1 2 3 4 5 6 7 UNITED STATES DISTRICT COURT 8 EASTERN DISTRICT OF CALIFORNIA 9 10 TRACIE DANETTE PEREZ, No. 1:18-cv-01036-GSA 11 Plaintiff, 12 v. ORDER DIRECTING ENTRY OF JUDGMENT IN FAVOR OF 13 ANDREW SAUL,1 Commissioner of COMMISSIONER OF SOCIAL SECURITY Social Security, AND AGAINST PLAINTIFF 14
15 Defendant.
17 I. Introduction 18 Plaintiff Tracie Danette Perez (“Plaintiff”) seeks judicial review of a final decision of the 19 Commissioner of Social Security (“Commissioner” or “Defendant”) denying in part and granting 20 in part her application for disability insurance benefits pursuant to Title II and supplemental 21 security income pursuant to Title XVI of the Social Security Act. The matter is currently before 22 the Court on the parties’ briefs which were submitted without oral argument to the Honorable 23 Gary S. Austin, United States Magistrate Judge.2 See Docs. 17, 18 and 19. Having reviewed the 24 record as a whole, the Court finds that the ALJ’s decision is supported by substantial evidence 25 and applicable law. Accordingly, Plaintiff’s appeal is denied. 26 1 Commissioner of Social Security Andrew Saul is substituted as Defendant pursuant to Fed. R. Civ. P. 25(d). See 27 also Section 205(g) of the Social Security Act, 42 USC 405(g) (action survives regardless of any change in the person occupying the office of Commissioner of Social Security). 28 2 The parties consented to the jurisdiction of the United States Magistrate Judge. See Docs. 8 and 10. 1 II. Procedural Background 2 On January 6, 2014, Plaintiff filed an application for disability insurance benefits alleging 3 disability beginning March 31, 2011. AR 67. The Commissioner denied the application initially 4 on August 21, 2014, and upon reconsideration on December 23, 2014. AR 7. On February 2, 5 2015, Plaintiff filed a request for a hearing before an Administrative Law Judge. AR 67. 6 Administrative Law Judge Nancy M. Stewart presided over an administrative hearing on 7 October 13, 2016. AR 90-103. Plaintiff appeared without an attorney. AR 92. Following a brief 8 colloquy concerning Plaintiff’s right to an attorney and questioning to ensure that the agency 9 secured all of Plaintiff’s medical records, the ALJ adjourned the matter to allow Plaintiff to retain 10 counsel. 11 On November 17, 2016, Plaintiff filed an application for supplemental security income 12 again alleging disability beginning March 31, 2011. AR 67. 13 Administrative Law Judge Stewart presided over a second administrative hearing on 14 January 3, 2017. AR 104-34. Plaintiff appeared and was represented by an attorney. AR 104. 15 Impartial vocational expert Judith Najarian testified. AR 104. 16 On March 29, 2017, the ALJ granted Plaintiff’s application but determined that the onset 17 date of disability was May 9, 2016. AR 67-81. As a result, Plaintiff was entitled to supplemental 18 security income beginning May 9, 2016, but was not entitled to disability insurance benefits since 19 she was not disabled before her last insured date of March 31, 2014. AR 81. 20 The Appeals Council denied review on June 22, 2018. AR 1-4. On August 1, 2018, 21 Plaintiff filed a complaint in this Court. Doc. 1. 22 III. Factual Background 23 A. Plaintiff’s Testimony 24 1. Agency Hearing 25 Plaintiff (born May 10, 1966) completed high school. AR 107. She managed a dry- 26 cleaning shop for about eight years beginning in about 2000.3 AR 114. In that job, Plaintiff 27 trained and supervised employees as well as performing various tasks such as inventory, spotting,
28 3 Plaintiff was laid off when her employer went out of business in August 2008. AR 437. 1 pressing, cleaning, cashiering, tagging and bagging clothing. AR 114-15. She spent most of the 2 day on her feet and lifted items up to 50 or 60 pounds. AR 115. 3 In about 2009, Plaintiff’s cervical spine was fused. AR 116. She still experienced 4 sensory loss and numbness in both arms. AR 116-17. She unsuccessfully attempted to return to 5 work in another dry-cleaning shop for three months in 2010. AR 113. 6 Plaintiff had a long history of right knee impairment, beginning with knee surgery 7 following a motor vehicle accident in 1988. AR 108. Shortly thereafter, Plaintiff underwent two 8 further surgeries: first, to remove hardware that had been inserted to stabilize the injured knee and 9 second, to clear cartilage from the knee joint. AR 108-09. In September 2016, Plaintiff required 10 surgery to replace her kneecap. AR 109. 11 Although Plaintiff used a walker or a cane, she continued to fall about twice a month 12 because she did not lift her feet while walking. AR 109, 119. She could walk about 15 or 20 13 minutes before she needed to rest for a half an hour. AR 119-20. Plaintiff could sit about 20 to 14 30 minutes, but needed to move in her seat during that time period to relieve discomfort. AR 121. 15 Plaintiff experienced migraine headaches and vision problems. AR 118. She had a loss of 16 feeling in her feet and elevated her feet twice daily. AR 121-22. 17 Imaging studies indicated that Plaintiff was experiencing spinal degeneration. AR 120. 18 Although her doctors recommended surgery Plaintiff was reluctant to undergo the procedure, 19 which had poor results for her husband. AR 120. 20 2. Pain Questionnaire 21 In a pain questionnaire dated July 26, 2013, Plaintiff reported chronic back and leg pain. 22 AR 341. She was able to stand for five to ten minutes, sit for one hour and walk about one-half 23 block. AR 344. If she lay flat, Plaintiff had no pain for two to three hours. AR 344. Her 24 medications included Norco,4 Gabapentin5 and Mirapex.6 AR 341.
