5 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON 6 AT SEATTLE 7 8 BRANDON LEE STANLEY, Case No. C15-256RSL
9 Plaintiff, FINDINGS OF FACT & 10 v. CONCLUSIONS OF LAW
11 UNITED STATES OF AMERICA, et al., 12 Defendants. 13
14 This matter was heard by the Court in a two-day bench trial commencing on September 15 11, 2023. Plaintiff Brandon Lee Stanley filed this lawsuit alleging negligence on the part of 16 employees of the United States in obtaining and providing rehabilitative services for Stanley 17 following a fracture in his right hand. 18 I. Evidence Presented at Trial 19 A. Background 20 The following facts are undisputed, see Dkt. # 101; Dkt. # 102: 21 On Saturday April 6, 2013, Mr. Stanley fell while in custody at the Federal Detention 22 Center (“FDC”) SeaTac and injured his hand. A Bureau of Prisons (“BOP”) nurse practitioner, 23 Dean Pedersen, evaluated Stanley in the prison housing unit shortly after his fall and ordered x- 24 rays of Stanley’s right hand. On Monday, April 8, 2013, Stanley received an x-ray of his hand 25 and was provisionally diagnosed with a fracture in his right thumb. On April 23, 2013, Stanley 26 was seen by a non-BOP orthopedic surgeon, Dr. Vincent Muoneke, who diagnosed Stanley with 27 a Rolando-type fracture of his right thumb. On April 25, 2013, Dr. Muoneke performed surgery 28 on Stanley to repair the fracture of his right thumb. On June 12, 2013, Dr. Muoneke performed 1 surgery on Stanley to remove pins that had been placed during the April 25, 2013 procedure. On 2 July 2, 2013, a Bureau of Prisons physician, Dr. Maria Dy, removed stitches from Stanley’s 3 hand and placed a consult request for physical therapy. 4 On July 11, 2013, the FDC SeaTac’s Utilization Review Committee (“URC”) considered 5 and approved the request for Stanley to receive physical therapy, determining that he would 6 receive physical therapy from a non-BOP provider after a one to three month waiting period. Ex. 7 30 at 72. 8 On September 10, 2013, Stanley had his first physical therapy session with Advance 9 Physical Therapy in Burien, Washington. At this initial appointment, his physical therapist 10 recommended that he be seen for 1-2 visit(s) per week for up to 4-6 weeks. His therapist also 11 provided him with information on at-home exercises he could do between visits. 12 Stanley attended four additional physical therapy sessions on October 1, October 10, 13 October 15, and October 21, 2013. Later that month, Stanley was transferred from FDC SeaTac 14 to Federal Correctional Institution (“FCI”) Sheridan in Oregon. He did not receive any 15 additional physical therapy after his transfer to Sheridan. Stanley testified that he did not request 16 any additional physical therapy until he was transferred to FCI Lompoc, a BOP facility in 17 California, in 2016. Dkt. # 109 at 49. 18 B. Scheduling Responsibilities 19 At trial, two FDC SeaTac employees – Andrea Hagberg and Dean Pedersen – testified as 20 to the scheduling process for inmates’ medical appointments. 21 Mr. Pederson explained that the physician or physicians employed by the detention center 22 are “responsible for the clinical operations of the detention center” and that in 2013, the 23 physicians were Dr. Dy and Dr. Souza. Dkt. # 109 at 78-79. Responsibility for “clinical 24 operations” includes signing off on postoperative care, such as physical therapy. Id. at 79. When 25 asked who “controls” the scheduling of medical appointments for inmates, Pedersen testified 26 that “to the best of [his] knowledge, that’s partly determined by the Marshals’ ability to take 27 someone somewhere, our scheduler or medical assistant’s ability to get an appointment, and the 28 1 URC committee’s decision as to how urgent that is,” further noting that “some of that stuff 2 requires regional approval.” Id. at 80. 3 Pedersen testified that the URC “determines who goes out for procedures, more extensive 4 examinations outside of the detention center.” Id. He stated that “[t]o the best of [his] 5 knowledge,” the URC is usually comprised of the “person that does the scheduling, our 6 administrative assistant,” “one of the physicians, if we have more than one; the healthcare 7 administrator; often an associate warden; and often someone from the counseling department.” 8 Id. at 81. He further stated that he was not aware of who was on the committee in 2013, and that 9 he has never personally sat on the URC. Id. at 81-82. 10 Ms. Hagberg, a Health Services Assistant at FDC SeaTac, testified that her 11 responsibilities included scheduling community medical appointments for inmates and filing out 12 the paperwork for transportation requests to transport inmates to community medical 13 appointments. Dkt. # 109 at 72-73. She explained that she only arranged medical trips for 14 inmates in response to specific instructions from a clinician. Id. at 75. She further testified that 15 she had no role in clinical decision making, was not involved in deciding when or whether 16 Stanley should receive physical therapy or how many physical therapy sessions Stanley should 17 have, and did not know how these decisions were made. Id. at 74-75. 18 Hagberg testified that Stanley’s physical therapist was found by Seven Corners, a BOP 19 medical contractor. Id. at 75. She explained that once the BOP placed a request for physical 20 therapy with Seven Corners, Seven Corners was then responsible for finding a physical therapist 21 and scheduling appointments with them. See id. 75-76. 