge were reserved while the jury were at the bar. The only authentication of the trial judge is to the bill of exceptions. Referring to that document, there is found, after the testimony was closed, a document entitled “Defendant’s Requests to Charge,” consisting of 16 separate propositions, separately numbered. There is nothing on the face of this document to indicate which requests were charged and which were refused. It is quite common for the trial judge to note on the margin of each request what disposition he makes of it, but it is not essential that he should do so. Such annotation is useful, because it enables the appellate court to ascertain quickly what was done with the requests, without having to collate [912]*912them with the charge and by a careful comparison determine how much was refused. Such an examination shows that some of the 16 requests were substantially charged in different language, but none of the 5 covered by tire assignments of error were charged, nor did the court give any specific instructions one way or the other touching the subject-matter of these S requests.

Near the conclusion of his charge the trial judge stated that in preparing it he had carefully read and attempted, as well as he could, to digest and understand tire requests for charges made by both sides. He then added:

“I am not conscious that I Rave failed to take up any substantial branch of the discussion which it is my duty to refer to. If counsel will call my attention to an omission to discuss any particular specific subject, I shall be very glad to do it now. So far as a general criticism of my charge is concerned, I would prefer that the jury should retire and enter upon a consideration of the evidence, and I will be willing to take the responsibility for permitting you to enter upon the record your general criticisms of my charge after they have gone. If I have omitted a subject which you think I should charge. I will be very glad to consider it.”

Thereupon counsel for defendant, who was not the counsel who has argued this appeal, said:

“May I ask your honor to charge something that is not contained in our requests. It was overlooked.”-

The court acceded, and the new request was stated and substantially charged. Defendant’s counsel thereupon asked the court to charge that in libel suits the defendant was not allowed to prove facts, unless alleged in the answer. This also was charged, whereupon counsel stated: “I have not anything further.” Counsel for plaintiff thereupon called attention to his seventh request, asking the court if it had not been overlooked. Thereupon this request, with a modification suggested by defendant’s counsel was charged. The record concludes as follows:

“The jury then retired.
“The Court: I understand that the counsel for the defendant, from remarks made during the delivery of the charge, are entitled to every exception which belongs to them by reason of requests handed up to the court in advance* and either refused in whole or modified in some respects.”

Is this a certification by the trial judge that exceptions to these íh e refusals to charge were taken while the jury was at the bar? We think not. It merely states that the court understands that counsel for defendant are entitled to every exception which belongs to them, but in no way-indicates what exceptions “belong to them.” For those reference must be had to the record, and the record is silent. From what has been quoted supra it appears that what the trial judlge undertook to reserve until after the jury had gone were “general criticisms of' the charge.” If general criticisms meant exceptions, and we can give it no other meaning, this was incorrect practice under Phelps v. Mayer, supra, and no exceptions which might then for the first time have been noted could be considered. A refusal to receive exceptions to the charge while the jury was at the bar would be reversible error, if an exception to such disposition of the case brought it before this [913]*913court. Mann v. Dempster, 179 Fed. 837, 103 C. C. A. 325. But no one, at any time before or after the jury left the box, offered any criticism, general or specific, of the charge itself.

Manifestly the trial judge did not undertake to postpone taking action with regard to requests until after the jury had retired. He listened to requests and charged them. Tic took up and disposed of plaintiff’s seventh request, when asked if he had not overlooked it. There is nothing to show that, if at that time defendant’s counsel had called attention to the five requests, asking if they also had not been overlooked, the trial judge wo.uld 'not have disposed of them, either by charging or refusing, and to a refusal of any request exception could then have been taken. As to what took place at the trial we can be informed only by the record, and that does not disclose an exception to any refusal to charge as requested. Whatever ambiguity there may have been in the statement of the trial judge, made after the jury had retired and which is quoted supra, has now been removed!.

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Cite This Page — Counsel Stack

Bluebook (online)
188 F. 910, 110 C.C.A. 652, 1911 U.S. App. LEXIS 4375, Counsel Stack Legal Research, https://law.counselstack.com/opinion/star-co-v-madden-ca2-1911.