25 4 Norco (hydrocodone and acetaminophen) is a narcotic pain reliever prescribed for moderate-to-severe pain. www.medlineplus.gov/druginfo/meds/a601006.html (accessed November 13, 2019). 26 5 Gabapentin is prescribed to relieve the pain of postherpetic neuralgia (shingles) and restless legs syndrome. www.medlineplus.gov/druginfo/meds/a694007.html (accessed November 13, 2019). 27 6 Mirapex (Pramipexole) is a dopamine agonist prescribed to treat Parkinson’s disease and restless legs syndrome. www.medlineplus.gov/druginfo/meds/a697029.html (accessed November 13, 2019). 28 1 3. Adult Function Report 2 Plaintiff reported that she was unable to walk because her legs felt like “Jell-O” and she 3 had no feeling in them. AR 385. She fell frequently. AR 385. When she sat too long, Plaintiff 4 experienced back and hip pain. AR 385. Plaintiff was afraid of hurting herself in a fall. AR 388. 5 Her impairments affected lifting, bending, standing, walking, sitting, kneeling, remembering, 6 climbing stairs, completing tasks and concentrating. AR 390. 7 Plaintiff tried to care for her daughters and grandchildren but sometimes was unable to do 8 so.7 AR 386. She had difficulty getting her legs over the side of the bathtub and needed 9 assistance to put on her pants and shoes. AR 386. Her husband handled the shopping, and her 10 teen-aged daughter helped with cooking. AR 387, 388. Plaintiff could help prepare some foods, 11 and folded laundry while sitting. AR 387. She tried to clean house, taking breaks as needed. AR 12 387. 13 4. Third-Party Adult Function Report 14 Plaintiff’s sister-in-law Cathy Vale reported that Plaintiff lacked strength in her 15 extremities, tired easily and had no energy. AR 398. Plaintiff sometimes needed help dressing 16 and bathing. AR 399. She had memory problems. AR 400. Plaintiff fell frequently and had 17 difficulty getting up. AR 398. 18 Plaintiff could cook things that were quick and easy to prepare. AR 400. She experienced pain 19 while housecleaning. AR 400. Plaintiff’s illness affected lifting, squatting, bending, standing, 20 reaching, walking, kneeling, climbing stairs, memory, completing tasks, concentrating, 21 understanding, following instructions and sometimes using her hands. AR 403. Ms. Vale 22 strongly emphasized Plaintiff’s inability to handle stress. AR 404. 23 B. Medical Records 24 In May 2010, magnetic resonance imaging of Plaintiff’s head revealed improving sinusitis 25 and a single focus of ischemia or demyelination in the left parietal lobe of Plaintiff’s brain. AR 26 688. Magnetic resonance imaging of Plaintiff’s lumbar spine revealed mild degenerative disk 27 ///
28 7 Plaintiff had adult children from her first marriage and minor children from her current marriage. 1 disease and a 5 mm. posterior disk protrusion at L4-5 with mild impingement of the right L5 root 2 at the right lateral recess. AR 690. 3 In August 2010, neurosurgeon Henry F. Aryan, M.D., conducted a consultation 4 examination of Plaintiff at Dr. Nagavalli’s request. AR 488-90. Plaintiff had experienced back 5 problems “for some years,” receiving conservative care including physical therapy and an 6 epidural steroid injection. AR 488. Her back problems were now becoming progressively worse, 7 and her leg problems were severe. AR 488. 8 Dr. Aryan’s examination revealed diminished sensation in the L5 distribution on 9 Plaintiff’s right side. AR 489. She exhibited 4/5 weakness on right dorsiflexion and plantar 10 flexion, but 5/5 strength on left dorsiflexion and plantar flexion and 5/5 strength for iliopsoas, 11 quadriceps and hamstrings. AR 489. Dr. Aryan observed no atrophy, swelling, tenderness or 12 lymphadenopathy. AR 489. The doctor diagnosed degenerative disc disease, worse at L4-L5. 13 AR 489. There was slight spondylolisthesis of L5 on S1, facet arthropathy at L4-L5 and L5-S1, 14 and foraminal stenosis, worse at L4-L5 on the right. AR 489. Dr. Aryan recommended spinal 15 fusion at L4-S1. AR 490. 16 When Plaintiff saw Jacqueline De Castro, M.D., for medication refills in December 2010, 17 Plaintiff was having second thoughts about back surgery. AR 664. Dr. De Castro found Plaintiff 18 to be in a good mood and doing well. AR 664. In February 2012, Plaintiff returned to Dr. De 19 Castro for continuing treatment of her chronic back pain, peripheral neuropathy and anemia. AR 20 681. 21 At the Family Healthcare Clinic in January 2012, Marcus Darius, PA-C, treated Plaintiff 22 for severe (9/10) back pain and sciatica, prescribing Toradol8 and Phenergan.9 AR 718-20. Mr. 23 Darius noted that Plaintiff needed to see Paramvir Sidhu, M.D., for a Norco evaluation. AR 720. 24 Plaintiff saw Dr. Sidhu two days later and explained that she had been seeing Dr. Nagavalli, who 25 had prescribed Norco. AR 715. Because of difficulty getting appointments with Dr. Nagavalli, 26 8 Toraloc (Keterolac injection) is used to relieve moderately severe pain in adults. 27 www.medlineplus.gov/druginfo/meds/a614011.html (accessed November 19, 2019). 9 Phenergan (Promethazine) is used to relax and sedate patients. www.medlineplus.gov/druginfo/meds/a682284.html 28 (accessed November 19, 2019). 