22 C. Stanley’s Post-Physical Therapy Conduct 23 At trial, Stanley testified that his right thumb is permanently flexed and adducted, and 24 that he suffers from chronic cramping and numbness in his right hand. Dkt. # 109 at 29. He 25 further testified that because of these issues, he has a difficult time completing basic daily tasks 26 such as brushing his teeth, holding a pen or utensils, and getting dressed. Id. at 31-32. 27 However, the government presented evidence that Stanley has repeatedly engaged in 28 activities that would seem to require a functional right hand, including softball, handball, 1 pullups, dips, and pushups. See Ex. 29 at 205 & Ex. 513 at 1 (handball); Ex. 30 at 39 & Ex. 500 2 at 1 (softball); Ex. 505 at 1 (pullups and dips); Ex. 510 at 1, Ex. 511 at 1, & Ex. 513 at 1 3 (pullups); Ex. 515 at 1 & Ex. 517 at 1 (pushups). 4 Stanley testified that he has found modifications that allow him to still engage in these 5 activities, including doing pushups with his thumb “flexed underneath,” doing pullups by just 6 “hang[ing] . . . from a couple fingers,” and “try[ing] to play [handball] just left-handed only.” 7 Dkt. # 109 at 35, 52. Stanley further testified that after his right hand was hit by a ball during the 8 first inning of a softball game in 2013, he stopped playing. Id. at 35. When asked about a 9 softball injury he sustained in 2015, where another player “slid into his left leg,” see Ex. 500 at 10 1, Stanley testified that he had sustained the injury while coaching. Dkt. # 109 at 54. 11 D. Stanley’s Post-Physical Therapy Medical History 12 The government also presented the following evidence at trial regarding Stanley’s post- 13 surgery medical history: 14 On October 28, 2013, Stanley underwent a health screen following his transfer to FCI 15 Sheridan. See Ex. 29 at 72. No deformities, current medical conditions or other current 16 treatments were noted. Id. at 73-74. Stanley was instructed on “how to obtain medical” care, but 17 no care related to his thumb was requested or discussed. Id. at 74. 18 On March 20, 2014, following Stanley’s first softball injury in which his right hand was 19 hit by the ball while he tried to catch it, a BOP physician assistant examined Stanley’s right 20 hand and noted no “joint deformity” or “malalignment.” Ex. 30 at 39. 21 On January 3, 2016, Stanley reported to BOP Health Services that he was unable to move 22 his right thumb because it kept “locking.” Ex. 30 at 42. The following day, he reported that he 23 had been dealing with pain in his right hand and thumb for “the past two months,” but that the 24 pain had “dramatically worsened over [the] past couple of days.” Id. at 45. A few days later, he 25 reported that “at the end of softball season [he] started not being able to grip the ball as tight,” 26 and about a month prior his hand began cramping. Id. at 48. 27 On July 10, 2018, a nurse at Valley Medical Center conducted a neurological 28 examination on Stanley and found that he had strong hand grasp in both his right and left hands. 1 Ex. 506 at 10. A doctor at Valley Medical Center subsequently cleared Stanley to return to 2 custody and to perform work with no limitations. Ex. 507 at 1. 3 On November 3, 2018, Stanley reported to BOP medical staff that he fell while cleaning 4 his shower, hurting his hand, knee and back. Ex. 508 at 1. As staff were concerned that Stanley 5 might have reinjured his right hand, an x-ray was ordered. Id. at 2. The examining radiologist 6 reported that there was “no acute fracture or joint malalignment,” and that the “[o]ld healed 7 fracture proximal shaft and metaphysis of the first metacarpal [were] in satisfactory alignment." 8 Ex. 509 at 1. 9 On March 6, 2019, Stanley underwent an orthopedic examination of the long head of his 10 right biceps tendon at Virginia Mason Health System, during which a physician assistant found 11 that Stanley had normal sensation in all nerve distributions to his right hand, normal grip and 12 hand strength, and movement in his fingers. Ex. 513 at 4; Dkt. # 110 at 54-55. 13 On December 4, 2019, a nurse examining Stanley for right arm pain and numbness 14 through his right arm and fingers at the King County jail noted that Stanley had full range of 15 motion in his right arm, hand, and fingers, and had equal hand grasp strength on both sides. Ex. 16 516 at 1. 17 Two days later, a physician at Harborview Medical Center examined Stanley regarding 18 his right arm pain and found that he had full range of motion and strength in all of his fingers 19 and normal grip in his right hand. Ex. 517 at 2. Stanley reported that he was able to use his right 20 arm without dropping items or weakness. Id. at 1. Stanley was diagnosed with superficial vein 21 thrombosis. Id. at 5. 22 On September 28, 2020, a physician assistant examined Stanley in the emergency room 23 at CHI Franciscan, where he was being treated for multiple lacerations to the face, both forearms 24 and hands, and his right knee. Ex. 525 at 1. The examination found that Stanley’s right hand was 25 tender but had normal sensation and normal strength, noting no deformity of the right hand. Id. 26 at 4. 27 On March 24, 2023, a nurse practitioner examined Stanley at the King County jail and 28 observed Stanley moving his right hand freely without deformity or contracture. Ex. 530 at 4. 1 The nurse practitioner noted that when she asked to examine Stanley’s right hand, she observed 2 him adduct his thumb to his palm and claim he could not move it. Id. As a result, the nurse 3 practitioner noted high suspicion for secondary gain based on conflicting subjective and 4 objective findings. Id. The nurse practitioner also noted that Stanley demonstrated the functional 5 ability to care for himself in jail. Id. 6 E. Testimony of Elisa Marks 7 Elisa Marks, an occupational therapist, testified as plaintiff’s medical expert regarding 8 the standard of care for physical or occupational therapists who provide hand therapy. Dkt. 9 # 109 at 109. 