Stanley U. Robinson, III v. Department of Public Utilities, Etc.

835 F.2d 19, 1987 U.S. App. LEXIS 16221, 1987 WL 22191
CourtCourt of Appeals for the First Circuit
DecidedDecember 14, 1987
Docket87-1409
StatusPublished
Cited by5 cases

This text of 835 F.2d 19 (Stanley U. Robinson, III v. Department of Public Utilities, Etc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stanley U. Robinson, III v. Department of Public Utilities, Etc., 835 F.2d 19, 1987 U.S. App. LEXIS 16221, 1987 WL 22191 (1st Cir. 1987).

Opinion

PER CURIAM.

Stanley U. Robinson, III appeals from the district court’s grant of summary judgment to defendant-appellee, the Department of Public Utilities (“D.P.U.”). Robinson filed suit against the D.P.U. on grounds that his right as an electric consumer to intervene in ratemaking proceedings initiated by the Boston Edison Company had been denied. He sought declaratory and injunctive relief, continued supervision by the federal court of ratemaking proceedings, and damages.

Robinson sought to participate in a number of rate proceedings. We summarize them seriatim below.

D.P.U 906

In this proceeding, the D.P.U. granted Robinson “limited participant status.” He was permitted to conduct discovery and to file written memoranda or briefs. He was told that the Attorney General would be his lead counsel and that any cross-examination he might wish to conduct or documents he might wish to introduce into evidence must be done through the Attorney General. Robinson appealed the limited participant status to the Supreme Judicial Court (“S.J.C.”), and the D.P.U. was upheld. Attorney General v. Department of Public Utilities, 390 Mass. 208, 216-17, 455 N.E. 2d 414 (1983).

d.p.u. mo

Robinson was granted the same limited participant status detailed supra. His appeal from this decision is pending.

Robinson was again accorded “limited participant status.” This decision was upheld on appeal to a single Justice of the S.J.C. (see M.G.L. c. 25 § 5).

D.P.U. 84-194

The D.P.U. granted Robinson “limited participant status” once again. In this case, however, the Attorney General supported Robinson’s petition to intervene, noting that the interests of the Attorney General were not necessarily coextensive with Robinson’s and that the latter was not clear that it could develop a record on Robinson’s behalf. Accordingly, the D.P. *21 U. determined that Robinson could continue to conduct discovery and submit briefs and could cross-examine witnesses by presenting his questions to the bench. Robinson’s petition for appeal to the S.J.C. was denied.

D.P.U. 85-266 and 85-271

Robinson was again granted “limited participant status.” The record does not reflect that any appeal was taken. Jurisdiction

Although it is not clear that all the decisions of which Robinson complains were properly before the district court or are properly before us, see 16 U.S.C. § 2633(b)(2) (if any electric consumer is denied right to intervene by state court, consumer may bring federal action) (emphasis added); see also. H.Conf.R. No. 1750, 97th Cong., 2d Sess. 84, reprinted in 1978 U.S. Code Cong. & Admin.News, 7659, 7797, 7818, we assume arguendo that we have jurisdiction, since Robinson is not entitled to relief. See Norton v. Mathews, 427 U.S. 524, 530-32, 96 S.Ct. 2771, 2774-76, 49 L.Ed.2d 672 (1976). In any event, the central question presented for our review — the extent of the intervention or participation to which Robinson is entitled — is raised by all the D.P.U. decisions, and at least some of these (e.g., D.P.U. 906, 1720, 84-194) were properly before the district court. Nature of Right to Intervene or Participate

Title 16 U.S.C. § 2631(a) of the Public Utility Regulatory Policies Act of 1978 (“PURPA”) (16 U.S.C. §§ 2601-2708) provides in relevant part that “any electric consumer ... may intervene and participate as a matter of right in any ratemak-ing proceeding or other appropriate regulatory proceeding relating to rates or rate design which is conducted by a State regulatory authority ... or by a nonregulated electric utility.”

Robinson argues that the district court was wrong to conclude that state law determines the extent and type of participation. He relies on the House Conference Report accompanying the PURPA and insists that federal law controls the scope of his participation, and accords him greater rights than does state law.

The legislative history behind 16 U.S.C. § 2631(a) indicates that that section “creates a Federal right of participation and intervention in ratemaking proceedings.” H.Conf.R. No. 1750, 97th Cong., 2d Sess. 81, reprinted in 1978 U.S.Code Cong. & Admin.News 7797, 7815. The Report specifies that “[t]he procedures for the type of intervention are left to State law.” H.Conf.R. No. 1750, 97th Cong., 2d Sess. 82, reprinted in U.S.Code Cong. & Admin. News 7797, 7816. It states further that “the State regulatory authority or nonregu-lated utility should provide maximum opportunity under State law to participate in ongoing proceedings. Federal courts will be available to interpret the action under this provision of Federal law....” Id.

We do not agree with Robinson that the Report evinces an intent to define the right of participation or intervention according to federal law. Rather, we approve the district court’s conclusion that PURPA leaves “the determination of the nature and extent of consumer participation to state law.” This conclusion is supported by the language of the Report as well as by logic and common sense.

First, it is not clear that the simple fact of a “Federal right of participation and intervention” presupposes the substantive application of federal law. The conclusion that federal substantive law does not apply is particularly compelling in light of the Report’s reference to state law to define “the procedures for the type of intervention.” This clause cannot mean that state law determines solely the minutia of the intervention (i.e., consolidation of parties); that interpretation undermines the states’ obvious interest in controlling the structure and content of ratemaking procedures. Cf. Federal Energy Regulatory Commission v. Mississippi, 456 U.S. 742, 765 n. 29, 102 S.Ct. 2126, 2140 n. 29, 72 L.Ed.2d 532 (1982) (in finding no Tenth Amendment violation in PURPA’s requirement that states consider particular federal ratemaking standards, Court notes that “[i]t seems evident that Congress intended to defer to state *22 prerogatives — and expertise — in declining to pre-empt the utilities field entirely”).

Next, the Report goes on to state explicitly that the state regulatory authority should provide “maximum opportunity under State law to participate in ongoing procedures.” This reference to the role of state law is clear and unambiguous, and directs that state law is to control participation.

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835 F.2d 19, 1987 U.S. App. LEXIS 16221, 1987 WL 22191, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stanley-u-robinson-iii-v-department-of-public-utilities-etc-ca1-1987.