1 Plaintiff had gone to the Family Healthcare Clinic after moving heavy furniture which injured her 2 back. AR 715. Dr. Sidhu prescribed Vicodin10 and told Plaintiff that he would not continue 3 treatment until he had received and reviewed records of Plaintiff’s treatment by Dr. Nagavalli. 4 AR 717. 5 In June 2012, Plaintiff saw Dr. De Castro for treatment of anxiety and depression. AR 6 662. Plaintiff was feeling overwhelmed after she was assaulted by her mentally ill teen-aged 7 daughter. AR 662. Following a discussion with Plaintiff concerning possible drug interactions 8 and side effects, Dr. De Castro prescribed Alprazolam.11 AR 662-63. 9 Magnetic resonance imagery of Plaintiff’s lumbar spine in July 2012 showed mild 10 degenerative disk disease. AR 692. The posterior disk protrusion at L4-L5 had “increased” to 3 11 mm. but no impingement of the nerve roots was observed. AR 692. 12 On January 8, 2013, Ken Zelsdorf, F.N.P., treated Plaintiff for lumbar strain in the urgent 13 care clinic of Adventist Health. AR 641. Plaintiff had injured her back three days earlier while 14 lifting, turning and bending, and was now experiencing moderate pain. AR 641. Mr. Zelsdorf 15 prescribed Norco and Soma.12 AR 642. 16 On January 11, 2013, Plaintiff saw Dr. De Castro for a follow up appointment to address 17 her lumbar strain. AR 677. Plaintiff reminded the doctor that Dr. Aryan had recommended back 18 surgery about four years earlier. AR 677. Plaintiff had deferred surgery, and subsequent 19 prescriptions of Norco and a muscle relaxer had helped her. AR 677. Plaintiff told Dr. De Castro 20 that she had made an appointment to see Dr. Aryan in about ten days. AR 677. The doctor 21 observed tenderness and tightness of the left paravertebral muscles at the lumbosacral level. AR 22 677. Plaintiff was limping and favoring her right side. AR 677. After discussing with Plaintiff 23 the difference between her previous back condition and muscle strain, Dr. De Castro prescribed 24
25 10 Vicodin (Hydrocodone and Acetaminophen) is an opioid medication used to treat pain and inflammation. See www.medlineplus.gov/druginfo/meds/a002670.html (accessed November 19, 2019). 26 11 Alprazolam is a benzodiazepine prescribed to treat anxiety and panic disorders. www.medlineplus.gov/druginfo/meds/a684001.html (accessed November 13, 2019). 27 12 Soma (Carisprodol) is a muscle relaxant used with rest, physical therapy and other measures to relax muscles and relieve pain and discomfort caused by sprains, strains and other muscle injuries. 28 www.medlineplus.gov/druginfo/meds/a682578.html (accessed November 19, 2019). 1 Norco and Valium.13 AR 677-78. The doctor recommended warm and cold packs, moist heat, 2 home back strengthening exercises and weight loss. AR 677. 3 On January 18, 2013, the Emergency Department of Adventist Medical Center-Hanford 4 treated Plaintiff for severe flank and back pain. AR 613. Examination and imaging identified no 5 acute illness or lumbar spine injury. AR 619, 621, 623. 6 Plaintiff returned to see Dr. De Castro on January 25, 2013 and complained of back pain 7 so severe that she had gone to the emergency room. AR 679. Plaintiff had been taking four doses 8 of Norco daily and needed another prescription. AR 679. Flexeril had not helped at all so 9 Plaintiff requested Soma, which had been effective in the past. AR 679. Because Valium was 10 making Plaintiff very sleepy, Dr. De Castro substituted a prescription for Alprazolam. AR 679. 11 Dr. De Castro observed that Plaintiff was still limping and the paravertebral muscles in Plaintiff’s 12 lumbosacral area remained tender and tight. AR 679. 13 On March 28, 2013, Plaintiff’s daughter attempted suicide. AR 685. Because Plaintiff 14 had to reschedule her appointment with Dr. Aryan, she saw Dr. De Castro on April 11, 2013, 15 complaining of stress and seeking refills of Alprazolam and Soma. AR 685. Dr. De Castro added 16 a prescription for Viibryd.14 AR 685-86. 17 In April 2013, magnetic resonance imagery of Plaintiff’s head showed mild bilateral 18 sinusitis. AR 695. A small cystic lesion in the anterior portion of the right temporal lobe was 19 unchanged since April 2009. AR 695. In addition, the radiologist observed an interval increase 20 of foci with increased FLAIR signal, which possibly indicated small vessel ischemic disease or 21 migraine headaches. AR 695. 22 X-rays of Plaintiff’s left hip in August 2013 were normal except for some narrowing of 23 the joint space, a nonspecific indication of mild arthritic changes. AR 697. Magnetic resonance 24 imaging of Plaintiff’s lumbar spine revealed hyperlordosis; mild degenerative disk disease; a 25 posterior disk bulge and left posterolateral fissure of the annulus fibrosus at L1-L2; a mild 26 13 Valium (diazepam) is a benzodiazepine prescribed to relieve anxiety and to control muscle spasms and spasticity. 27 www.medlineplus.gov/druginfo/meds/a682047.html (accessed November 13, 2019). 14 Viibryd (Vilazodone) is prescribed to treat depression. www.medlineplus.gov/druginfo/meds/a611020.html 28 (accessed November 14, 2019). 