10 Ms. Marks testified that after a thumb fracture, physical therapy helps a patient “regain 11 full functional use of their opposable thumb.” Dkt. # 109 at 93. She further testified that 12 although therapy is very “individualized,” “[t]he body is most receptive to the interventions we 13 do usually in the first three months post-surgically” and that “within the six-month window 14 following that surgery, you can still continue to make gains.” Dkt. # 109 at 95. She specified 15 that “for a Rolando fracture, in general, you would like to see the patient once the hardware is 16 out and they’re able to start mobilizing,” ideally in the week or two following hardware 17 removal. Id. at 99. She stated that her “goal” in therapy is “to get people to their prior level of 18 function.” Id. at 123. 19 Ms. Marks further testified that in her experience, “a complex thumb fracture takes 20 anywhere from 10 to 16 visits” with a standard frequency of two to three times a week. Id. at 21 101. Ms. Marks stated that beginning physical therapy for Stanley in September and scheduling 22 his second appointment three weeks after his initial appointment was “not within the standard of 23 care in [her] eyes.” Id. at 103, 105. She further opined that the delay in therapy and lack of 24 therapy after October 21, 2013 likely contributed to the position and posture of plaintiff’s thumb 25 today. Id. at 104, 107. However, Ms. Marks also stated that she was not able to make medical 26 diagnoses, and therefore could not formally diagnose the cause of Stanley’s pain, numbness or 27 claimed disability in his hand. Id. at 109. Additionally, Ms. Marks noted that her expert opinion 28 1 regarding Stanley’s claimed disability was based primarily on Stanley’s self-reports, as she had 2 not personally examined him. Id. at 113-14. 3 F. Testimony of Dr. Roger Blauvelt 4 Defendant offered the expert testimony of Dr. Roger Blauvelt, an orthopedic-trained hand 5 surgeon. Dkt. # 110 at 28. 6 Dr. Blauvelt testified that after a Rolando fracture, “[n]ot every patient, not even close, 7 needs hand therapy, but for those who do, it can be helpful or critical.” Id. at 31. He noted that 8 this type of fracture is unlike certain highly complex conditions, like a tendon or nerve repair 9 that requires “a very specific level of therapy with complex splinting,” for which there are 10 established protocols. Id. at 41. Dr. Blauvelt concluded that “[t]he amount of physical therapy 11 [provided] was sufficient to assist with plaintiff’s healing.” 12 Dr. Blauvelt further testified that the symptoms Stanley complains of with regard to his 13 right hand and thumb are not expected complications or outcomes following a Rolando fracture 14 and corresponding corrective surgery. Specifically, Dr. Blauvelt explained that following 15 surgery, the main concern is mobility – “[i]n other words, not that the thumb assumes an 16 extreme posture, but it doesn’t get to those postures.” Id. at 56. He testified that the expectation 17 is that the thumb may not be able to flex, extend or abduct fully, and that a permanently 18 adducted and flexed thumb is not an expected complication, as that outcome is “not 19 physiologic” following a Rolando fracture and is “not what a joint problem looks like.” Id. at 20 56-57. Dr. Blauvelt further explained that numbness in the palm or hand is not an expected 21 outcome of a Rolando surgery. Id. at 57. Specifically, while the Rolando surgery may “generate 22 some damage to small branches of the radial sensory nerve,” the resulting outcome is a “patch of 23 numbness on the top or edge of the thumb” which is “evident immediately” and will usually 24 “fade.” Id. at 57-58. Thus, numbness to the entire hand is “not a mechanical complication of a 25 broken bone, it’s just not physiologically linked.” Id. at 58. 26 Dr. Blauvelt opined that, based on a review of Stanley’s medical records, the functional 27 outcome that Stanley has been able to achieve following his fracture repair is “quite good.” Id. at 28 60. He further opined that he found no evidence that Stanley has any permanent injury that 1 resulted from a lack of or delay in physical therapy. Id. Like Ms. Marks, Dr. Blauvelt did not 2 personally examine Stanley. Id. at 64. 3 Dr. Blauvelt also discussed the medical records stemming from Stanley’s March 6, 2019 4 examination at Virginia Mason Health System. He testified that in his practice he treats and 5 examines patients who have had tears to the long head of their biceps tendon and that an 6 examination of this condition requires the provider to look at the patient’s hand. Id. at 53. Dr. 7 Blauvelt opined that the medical record relayed that, with regard to Stanley’s right hand, 8 “there’s nothing that got [the provider’s] attention. This is a normal-looking hand.” Id. at 55. He 9 further stated that “[i]f a person had some abnormal posturing of the hand or other unusual 10 positioning, is that something that would be important in this kind of examination.” Id. 11 II. Defendant’s Motion for Judgement on Partial Findings 12 At the close of Plaintiff’s evidence, Defendant made an oral motion for judgment as a 13 matter of law. Dkt. # 110 at 22.1 In its motion, the government argued both that (1) this Court 14 lacked jurisdiction to hear plaintiff’s Federal Tort Claims Act (“FTCA”) claims and (2) plaintiff 15 had not presented evidence sufficient to meet his burden of proof on the elements of his claims. 