Staael v. State

697 P.2d 1050, 1985 Alas. App. LEXIS 301
CourtCourt of Appeals of Alaska
DecidedApril 12, 1985
DocketA-78
StatusPublished
Cited by21 cases

This text of 697 P.2d 1050 (Staael v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Alaska primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Staael v. State, 697 P.2d 1050, 1985 Alas. App. LEXIS 301 (Ala. Ct. App. 1985).

Opinion

OPINION

SINGLETON, Judge.

Paul Staael was charged with attempted first-degree murder. AS 11.41.100; AS 11.-31.100. He was tried twice. A mistrial was declared at the first trial when the jury was unable to agree. Staael was convicted at his second trial. After conviction he moved to dismiss the attempted first-degree murder charge contending that his retrial was barred by double jeopardy. Staael appeals the trial court’s denial of this motion and, in addition, argues that the trial court erred during his first trial in instructing the jury that it had to unanimously acquit on the target offense before considering lesser-included offenses. He also challenges the trial court’s exclusion of lay testimony on the phenomenon of alcohol blackouts at his second trial and, finally, contends that the trial judge improperly rejected a statutory mitigating factor and imposed an excessive sentence. We affirm.

FACTS

Paul Staael was charged with shooting a handgun at a bartender at the Circle Hot Springs Saloon near Fairbanks. The bartender had asked Staael to leave the bar because of his behavior. Staael returned a short time later with a .357 magnum pistol. He fired a shot that barely missed the bartender who dived to the floor just in time. Another patron in the bar disarmed Staael. Staael was restrained until the troopers from Fairbanks arrived and arrested him.

The bartender testified that Staael had verbally threatened him and then deliberately pulled the trigger. Staael testified that the shooting occurred while he was in an alcoholic blackout and that he does not remember what happened. Staael’s theory of defense was that “diminished capacity” precluded a finding of the specific intent necessary for an attempted murder conviction.

During his first trial Staael’s jury was instructed on attempted first-degree murder and a number of lesser-included offenses. After deliberations the jury sent the trial court a note indicating that it was unable to reach a verdict on the attempted murder charge. The judge inquired wheth *1052 er the jury felt that further deliberation on that charge would result in a verdict. A juror replied that he did not think it would. The judge then told the jury to consider the four lesser-included offenses. The jury retired to deliberate. It later sent a note:

Some of the jurors believe the defendant is guilty of the first charge (not all the jurors).
If a unanimous guilty verdict on a lesser charge is found, does that relieve the defendant from the greater charge?
The jurors feel since the vote was not unanimous they are placed in a position of being forced to plead, in effect, not guilty on the first charge, in order to look at the second charge.

Superior Court Judge Gerald J. Van Hoom-issen rescinded his earlier instruction and told the jury that it had to unanimously acquit Staael on the attempted first-degree murder charge before moving on to lesser-included offenses. The jury then indicated that it could not arrive at a verdict on the attempted first-degree murder charge. Judge Van Hoomissen declared a mistrial over defense objection.

At his second trial Staael introduced expert testimony in support of his diminished responsibility defense. He called Dr. George Harris to testify about the physiological and psychological effects of an alcoholic blackout. Dr. Harris stated that, based on two interviews with Staael, review of the transcript from Staael’s prior trial, and his general expertise in the area of alcoholism:

My opinion is that on a more probable than not basis Mr. Staael had interference in his mental functions that was sufficient to impair his mental ability and impair his ability to formulate a specific intent.

After Dr. Harris testified, defense counsel asked for permission to call several lay witnesses to testify about alcoholic blackouts. The judge denied Staael permission to put on this evidence. The court understood that Staael’s witnesses’ testimony would be offered to support an inference that Staael was unable to formulate a specific intent to kill at the relevant time. The court reasoned that the offer of proof did not establish that the expected testimony would be relevant for this purpose. The court assumed that the existence of a phenomenon called “alcoholic blackouts” was not in dispute. The judge reasoned that testimony by lay witnesses that on occasion they had drunk themselves into a state during which they did not remember what they had been doing would not have been relevant to show that Staael was unable to formulate an intent at the time in question. 1

At sentencing the trial court found one mitigator: that Staael’s previous conviction (a felony burglary) was a less serious crime than the present offense. Former AS 12.-55.155(d)(8); repealed effective October 1, 1983, section 42, Ch. 143, SLA 1982. At the hearing on mitigating factors Judge Van Hoomissen originally stated that he would not find this mitigator because it was repealed. At defense counsel’s request Judge Van Hoomissen reconsidered this ruling and concluded that a sentencing factor could not be eliminated ex post fac-to. The court nevertheless expressed strong disagreement with what he perceived to be the policy behind the mitigating factor. The judge reasoned that a person whose criminality became more serious should not get a benefit and concluded that the mitigator should receive very little weight.

*1053 DISCUSSION .

I. DOUBLE JEOPARDY

If a court discharges a jury without a verdict being reached, the defendant cannot be retried unless he consented to the discharge or “manifest necessity” required it. Koehler v. State, 519 P.2d 442, 448 (Alaska 1974). Where a jury announces an inability to agree, a determination of “manifest necessity” can only be made where there is “no probability” that a unanimous verdict will be reached. In Koehler the supreme court stated that a trial court exercising discretion to determine whether a mistrial should be declared need not make an express finding of manifest necessity. However, it cautioned, the record must clearly support the trial court’s implicit finding of “no prospect of an agreement.” Id. at 449. In reaching this conclusion, the Koehler court recommended that a trial court consider the ABA standards:

The ABA Project on Standards Relating To Trial By Jury recognizes that discharge of the jury is not permitted merely because jurors report they have not been able to agree. The ABA suggests that whether there exists a probability of agreement should be determined by (1) questioning the jurors as to their inability to agree without any attempt on the trial judge’s part to ascertain how the jurors stand on the question of innocence or guilt and (2) considering the length of the deliberations, the length of the trial, and the nature or complexity of the case.

Id. (footnote omitted).

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Bluebook (online)
697 P.2d 1050, 1985 Alas. App. LEXIS 301, Counsel Stack Legal Research, https://law.counselstack.com/opinion/staael-v-state-alaskactapp-1985.