1 posterior disc bulge and posterior central fissure of the annulus fibrosus at L2-L3; and, a 3 mm. 2 disk protrusion and fissure of annulus fibrosus at L4-L5. AR 698-99. 3 In September 2013, Plaintiff was treated for severe knee pain and a puncture wound at the 4 Emergency Department of Adventist Medical Center-Hanford. AR 605. X-rays revealed a 2 cm. 5 metallic wire lodged in soft tissues adjacent to Plaintiff’s knee cap. AR 608. 6 Also in September 2013, Plaintiff saw Katelyn Schuck, PA-C, in the Family Health 7 Clinic, seeking help for anxiety. AR 712-13. Plaintiff, who appeared anxious and teary, 8 explained that she had separated from her husband because of disagreements arising from 9 differences in parenting their bipolar daughter. AR 712. Ms. Schuck prescribed Hydroxyzine15 10 and Paroxetine,16 and referred Plaintiff to the Behavioral Health department. AR 713. 11 In February 2014, Plaintiff saw Bassam I. Alzagatiti, M.D., for a neurological evaluation. 12 AR 1205-07. Thereafter, Plaintiff would have a follow-up appointment with Dr. Alzagatiti 13 approximately every two months. AR1131-1208. Notable developments are addressed below. 14 In February 2014, Charleen S. Bright conducted an initial psychological intake interview 15 in the Behavioral Health Department of Family Health. AR 828-33. Plaintiff was experiencing 16 depression, anxiety and panic attacks, in response to parenting her fifteen-year-old bipolar 17 daughter. AR 828. Plaintiff was living with her parents-in law after separating from her husband 18 who could not cope with their daughter’s behavior. AR 828, 830. Ms. Bright diagnosed Plaintiff 19 with adjustment disorder with mixed anxiety and depression, and opined that Plaintiff’s GAF was 20 68.17 AR 830-31. Ms. Bright recommended that Plaintiff participate in two psychotherapy 21 sessions monthly and receive a psychiatry evaluation. AR 831. Julianna L. Yates, PA-C, agreed 22 23
24 15 Hydroxyzine is an antihistamine prescribed to relieve anxiety and tension. www.medlineplus.gov/druginfo/meds/a682866.html (accessed November 19, 2019). 25 16 Paroxetine is prescribed to treat depression and anxiety. www.medlineplus.gov/druginfo/meds/a698032.html (accessed November 19, 2019). 17 The Global Assessment of Functioning (GAF) scale is a rating from 0 to 100 and considers psychological, social, 26 and occupational functioning on a hypothetical continuum of mental health-illness. Diagnostic and Statistical Manual of Mental Disorders, 32-35 (4th ed. American Psychiatric Association 1994). A GAF of 61-70 corresponds 27 to some mild symptoms (e.g., depressed mood and mild insomnia) or some difficulty in social, occupational or school functioning (e.g., occasional truancy or theft within the household), but generally functioning pretty well, has 28 some meaningful interpersonal relationships. Id. 1 with Ms. Bright and prescribed Klonopin18 and Citalopram.19 AR 834-35. 2 In March 2014, Plaintiff saw Dr. Alzagatiti after completion of testing. AR 782-787. The 3 increased dose of Gabapentin had improved the pain and numbness in Plaintiff’s lower 4 extremities and feet. AR 782. The Baclofen20 prescription had reduced muscle spasm in 5 Plaintiff’s lower extremities. AR 782. Muscle strength, tone and bulk were normal except for 6 mild weakness (4/5) of the right and left tibialis anterior muscles. AR 785. The doctor noted 7 sensory loss to light touch, pinprick, temperature and sensation in areas of Plaintiff’s lower 8 extremities, but not in her upper extremities. AR 785. Plaintiff walked slowly without major 9 ataxia and had difficulty with tandem walking and heel and toe walking. AR 785-86. EMG and 10 nerve conduction were normal. AR 786, 1003-06. Testing indicated deficiencies of vitamins B1, 11 B12 and D.21 AR 786. Because of a family history of neurological diseases and hyperreflexia of 12 Plaintiff’s lower extremities, Dr. Alzagatiti ordered a brain MRI to rule out demyelinating 13 disease. AR 786. 14 Plaintiff had not yet had a brain MRI when she again saw Dr. Alzagatiti in June 2014. 15 She complained of leg pain and stiffness, but no deterioration of her back pain. AR 779. The 16 doctor noted no changes in his examination. AR 779-81. Performed in July 2014, the brain MRI 17 was generally normal except for a “[s]olitary nonspecific 5 mm focus of abnormal signal intensity 18 within the extreme capsule left brainstem, query small micro lacuna.” AR 791. In August 2014, 19 Plaintiff reported increased difficulty in walking, especially when climbing stairs. AR 1191. In 20 October 2014, Dr. Alzagatiti ordered a spinal tap to further investigate the abnormal brain MRI. 21 AR 1008-15. 22 Thoracic spine x-rays in November 2014 revealed mild senescent changes with no 23 myelomalacia or central canal stenosis. AR 980. Cervical spine x-rays showed post-surgical 24