16 Dkt. # 110 at 22. Specifically, the government argued that plaintiff had not presented evidence 17 of an individual at the Bureau of Prisons who has acted negligently, and thus this was a 18 “corporate negligence” case and the United States has not waived its sovereign immunity for 19 that claim. Id. Plaintiff opposed the government’s motion and requested that the jurisdictional 20 issue be resolved through written briefing. Id. at 25. The Court kept the government’s motion 21 22 23 1 Because this was a bench trial, not a jury trial, the Court interprets defendant’s motion as one 24 for judgment on partial findings under Rule 52(c) of the Federal Rules of Civil Procedure. Compare Fed. 25 R. Civ. P. 52(c) (stating that “[i]f a party has been fully heard on an issue during a nonjury trial and the court finds against the party on that issue, the court may enter judgment against the party on a claim or 26 defense that, under the controlling law, can be maintained or defeated only with a favorable finding on that issue”) with Fed. R. Civ. P. 50(a) (explaining that a Court may grant a motion for judgment as a 27 matter of law “if a party has been fully heard on an issue during a jury trial” (emphasis added)). 28 1 under consideration, and requested that the parties address the jurisdictional question in addition 2 to the issue of liability in their written closing arguments. Id. at 25-26. 3 Without jurisdiction, this Court lacks the power to hear and decide the case. See Arbaugh 4 v. Y&H Corp., 546 U.S. 500, 514 (2006) (explaining that subject matter jurisdiction “can never 5 be forfeited or waived” and federal courts have a continuing “independent obligation to 6 determine whether subject-matter jurisdiction exists”); see also Fed. R. Civ. P. 12(h)(3) (“If the 7 court determines at any time that it lacks subject-matter jurisdiction, the court must dismiss the 8 action.”); Valdez v. Allstate Ins. Co., 372 F.3d 1115, 1116 (9th Cir. 2004) (the court is obligated 9 to consider sua sponte whether it has subject matter jurisdiction). A plaintiff bringing suit in 10 federal court bears the burden of demonstrating that subject-matter jurisdiction exists. See Ashoff 11 v. City of Ukiah, 130 F.3d 409, 410 (9th Cir. 1997). 12 Accordingly, before it can turn to the merits of plaintiff’s claims, the Court must first 13 address the jurisdictional arguments raised in the government’s motion. 14 A. Cognizable Claims Under the FTCA 15 “Absent a waiver, sovereign immunity shields the Federal Government and its agencies 16 from suit.” F.D.I.C. v. Meyer, 510 U.S. 471, 475 (1994). Critically, “[s]overeign immunity is 17 jurisdictional in nature. Indeed, the terms of the United States’ consent to be sued in any court 18 define that court’s jurisdiction to entertain the suit.” Id. Here, plaintiff brings suit under the 19 FTCA, which “waived the sovereign immunity of the United States for certain torts committed 20 by federal employees.” Id. Specifically, the FTCA covers tort claims arising out of the conduct 21 of a government employee acting within the scope of his or her employment “under 22 circumstances where the United States, if a private person, would be liable to the claimant in 23 accordance with the law of the place where the act or omission occurred.” 28 U.S.C. 24 § 1346(b)(1); see also 28 U.S.C. § 2674 (“The United States shall be liable, respecting the 25 provisions of this title relating to tort claims, in the same manner and to the same extent as a 26 private individual under like circumstances . . . .”). In other words, a claim “comes within [the 27 FTCA’s] jurisdictional grant” and “thus is ‘cognizable’” if it alleges a claim “[1] against the 28 United States, [2] for money damages, . . . [3] for injury or loss of property, or personal injury or 1 death [4] caused by the negligent or wrongful act or omission of any employee of the 2 Government [5] while acting within the scope of his office or employment, [6] under 3 circumstances where the United States, if a private person, would be liable to the claimant in 4 accordance with the law of the place where the act or omission occurred.” F.D.I.C., 510 U.S. at 5 477 (citing 28 U.S.C. § 1346(b)). 6 The Supreme Court has “consistently held that § 1346(b)’s reference to the ‘law of the 7 place’ means law of the State–the source of substantive liability under the FTCA.” Id. at 478 8 (quoting 28 U.S.C. § 1346(b)). Thus, because Plaintiff’s injuries occurred in Washington State, 9 the United States’ liability is determined by Washington law. See Liebsack v. United States, 731 10 F.3d 850, 855 (9th Cir. 2013); Delta Sav. Bank v. United States, 265 F.3d 1017, 1026 (9th Cir. 11 2001) (explaining that the tort liability alleged by a plaintiff must “arise from state statutory or 12 decisional law”). The FTCA “direct[s] the courts to analogize the government to a private actor 13 in a similar situation and apply state law to determine amenability to suit and substantive 14 liability.” LaBarge v. Mariposa Cnty., 798 F.2d 364, 366 (9th Cir. 1986). “Accordingly, if 15 [Washington] law imposes tort liability upon a private person for any of the claims alleged in 16 [plaintiff’s] complaint, the FTCA may waive the [United States’] sovereign immunity.” Jachetta 17 v. United States, 653 F.3d 898, 904 (9th Cir. 2011) (collecting cases). 