(SS)Guevara v. Commissioner of Social Security

District Court, E.D. California·Decided May 15, 2025·No. 1:22-cv-00490·Unknown

Opinion

VIRGINIA GUEVARA, Case No. 1:22-cv-00490-CDB (SS)

Plaintiff, FINDINGS AND RECOMMENDATIONS TO DENY PLAINTIFF’S MOTION FOR v. SUMMARY JUDGMENT AND AFFIRM THE COMMISSIONER OF SOCIAL

Defendant. 14-DAY DEADLINE

(Docs. 18, 20)

Clerk of the Court to Assign District Judge

Plaintiff Virginia Guevara (“Plaintiff”) seeks judicial review of a final decision of the Commissioner of Social Security (“Commissioner” or “Defendant”) denying her application for disability benefits under the Social Security Act. (Doc. 1). The matter is currently before the Court on the parties’ briefs, which were submitted without oral argument. (Docs. 18, 20). Upon review of the Administrative Record (“AR”) and the parties’ briefs, the undersigned recommends that the Commissioner’s decision be affirmed. A. Administrative Proceedings and ALJ’s Decision Plaintiff filed a Title XVI application for supplemental security income on August 19, Plaintiff requested a hearing before an administrative law judge (“ALJ”). (AR 60-91, 106). On May 13, 2021, ALJ Laureen Penn held a hearing, during which Plaintiff, represented by counsel, and an independent vocational expert testified. (AR 30-59). The ALJ issued her decision on June 2, 2021, finding Plaintiff not disabled. (AR 13-23). On February 18, 2022, the Appeals Council declined Plaintiff’s request for review. (AR 1-3). In her decision, the ALJ engaged in the five-step sequential evaluation process set forth by the Social Security Administration. 20 C.F.R. §§ 404.1520(a), 416.920(a). At step one, the ALJ found Plaintiff had not engaged in substantial gainful activity since August 19, 2019, the application date. (AR 15). At step two, the ALJ determined that Plaintiff had the following severe impairments: “cervical and lumbar degenerative disc disease with lumbar radiculopathy status/post-fusion surgery, degenerative joint disease of the right shoulder, and obesity.” (AR 15). The ALJ concluded Plaintiff’s anxiety disorder and depressive disorder did “not cause more than minimal limitation in the claimant’s ability to perform basic mental work activities” such that they were non-severe. (AR 16). In reaching this conclusion, the ALJ cited the lack of allegations of difficulty with memory and memory deficits in the record; the lack of evidence of aberrant behavior or panic attacks; Plaintiff’s ability to maintain appropriate attention and concentration without noted deficits; Plaintiff’s ability to maintain appropriate mood and affect at treatment visits despite reports of depressive and anxious symptoms; Plaintiff’s minimal mental health treatment; and Plaintiff’s daily social activities. (AR 16). The ALJ also relied on the administrative agency psychological consultants’ opinions, which both concluded Plaintiff had no severe mental impairments. (AR 17). At step three, the ALJ found that Plaintiff did not have an impairment, or combination of impairments, that met or medically exceeds the severity of one of the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1. (AR 17-18). The ALJ specifically discussed listings within the musculoskeletal disorders category. (AR 17). The ALJ determined Plaintiff had the residual functional capacity (“RFC”) to perform light work “except the claimant can stand and/or walk for four hours and sit for six hours out of workstation.” (AR 18). Additionally, Plaintiff could “occasionally climb ramps and stairs, but cannot climb ladders, ropes, or scaffolds;” “occasionally balance, stoop, kneel, crouch, and crawl;” “frequently reach overhead with the right upper extremity;” and “frequently finger and handle bilaterally,” but never have concentrated exposure to hazards, such as unprotected heights and moving machinery. (AR 18). In formulating the RFC, the ALJ considered Plaintiff’s allegations of “difficulty with lifting, bending, standing, reaching, walking, sitting, kneeling, climbing stairs, using her hands, concentration, and completing tasks.” (AR 18). The ALJ also considered Plaintiff’s testimony that she used a walker for a few weeks following surgery on her back, after which she continued to experience sciatica and tailbone pain as well as shoulder pain; she experienced increased depression due to the Covid-19 pandemic and recently started taking medication for such; and “she could only lift ten to fifteen pounds, used a shower chair, and had to change positions every fifteen to thirty minutes.” (AR 18). The ALJ concluded that while Plaintiff’s impairments could be expected to cause the alleged symptoms, “the claimant’s statements concerning the intensity, persistence and limiting effects of these symptoms are not entirely consistent with the medical evidence and other evidence in the record.” (AR 19). The ALJ discussed the medical record in support of her conclusion to discount Plaintiff’s testimony. Concerning Plaintiff’s lower extremity functioning, the ALJ indicated that while medical records reflected complaints of pain and numbness, reduced range of motion, and positive straight leg tests leading up to Plaintiff’s spinal surgery in July 2020, the records also reflected Plaintiff was “ambulating in a normal fashion” with normal gait and strength.” (AR 19). After surgery, Plaintiff initially reported doing great but eventually began to complain about lower back soreness and buttock pain but denied taking pain medications. (AR 19). Based on Plaintiff’s lumbar impairments and her obesity, the ALJ included the standing/walking limitations and other postural limitations in the RFC. (AR 19). The ALJ also considered the records regarding Plaintiff’s upper extremity functioning, and concluded they further supported the postural limitations. (AR 20). specifically alleged inability to lift more than ten to fifteen pounds is not entirely consistent with the evidence given her normal gait and strength and only mild cervical and shoulder arthritis,” and Plaintiff did not need an assistive device outside of the time she was recovering from surgery. (AR 20). As to Plaintiff’s “alleged depression and difficulty with concentration and completing tasks,” the ALJ concluded such was not consistent with the record based on Plaintiff’s minimal mental health treatment and treatment notes showing “generally normal memory, behavior, concentration, and mood despite some reported symptoms of depression and anxiety recently controlled with medication.” (AR 20). The ALJ found the administrative agency medical consultants’ opinions to be unpersuasive because while they were “supported by rationale based on a review of the evidence available at the time of determination,” they were not entirely consistent with subsequent evidence of Plaintiff’s “reported numbness and weakness prior to lumbar surgery and post- surgical leg and tailbone pain supportive of the reduced stand/walk and a sit-stand opinion.” (AR 21). At step four, the ALJ found that Plaintiff was capable of performing her past relevant work as a receptionist both as actually performed and as performed in the national economy. (AR 21-22). Alternatively, the ALJ concluded at step five that jobs existed in significant numbers that Plaintiff could perform, including as an information clerk, general office clerk, file clerk, or order clerk. (AR 22-23). Thus, the ALJ concluded that Plaintiff had not been under a disability from August 19, 2019, through the date of the decision. (AR 23). B. Medical Record and Hearing Testimony The relevant hearing testimony and medical record were reviewed by the undersigned and will be referenced below as necessary to the undersigned’s recommendation. A district court’s review of a final decision of the Commissioner of Social Security is governed by 42 U.S.C. §

(SS)Guevara v. Commissioner of Social Security, (E.D. Cal. 2025).

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