25 18 Klonopin (Clonazepam) is used to relieve panic attacks. www.medlineplus.gov/druginfo/meds/a682279.html (accessed November 19, 2019). 19 Citalopram is an antidepressant. www.medlineplus.gov/druginfo/meds/a699001.html (accessed November 19, 26 2019). 20 Baclofen acts on spinal cord nerves to reduce muscle spasms caused by multiple sclerosis or other spinal cord 27 diseases. www.medlineplus.gov/druginfo/meds/a682530.html (accessed November 19, 2019). 21 The record also indicates recurring diagnoses of iron deficiency anemia following Plaintiff’s 2005 gastric bypass 28 surgery. See AR 475-76. 1 changes since Plaintiff’s prior spinal fusion, specifically, central canal stenosis most pronounced 2 at C4-C5 and C6-C7 with mild to moderate neural foraminal narrowing. AR 981. 3 In January 2015, Plaintiff complained of developing intermittent left leg jerking when at 4 rest or asleep. AR 1175. Dr. Alzagatiti diagnosed restless legs syndrome and prescribed a Neupro 5 patch.22 AR 1176. 6 In March 2015, orthopedist Frank L. Feng, D.O., examined Plaintiff concerning left arm 7 numbness and tingling which extended to the left index and long finger. AR 976-77. Magnetic 8 resonance imaging indicated mild disc protrusion at C4-C5 and C6-C7 without myelomalacia, but 9 stenosis was not sufficiently severe to account for the numbness and tingling in Plaintiff’s left 10 hand. AR 977. Plaintiff had a full range of motion without pain and no motor deficits. AR 977. 11 Phalen’s test was positive in both wrists. AR 977. Dr. Feng recommended a nerve conduction 12 study to rule out carpal tunnel syndrome. AR 977. 13 In February 2016, x-rays revealed degenerative changes in Plaintiff’s right knee as well as 14 the presence of a foreign object. AR 874. In September 2016, surgeon Christopher A. Verioti, 15 D.O., performed a right knee patellofemoral joint arthroplasty (knee replacement). AR 895. X- 16 rays on September 1, 2016 confirmed that the patellofemoral prosthesis was properly aligned. 17 AR 922. Thereafter, Plaintiff participated in physical therapy. AR 938-51, 964-65, 1018-35, 18 1062-81, 1101-02. 19 In March 2016, Dr. Feng examined Plaintiff, who was experiencing recurrent pain, 20 numbness and tingling in her right hip. AR 975. The doctor diagnosed mild osteoarthritis and 21 trochanteric bursitis and administered a trochanteric bursal injection of depo-medrol, lidocaine 22 and marcaine. AR 975. 23 In treatment notes dated November 17, 2016, Dr. Alzagatiti listed Plaintiff’s diagnoses: 24 restless legs syndrome; low back pain; contracture of muscles (multiple sites; spinal stenosis, 25 cervical region; other disorders of sulfur-bearing amino-acid metabolism, including 26 hyperhomocystinemia; white matter disease, unspecified; parathesia of skin; abnormal reflex
27 22 Neupro (Rotigotine Transdermal Patch) is a dopamine agonist used to control involuntary movement in diseases including restless legs syndrome. www.medlineplus.gov/druginfo/meds/a607059.html (accessed November 18, 28 2016). 1 (hyperreflexia in lower extremities); vitamin D deficiency; and family history of neurological 2 diseases.23 AR 1132-34. 3 IV. Standard of Review 4 Pursuant to 42 U.S.C. §405(g), this court has the authority to review a decision by the 5 Commissioner denying a claimant disability benefits. “This court may set aside the 6 Commissioner’s denial of disability insurance benefits when the ALJ’s findings are based on 7 legal error or are not supported by substantial evidence in the record as a whole.” Tackett v. 8 Apfel, 180 F.3d 1094, 1097 (9th Cir. 1999) (citations omitted). Substantial evidence is evidence 9 within the record that could lead a reasonable mind to accept a conclusion regarding disability 10 status. See Richardson v. Perales, 402 U.S. 389, 401 (1971). It is more than a scintilla, but less 11 than a preponderance. See Saelee v. Chater, 94 F.3d 520, 522 (9th Cir. 1996) (internal citation 12 omitted). When performing this analysis, the court must “consider the entire record as a whole 13 and may not affirm simply by isolating a specific quantum of supporting evidence.” Robbins v. 14 Social Security Admin., 466 F.3d 880, 882 (9th Cir. 2006) (citations and internal quotation marks 15 omitted). 16 If the evidence reasonably could support two conclusions, the court “may not substitute its 17 judgment for that of the Commissioner” and must affirm the decision. Jamerson v. Chater, 112 18 F.3d 1064, 1066 (9th Cir. 1997) (citation omitted). “[T]he court will not reverse an ALJ’s 19 decision for harmless error, which exists when it is clear from the record that the ALJ’s error was 20 inconsequential to the ultimate nondisability determination.” Tommasetti v. Astrue, 533 F.3d 21 1035, 1038 (9th Cir. 2008) (citations and internal quotation marks omitted). 22 V. The Disability Standard 23 To qualify for benefits under the Social Security Act, a plaintiff must establish that he or she is unable to engage in substantial gainful 24 activity due to a medically determinable physical or mental impairment that has lasted or can be expected to last for a continuous 25 period of not less than twelve months. 