18 Stated differently, this Court only has jurisdiction over Stanley’s claims if there is 19 “decisional or statutory authority supporting claims of liability for similar conduct by private 20 persons in [Washington].” Meier v. United States, No. C05-4404WHA, 2006 WL 3798160, at 21 *3 (N.D. Cal. Dec. 22, 2006), aff’d, 310 Fed. App’x 976 (9th Cir. 2009). For example, in Meier, 22 the court found that it did not have jurisdiction over plaintiff’s FTCA claims alleging negligent 23 hiring, training, and supervision, because the California state court opinion on which plaintiff 24 relied found “that a hospital could be sued for failing to ensure the competence of its employees 25 under a corporate negligence theory.” Id. The court held that “because California law does not 26 impose liability on a private person for a hospital’s negligent hiring or supervision of medical 27 staff, no liability can be imposed on the government on th[ose] theories.” Id. at *4. 28 B. Stanley’s Claims 1 The government argues that “Stanley’s claims are based on the actions of the Bureau of 2 Prisons as an entity, which is outside the waiver of sovereign immunity effected by the Federal 3 Tort Claims Act.” Dkt. # 112 at 1. Plaintiff does not dispute that “the FTCA does not waive 4 sovereign immunity for corporate liability,” but aims to come within the jurisdictional grant of 5 the FTCA by identifying two individuals that he asserts bear responsibility for breaching the 6 duty of care owed to him: Andrea Hagberg, Health Services Assistant, and the facility’s medical 7 directors, including Clinical Director J.C. Souza. Dkt. # 111 at 2-3. Specifically, plaintiff argues: 8 Ms. Hagberg’s and the medical directors’ conduct violated the standard of care for rehabilitating Rolando fractures in three ways. First, Ms. Hagberg 9 and the medical directors delayed Mr. Stanley’s initial physical therapy 10 appointment until September 10th, 2013—more than two months after Dr. Dy removed Mr. Stanley’s stitches and prescribed physical therapy. 11 Second, after Advance Physical Therapy advised BOP that Mr. Stanley 12 should receive physical therapy one to two times a week for up to four to six weeks, Ms. Hagberg and the medical directors failed to ensure that Mr. 13 Stanley was scheduled for follow up visits in compliance with Advance 14 Physical Therapy’s treatment plan. Instead, Ms. Hagberg and the medical directors scheduled Mr. Stanley’s second physical therapy visit for October 15 1st, 2013, three weeks after Mr. Stanley’s initial appointment; and they let 16 another nine days pass before Mr. Stanley’s next appointment, on October 10th. Finally, Ms. Hagberg did not schedule any physical therapy 17 appointments for Mr. Stanley after his fifth and final appointment on 18 October 21st, even though Mr. Stanley was never discharged from physical therapy and had not completed his course of care. 19 20 Id. at 5 21 However, identifying the individual government employees plaintiff claims acted 22 negligently does not completely resolve the jurisdictional concerns. As discussed above, to bring 23 a cognizable claim under the FTCA, Stanley must show that there is “decisional or statutory 24 authority supporting claims of liability for similar conduct by private persons in [Washington].” 25 Meier, 2006 WL 3798160, at *3; see also United States v. Muniz, 374 U.S. 150, 153 (1963) 26 (explaining that “[w]hether a claim could be made out [under the FTCA] would depend upon 27 whether a private individual under like circumstances would be liable under state law”). In his 28 post-trial brief, plaintiff asserts two possible theories of liability: (1) medical negligence and (2) 1 ordinary negligence. See Dkt. # 111 at 2. The Court must determine whether a “private 2 individual” would be liable under either theory in “like circumstances” under Washington law. 3 1. Medical Negligence 4 A medical negligence claim, like other negligence claims, requires a showing of duty, 5 breach, causation, and damages. “In Washington, plaintiffs in a medical malpractice action must 6 prove two key elements: (1) that the defendant health care provider failed to exercise the 7 standard of care of a reasonably prudent health care provider in that same profession and (2) that 8 such failure was a proximate cause of the plaintiff’s injuries.” Frausto v. Yakima HMA, LLC, 9 188 Wn. 2d 227, 231 (2017) (citing RCW 7.70.040). Expert testimony generally is required to 10 establish the standard of care. Id. at 231-32 (citing Young v. Key Pharm., Inc., 112 Wn. 2d 216, 11 228 (1989)). 12 Private persons may be held liable for medical negligence under Washington law. See 13 RCW 7.70.020 (defining “health care provider” as, inter alia, a “person licensed by this state to 14 provide health care or related services”); see also, e.g., Olson v. Siverling, 52 Wn. App. 221 15 (1988) (plaintiff filed lawsuit against individual physician alleging medical negligence and 16 failure to obtain informed consent). Accordingly, the Court finds that plaintiff’s medical 17 negligence claims are cognizable under the FTCA. Whether plaintiff has proven the elements of 18 a medical negligence claim goes to the merits of the case rather than the jurisdictional inquiry. 19 The Court denies defendant’s motion for judgment on partial findings with regard to plaintiff’s 20 claims for medical negligence. 21 2. Ordinary Negligence 22 To prevail on a negligence claim, a plaintiff “‘must show (1) the existence of a duty to 23 the plaintiff, (2) a breach of that duty, (3) a resulting injury, and (4) the breach as the proximate 24 cause of the injury.’” N.L. v. Bethel Sch. Dist., 186 Wn. 2d 422, 429 (2016) (quoting Crowe v. 25 Gaston, 134 Wn. 2d 509, 514 (1998)). “The premise upon which negligence rests is that an actor 26 has a legally imposed duty, i.e., a standard of conduct to which he must adhere. That duty may 27 spring from a legislative enactment of the standard of conduct or from a judicially imposed 28 standard.” Amend v. Bell, 89 Wn. 2d 124, 132 (1977). 1 Here, plaintiff argues that the relevant duty is established by the fact that “Washington 2 courts have long recognized a jailer’s special relationship with inmates, particularly the duty to 3 ensure health, welfare, and safety.” Dkt. # 111 at 6 (quoting Picciano v. Clark Cnty., No. C20- 4 6106DGE, 2022 WL 1624717, at *6 (W.D. Wash. May 23, 2022)). The Court agrees that this 5 duty is well-recognized in state decisional law. However, plaintiff has not cited – nor can the 6 Court find – any Washington decision extending a prison or jail’s corporate liability to 7 individual persons. 8 Plaintiff directs the Court to Gonzalez v. Dammeier Cnty. of Pierce, 21 Wn. App. 2d 9 1056 (2022), however that case addressed Pierce County’s appeal of the “trial court’s denial of 10 summary judgment regarding [plaintiff’s] negligence claim against the County.” Gonzalez, 21 11 Wn. App. 2d at *1; see also id. at *4 (explaining that “Jails owe inmates an affirmative duty to 12 ensure their “health, welfare, and safety” (emphasis added)). Plaintiff also cites Gregoire v. City 13 of Oak Harbor, 170 Wn. 2d 628 (2010), however that case dealt with “Oak Harbor, a 14 municipality that was sued for failing to carry out its duty to provide for the health, welfare, and 15 safety of an inmate.” Gregoire, 170 Wn. 2d at 638. 16 Other Washington cases have similarly declined to hold individual defendants liable 17 under this theory of liability. See Matter of Williams, 198 Wn. 2d 342, 359 (2021) (concluding 18 that “[p]roviding for the health of prisoners is a nondelegable duty for Washington’s DOC”); 19 Shea v. City of Spokane, 17 Wn. App. 236, 241 (1977) (lawsuit for negligence by jail employees 20 brought against the city), aff'd, 90 Wn. 2d 43 (1978); Winston v. State/Dep’t of Corr., 130 Wn. 21 App. 61 (2005) (lawsuit for negligence by prison employees brought against the state); Baker v. 22 State, Dep’t of Corr., 123 Wn. App. 1038 (2004) (same); Hopovac v. State Dep’t of Corr., 197 23 Wn. App. 817 (2017) (same); Hunt v. King Cnty., 4 Wn. App. 14 (1971) (suit brought against 24 county); Scott v. King Cnty., 22 Wn. App. 2d 1066 (2022) (same).2 25 2 The Court recognizes that several of these cases cite to Kusah v. McCorkle, 100 Wn. 318 26 (1918). In Kusah, a prisoner in Thurston County jail filed a complaint against the county sheriff, 27 alleging negligence in failing to search another prisoner who later used a weapon to attack the plaintiff. Id. at 319-20. The “principal question to be determined [was] whether or not the sheriff [was] 28 1 To the extent that plaintiff attempts to convince the Court of its jurisdictional basis by 2 citing to out-of-circuit federal court decisions on FTCA claims, these cases are irrelevant. See 3 Dkt. # 111 at 7. The question here is whether Washington law imposes tort liability upon a 4 private person for the claims alleged by plaintiff. Because none of plaintiff’s cited cases 5 interpret Washington law,3 they cannot assist the Court in answering that question.4 6 7
8 [sic], in regard to the detention of the insane suspect and the manner of his custody and failure to search him upon receiving him.” Id. at 321. While the court found that it “cannot hold as a matter of law that 9 the sheriff is not liable for the negligence of himself and deputy,” id. at 329, this Court does not find that 10 Kusah supports plaintiff’s claim here. The Kusah opinion focused specifically on the unique political role of the sheriff (including his relevant statutory duties) and his power in selecting and appointing his 11 deputies. Id. at 321-26; see also Pavish v. Meyers, 129 Wn. 605 (1924) (discussing Kusah and noting that while sheriffs may be liable for the actions of their deputies, the logic of Kusah does not extend to 12 police chiefs, who the court concludes are not liable for the actions of police officers). It is clear that 13 Kusah speaks specifically to the liability of the particular role of sheriff, rather than the broader modern term of “jailer” used in the relevant cases cited above. Furthermore, a sheriff acting in his official 14 capacity is not a “private person,” thus, Kusah does not support a conclusion that a “a private person . . . would be liable to the claimant” under Washington law. 28 U.S.C. § 1346(b)(1). 15 3 Plaintiff cites to Dorsey v. Peter, No. C19-113RDM, 2020 WL 881134 (M.D. Pa. Feb. 21, 16 2020) (applying Pennsylvania law); Krembel v. United States, No. C16-3018JCF, 2017 WL 1058179 17 (E.D.N.C. Mar. 20, 2017) (apply North Carolina law); Knowles v. United States, No. C12-3212JCF, 2015 WL 13214314 (E.D.N.C. Dec. 14, 2015) (applying North Carolina law); Balter v. United States, 18 No. C09-1409RDM, 2014 WL 1365905 (M.D. Pa. Apr. 7, 2014) (applying Pennsylvania law). The Court also notes that none of these cases appear to substantively address the question of whether a 19 private person would be liable under the relevant state law. 20 4 Plaintiff also points out that the Supreme Court has stated that “the duty of care owed by the 21 Bureau of Prisons to federal prisoners is fixed by 18 U.S.C. § 4042, independent of an inconsistent state rule.” Muniz, 374 U.S. at 164-65. This statement was made in a Supreme Court