42 U.S.C. § 1382c(a)(3)(A). An individual shall be considered to have a disability only if . . . his 26 physical or mental impairment or impairments are of such severity that he is not only unable to do his previous work, but cannot, 27 23 Plaintiff’s father had multiple sclerosis; her mother had hereditary spastic paraplegia. AR 1133. Dr. Alzagatiti 28 noted that he could order hereditary spastic paraplegia genetic testing at Plaintiff’s request. AR 1134. 1 considering his age, education, and work experience, engage in any other kind of substantial gainful work which exists in the national 2 economy, regardless of whether such work exists in the immediate area in which he lives, or whether a specific job vacancy exists for 3 him, or whether he would be hired if he applied for work. 4 42 U.S.C. §1382c(a)(3)(B). 5 To achieve uniformity in the decision-making process, the Commissioner has established 6 a sequential five-step process for evaluating a claimant’s alleged disability. 20 C.F.R. §§ 7 416.920(a)-(f). The ALJ proceeds through the steps and stops upon reaching a dispositive finding 8 that the claimant is or is not disabled. 20 C.F.R. §§ 416.927, 416.929. 9 Specifically, the ALJ is required to determine: (1) whether a claimant engaged in 10 substantial gainful activity during the period of alleged disability, (2) whether the claimant had 11 medically determinable “severe impairments,” (3) whether these impairments meet or are 12 medically equivalent to one of the listed impairments set forth in 20 C.F.R. § 404, Subpart P, 13 Appendix 1, (4) whether the claimant retained the residual functional capacity (“RFC”) to 14 perform his past relevant work, and (5) whether the claimant had the ability to perform other jobs 15 existing in significant numbers at the national and regional level. 20 C.F.R. § 416.920(a)-(f). 16 VI. Summary of the ALJ’s Decision 17 Administrative Law Judge Stewart found that Plaintiff had not engaged in substantial 18 gainful activity from the alleged onset date of March 31, 2011. AR 69. Her severe impairments 19 were asthma; eczema; disorder of the cervical spine, status post-surgery; disorder of the lumbar 20 spine with radiculitis; restless leg syndrome; contracture of muscle at multiple sites; disorder of 21 the shoulder, status post-rotator cuff repair; bilateral hip osteoarthritis and right greater 22 trochanteric bursitis; polyneuropathy; right knee osteoarthritis; anxiety disorder; and, mood 23 disorder. AR 69. None of the severe impairments met or medically equaled one of the listed 24 impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1 (20 C.F.R. §§ 404.1520(d), 404.1525, 25 404.1526, 426.920(d), 416.925, 416.926). AR 70. 26 The ALJ concluded that Plaintiff had the residual functional capacity to perform sedentary 27 work as defined in 20 C.F.R. §§ 404.1567(c) and 416.967(c), including lifting and carrying 20 28 1 pounds occasionally and ten pounds frequently;24 standing and walking for four hours and sitting 2 for six hours in an eight-hour workday with the ability to stand and stretch at least 1-2 minutes at 3 the end of each hour. AR 70. Plaintiff required the ability to rest 15 minutes every two hours, 4 falling within normal breaks and lunch break. AR 70. Plaintiff could never climb ladders, ropes 5 or scaffolds; kneel, crawl or crouch; or perform repetitive handling, fingering or feeling. AR 70- 6 71. She could occasionally balance and stoop. AR 71. She required a cane for prolonged 7 walking greater than 15 minutes at a time or on uneven terrain. AR 70. Plaintiff could perform 8 non-complex, routine tasks. AR 71. 9 Plaintiff had not been able to perform any past relevant work since March 31, 2011. AR 10 79. She was unable to transfer job skills. On May 9, 2016, Plaintiff’s age category changed from 11 a younger individual aged 45-49 to a person closely approaching advance age. AR 79. Under the 12 Medical-Vocational Rules, Plaintiff was not disabled prior to May 9, 2016 whether or not she had 13 transferable job skills. AR 80. In addition, there were jobs that existed in significant numbers in 14 the national economy that Plaintiff could have performed. AR 80. Beginning on May 9, 2016, 15 the Medical-Vocational Rules provided that an individual closely approaching advanced age 16 without transferable skills was disabled. AR 81. There were then no jobs available in significant 17 numbers in the national economy that Plaintiff could perform. AR 81. Accordingly, the ALJ 18 found that Plaintiff was not disabled before May 9, 2016 but became disabled on May 9, 2016 19 when her age category changed. AR 81. 20 VII. Analysis of Expert Medical Opinion 21 Plaintiff contends that the ALJ erred in disregarding portions of the medical opinions 22 favorable to Plaintiff’s claim and by failing to defer to Dr. Alzagatiti, a treating physician. The 23 Commissioner responds that the ALJ properly summarized the pertinent findings of each of the 24 physicians, set forth the weight she attributed to each medical opinion, and explained why she 25 concluded the weight of the evidentiary record best comported with her finding of Plaintiff’s 26 residual functional capacity. The Court agrees with the Commissioner.
27 24 The headnote to section five of the hearing decision includes two clerical errors. First, the description of sedentary work is defined in 20 C.F.R. §§ 404.1567(a) and 416.967(a). Second, sedentary work involves lifting no more than 28 ten pounds. 1 A. Medical Opinions 2 1. Agency Physicians 3 In an initial review of Plaintiff’s medical records dated August 12, 2014,25 I. Ocrant, 4 M.D., opined that Plaintiff’s allegations and portrayal of her impairments were exaggerated. AR 5 167. On October 4, 2013, G. Ikawa, M.D., opined that Plaintiff had no mental health diagnosis 6 and no limitations. AR 167. Plaintiff had the residual functional capacity to lift twenty pounds 7 occasionally and ten pounds frequently; stand and walk for six hours in an eight-hour workday; 8 and, sit six hours in an eight-hour workday. AR 170-71. She had no postural, visual, 9 communicative, environmental or manipulative limitations. AR 171. On reconsideration, George 10 G. Spellman, M.D., and psychiatrist E.A. Murillo, M.D., agreed with the initial assessment except 11 that Dr. Spellman opined that Plaintiff could never climb ladders, ropes or scaffolds. AR 188. 12 2. Consultative Opinions: Internal Medicine 13 a. Opinion (September 2013) 14 Internist Tomas Rios, M.D., conducted a consultative examination of Plaintiff in 15 September 2013. AR 702-06. Plaintiff complained of lower back pain shooting into her right 16 lower extremity and numbness in both legs. AR 702. She reported that her cervical spine had 17 been fused in 2006, successfully reducing left-sided cervical radiculopathy. AR 702. Dr. Rios 18 observed Plaintiff to be in mild distress, walking with a limp favoring the left side but getting on 19 and off the examining table with minimal difficulty. AR 703. Plaintiff used a walker prescribed 20 by her physician. AR 704. Straight leg raising in both seated and supine position elicited 21 shooting pain at 70 degrees on the right and 60 degrees on the left. AR 704-05. 22 Dr. Rios observed spasms of the paralumbar region with tenderness along the lumbosacral 23 region. AR 705. There was positive radiculopathy on the left side and resultant limited lumbar 24 flexion. AR 705. Muscle bulk and tone were normal with no atrophy. AR 705. There was a 25 dermatomal distribution of altered perception to fine touch in the L4-L5 and L5-S1 distribution 26 on the left side but not the right. AR 705. The doctor diagnosed lumbar radiculopathy with 27 25 The agency analysis notes its failure to secure Plaintiff’s medical records from several treating physicians. See AR 28 163, 166, 167. 1 evidence of nerve root compromise, particularly on the left side, which diminished Plaintiff’s 2 motor strength. AR 705. She had recovered well from both cervical fusion surgery and left 3 shoulder surgery. AR 705. 4 Dr. Rios opined that Plaintiff could stand or walk up to four hours in an eight-hour 5 workday, with five minutes rest every fifteen minutes, and could sit for six hours in an eight-hour 6 workday with five minutes repositioning every twenty minutes. AR 705. She required a walker 7 for all distances on all terrain. AR 706. Plaintiff could lift ten pounds both occasionally and 8 frequently. AR 706. She could occasionally climb, balance, stoop, knee, crouch or crawl and 9 frequently reach, handle, finger and feel. AR 706. Plaintiff had no environmental limitations. 10 AR 706. 11 b. Updated Opinion (July 2014) 12 Dr. Rios examined Plaintiff and reviewed recent medical records before issuing an 13 updated opinion in July 2014. AR 809-13. The doctor wrote: 14 This claimant describes collapsing weakness of her legs and knee joints, but no joint laxity noted on today’s examination. She has 15 chronic back pain, but on today’s examination no spasms observed and no findings of nerve root compromise. There is tenderness, 16 however, in the lumbar region. She had old cervical fusion surgery, but no residual pain or radiculopathy noted. She has an old surgical 17 scar on the left shoulder region, but no impingement sign observed. 18 AR 813. 19 Accordingly, Dr. Rios opined that Plaintiff could stand and walk for no more than six hours in an 20 eight-hour workday; sit no more than six hours in an eight-hour workday; lift and carry twenty 21 pounds [occasionally] and ten pounds frequently; occasionally climb, kneel, balance stoop and 22 crouch; and, frequently reach, handle, finger and feel. AR 813. Plaintiff required a cane only for 23 long distances or uneven terrain. AR 813. 24 3. Consultative Opinion: Psychiatry (September 2013) 25 On September 22, 2013, psychologist Pauline Bonilla, Psy.D., prepared a comprehensive 26 psychiatric evaluation. AR 723-28. Plaintiff complained of anxiety symptoms accompanied by 27 shortness of breath, chest tightening and muscle tension. AR 724. Plaintiff was participating in 28 family therapy associated with her daughter’s treatment and took psychotropic medication 1 prescribed by her primary physician. AR 724. She was able to care for herself independently but 2 was unable to do household chores. AR 725. Her social functioning was fair. AR 725. 3 Results of Dr. Bonilla’s examination were generally unremarkable. AR 725-26. Dr. 4 Bonilla wrote: 5 The claimant appeared to respond to question[s] in an honest and open manner. There did not appear to be any evidence of the 6 claimant exaggerating symptoms nor did there appear to be any inconsistencies throughout the evaluation. The claimant’s symptom 7 severity appears to be in the moderate range. The likelihood [of] the claimant’s mental condition improving within the next 12 months 8 with psychotherapy is good. The claimant does not appear to be suffering from a major mental disorder at this time. The claimant’s 9 limitations appear to be primarily due to a combination of medical and mental health issues. 10 AR 727. 11
12 Dr. Bonilla diagnosed: 13 Axis I: 296.9 Mood disorder NOS 14 300.00 Anxiety disorder NOS 307.89 Pain disorder with psychological factors and medical 15 condition. Axis II: V71.09 No diagnosis. 16 Axis III: Neuropathy in legs. Axis IV: Occupational issues 17 Economic issues 18 Axis V: GAF: 63