case reasoning that “a 22 person can sue under the Federal Tort Claims Act to recover damages from the United States Government for personal injuries sustained during confinement in a federal prison, by reason of the 23 negligence of a government employee.” Id. at 150. In making this ruling, the Court noted that “[j]ailers 24 in some States are not liable to their prisoners” due to state law grants of immunity and concluded that it would be “improper to limit suits by federal prisoners because of restrictive state rules of immunity,” 25 noting that 18 U.S.C. § 4042 imposes a duty on the BOP to “provide for the safekeeping, care, and subsistence of all persons charged with or convicted of offenses against the United States.” Id. at 164- 26 65. However, in that same opinion the Court cautioned that “[w]hether a claim could be made out would 27 depend upon whether a private individual under like circumstances would be liable under state law, but prisoners are at least not prohibited from suing [under the FTCA].” Id. at 153. Here, the Court agrees 28 1 As neither plaintiff nor the Court has identified any Washington decisional or statutory 2 law that imposes liability on a private person for breaching the duty of care owed by jails to their 3 inmates, the Court concludes that it lacks jurisdiction over plaintiff’s ordinary negligence claims 4 and grants in part defendant’s Rule 52(c) motion. 5 The Court now turns to plaintiff’s claims that it has determined it has jurisdiction to hear 6 – specifically, plaintiff’s medical negligence claims against Ms. Hagberg and FDC Seatac’s 7 medical directors. 8 III. Findings of Fact & Conclusions of Law 9 The Court has considered the evidence presented at trial, the exhibits admitted into 10 evidence, and the arguments of counsel. Being fully advised, the Court now makes the following 11 findings of fact and conclusions of law: 12 A. Initial Appointment 13 Plaintiff argues that Ms. Hagberg and the FDC SeaTac medical directors – specifically, 14 Dr. Souza – breached their duty of care by failing to schedule plaintiff’s initial physical therapy 15 appointment until September 10, 2013 – more than two months after plaintiff’s stitches were 16 removed and physical therapy was first recommended. 17 As an initial matter, the Court finds that plaintiff has failed to establish that Ms. Hagberg 18 was involved in determining the timing of Stanley’s initial physical therapy appointment. 19 Accordingly, it concludes that no claim of negligence for the asserted delay in beginning 20 physical therapy can lie against Ms. Hagberg. 21 As to the other individual BOP employee identified by plaintiff – Dr. Souza – the Court 22 finds that plaintiff has failed to put forward evidence establishing the appropriate standard of 23 24 under Washington law, private individuals are not liable for a breach of that duty, a fact that is fatal to 25 plaintiff’s general negligence claim under the FTCA. 26 The Court also notes that the continuing vitality of the application of a standard of care set by federal statute in FTCA cases is called into question by more recent Supreme Court decisions, which 27 emphasize that where “federal law, not state law, provides the source of liability for a claim” that claim 28 is “not cognizable” under the FTCA. F.D.I.C., 510 U.S. at 477-78. 1 care for a physician prescribing physical therapy after Rolando fracture surgery. Under 2 Washington law, “‘expert testimony will generally be necessary to establish the standard of 3 care.’” Young v. Key Pharm., Inc., 112 Wn. 2d 216, 228 (1989) (quoting Harris v. Groth, 99 4 Wn. 2d 438, 449 (1983)). The expert must have “sufficient expertise in the relevant specialty” 5 such that the expert is familiar with the procedure or medical problem at issue. Id. at 229. 6 Critically, “only physicians may testify as to another physician’s standard of care.” Frausto, 188 7 Wn. 2d at 229 n.1. Here, plaintiff offered expert testimony from an occupational therapist – he 8 did not put forward any evidence demonstrating the standard of care for a physician ordering 9 physical therapy for a patient post-surgery. Accordingly, plaintiff cannot establish Dr. Souza’s 10 liability for medical negligence under Washington Law. See Colwell v. Holy Fam. Hosp., 104 11 Wn. App. 606 (2001) (“If the plaintiff in a medical negligence suit lacks competent expert 12 testimony, the defendant is entitled to summary judgment.”), abrogated on other grounds by 13 Frausto, 188 Wn. 2d 227. 14 B. Course of Treatment 15 Plaintiff next argues that “after Advance Physical Therapy advised BOP that Mr. Stanley 16 should receive physical therapy one to two times a week for up to four to six weeks, Ms. 17 Hagberg and the medical directors failed to ensure that Mr. Stanley was scheduled for follow up 18 visits in compliance with Advance Physical Therapy’s treatment plan.” Dkt. # 111 at 5. 19 The Court finds by a preponderance of the evidence that the responsibility for scheduling 20 Stanley’s physical therapy appointments laid with Seven Corners, the BOP contractor. Ms. 21 Hagberg clearly testified that responsibility for finding Stanley a physical therapist and 22 scheduling his physical therapy sessions was outsourced to a contractor called Seven Corners. 23 The only evidence plaintiff offers to contradict this testimony are the patient notes from 24 Advance Physical Therapy, which reflect that in August of 2013 a “lady from the Federal 25 Detention Center” called to reschedule plaintiff’s first physical therapy appointment, and that on 26 the date of plaintiff’s first physical therapy appointment, the “Federal Deten[t]ion Center called 27 to ask for a list of exercises for him to do in between his visits” noting that “they do not want to 28 set up a set [schedule] of twice a week [appointments] due to the cost of the [appointment] plus 1 transport[ations] and the services of two marshals.” Ex. 16 at 23.5 However, the notes also 2 reflect a notation on September 18, 2023 – prior to Stanley’s second physical therapy 3 appointment – that a representative from Seven Corners was the “point of contact for 4 appointments and questions.” Id. Given that no one testified as to the meaning of these notes at 5 trial, and that all the notes making reference to FDC SeaTac were dated either the day of or prior 6 to Stanley’s first physical therapist appointment, the Court finds that plaintiff has failed to 7 demonstrate by a preponderance of the evidence that Ms. Hagberg, or any individual at FDC 8 SeaTac, was responsible for scheduling follow up visits in compliance with Advance Physical 9 Therapy’s treatment plan.6 10 C. Follow Up Appointments 11 Finally, plaintiff argues that “Ms. Hagberg did not schedule any physical therapy 12 appointments for Stanley after his fifth and final appointment on October 21st, even though 13 Stanley was never discharged from physical therapy and had not completed his course of care.” 14 Dkt. # 111 at 5. However, Stanley was transferred from FCI SeaTac, where Ms. Hagberg was 15 employed, to FCI Sheridan the week following his final physical therapy appointment. See Dkt. 16 # 109 at 38; Ex. 29 at 72. The Court finds Stanley’s BOP medical records were electronically 17 stored and accessible by treatment providers at Sheridan. Id. at 75. It further finds that plaintiff 18 has failed to demonstrate that Ms. Hagberg had any responsibility for scheduling medical 19 appointments for Stanley after he was transferred from FDC SeaTac. Accordingly, the Court 20 concludes that no claim of negligence for the failure to schedule additional physical therapy 21 appointments can lie against Ms. Hagberg. 22 5 The Court notes that, even taking this statement at face value, it does not support a finding of 23 negligence on the part of a BOP employee, as Advance Physical Therapy recommended a frequency of 24 either one or two times per week (and plaintiff’s expert testified that Advance Physical Therapy met the standard of care, see Dkt. # 109 at 126). Thus, to the extent that a BOP employee was indicating that the 25 once-a-week frequency was preferred, plaintiff has failed to argue or show that such a scheduling 26 request would fall below the standard of care. 6 The Court further notes that the waiver of sovereign immunity in the FTCA is limited to acts of 27 government employees and does not extend to acts of independent contractors. See Logue v. United 28 States, 412 U.S. 521, 526-30 (1973). 1 D. Causation 2 Finally, the Court additionally finds that even if Stanley were able to establish duty and 3 breach, he has failed to demonstrate causation. 4 In Washington, expert testimony on medical causation must be expressed in terms of 5 “reasonable medical certainty or reasonable medical probability.” Desranleau v. Hyland's, Inc., 6 26 Wn. App. 2d 418, 438 (2023) (quoting Anderson v. Akzo Nobel Coatings, Inc., 172 Wn. 2d 7 593, 606-07 (2011)). Such testimony must go beyond a mere possibility to meet the standard of 8 reasonable medical certainty. Desranleau, 26 Wn. App. 2d at 438. “The testimony must be 9 sufficient to establish that the injury-producing situation ‘probably’ or ‘more likely than not’ 10 caused the subsequent condition, rather than that the accident or injury ‘might have,’ ‘could 11 have,’ or ‘possibly did’ cause the subsequent condition.” Rounds v. Nellcor Puritan Bennett, 12 Inc., 147 Wn. App. 155, 163 (2008) (quoting Merriman v. Toothaker, 9 Wn. App. 810, 814 13 (1973)). 14 While plaintiff provided the testimony of a qualified occupational therapist who opined 15 that the failure to provide Stanley with a prompt, frequent, and complete course of physical 16 therapy “more likely than not” contributed to plaintiff’s claimed symptoms, Ms. Marks’s 17 testimony was based primarily on plaintiff’s self-reports. Having heard all the evidence and 18 having the opportunity to make credibility determinations, the Court finds that plaintiff has 19 failed to meet his burden of demonstrating by a preponderance of the evidence that his allegedly 20 deficient course of physical therapy proximately caused his claimed symptoms and disability. In 21 reaching this conclusion, the Court weighed the testimony of Ms. Marks and plaintiff’s own 22 testimony against the voluminous evidence of plaintiff engaging in activities that require a 23 functional right hand, medical records indicating that medical providers found no deformity and 24 normal grip strength in plaintiff’s right hand, the expert testimony of Dr. Blauvelt opining that 25 plaintiff’s claimed symptoms and disability are not physiologically related to his Rolando 26 fracture surgery, and the Court’s own observations of the witnesses at trial. 27 IV. Conclusion 28 1 For all of the foregoing reasons, and based on the findings recited above and the Court’s 2 conclusions of law, the Court finds in favor of defendant on all of plaintiff’s claims. The Clerk 3 of Court is directed to enter judgment in favor of defendant and against plaintiff. 4 5 IT IS SO ORDERED. 6 7 DATED this 4th day of October, 2023. 8 9 A
10 Robert S. Lasnik 11 United States District Judge 12
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