19 AR 727.
20 In Dr. Bonilla’s opinion, Plaintiff was mildly impaired in her ability to interact with co- 21 workers and the public and to accept instruction from supervisors. AR 727. Plaintiff was mildly 22 to moderately impaired in her ability to perform simple and repetitive tasks; sustain an ordinary 23 routine without special supervision; and, maintain regular attendance in the workplace. AR 727. 24 25 She was moderately impaired in her ability to perform detailed and complex tasks; complete a 26 normal workday and workweek without interruptions from her psychiatric condition; and, deal 27 /// 28 1 with stress and changed encountered in the workplace. AR 727. There was moderate likelihood 2 that Plaintiff would emotionally deteriorate in a work environment. AR 728. 3 3. Consultative Opinion: Psychiatry (August 2014) 4 After reviewing Dr. Bonilla’s 2013 consultative opinion, psychologist Mary Lewis, 5 Psy.D., conducted a psychological examination of Plaintiff which revealed nothing remarkable. 6 7 AR 817-20. Dr. Lewis diagnosed no psychological impairment, recognized Plaintiff’s stress from 8 unemployment, and opined that Plaintiff had a GAF of 85.26 AR 820. The doctor opined that 9 Plaintiff’s limitations primarily related to her medical concerns and not her mental health. AR 10 820. Dr. Lewis concluded that Plaintiff’s psychiatric condition did not significantly impair any 11 functional occupational area, and that there was minimal likelihood of Plaintiff’s deteriorating in 12 a work environment. AR 820-21. 13 1. Treating Physician Statement – Dr. Alzagatiti 14 15 On December 26, 2016, Dr. Alzagatiti issued a letter “to whom it may concern,” which 16 read as follows: 17 I am writing this letter on the behalf of my patient, Tracy Perez who 18 is under my care for severe low back pain, low back muscle spasm, significant restless leg syndrome, muscle spasticity in her lower 19 extremities, leg pain, white matter disease, paresthesia in her feet and lower extremities, abnormal reflexes and residual cervical spinal 20 stenosis with history of cervical spine surgery. She is receiving several medications including Cymbalta, ibuprofen, 21 hydrocodone/acetaminophen, clonazepam, neupro patch, tramadol, carisoprodol, gabapentin, folic acid, supplemental vitamin d, vitamin 22 B12 and vitamin B6. This patient is unable to work full-time due to her complicated neurological conditions and also the side effect[s] of 23 the medication[s] which include sedation, drowsiness, dizziness and imbalance, I support neurologically this patient for long-term and 24 social security disability. 25 AR 1243.27
26 26 A GAF of 81-90 corresponds to absent or minimal symptoms (e.g., mild anxiety before an exam), good functioning in all areas, interested and involved in a wide range of activities, socially effective, generally satisfied with life, no 27 more than everyday problems or concerns (e.g., an occasional argument with family members). Diagnostic and Statistical Manual of Mental Disorders at 32-35. 28 27 Cymbalta (Duloxetine) is used to treat depression and general anxiety disorder. 1 On December 29, 2016, Dr. Alzagatiti responded to questions posed by Plaintiff’s 2 counsel. AR 1244-45. Dr. Alzagatiti opined that Plaintiff could sit for ½ to one hour steadily and 3 stand or walk less than fifteen minutes due to low back pain, restless leg syndrome, and muscle 4 spasms in lower extremities. AR 1244. She could lift less than fifteen pounds. AR 1244. In Dr. 5 Alzagatiti’s opinion, Plaintiff would likely miss work four or five days weekly. AR 1`244. 6 B. Determining Residual Functional Capacity 7 “Residual functional capacity is an assessment of an individual’s ability to do sustained 8 work-related physical and mental activities in a work setting on a regular and continuing basis.” 9 SSR 96-8p. The residual functional capacity assessment considers only functional limitations and 10 restrictions which result from an individual’s medically determinable impairment or combination 11 of impairments. SSR 96-8p. 12 A determination of residual functional capacity is not a medical opinion, but a legal 13 decision that is expressly reserved for the Commissioner. See 20 C.F.R. §§ 404.1527(d)(2) (RFC 14 is not a medical opinion), 404.1546(c) (identifying the ALJ as responsible for determining RFC). 15 “[I]t is the responsibility of the ALJ, not the claimant’s physician, to determine residual 16 functional capacity.” Vertigan v. Halter, 260 F.3d 1044, 1049 (9th Cir. 2001). In doing so the 17 ALJ must determine credibility, resolve conflicts in medical testimony and resolve evidentiary 18 ambiguities. Andrews v. Shalala, 53 F.3d 1035, 1039-40 (9th Cir. 1995). 19 “In determining a claimant's RFC, an ALJ must consider all relevant evidence in the 20 record such as medical records, lay evidence and the effects of symptoms, including pain, that are 21 reasonably attributed to a medically determinable impairment.” Robbins, 466 F.3d at 883. See 22 also 20 C.F.R. § 404.1545(a)(3) (residual functional capacity determined based on all relevant 23 medical and other evidence). “The ALJ can meet this burden by setting out a detailed and 24 thorough summary of the facts and conflicting evidence, stating his interpretation thereof, and 25 ///
26 www.medlineplus.gov/druginfo/meds/a604030.html (accessed November 19, 2019). Ibuprofen is a non-steroidal anti-inflammatory drug prescribed to treat pain, swelling tenderness and stiffness caused 27 by arthritis. www.medlineplus.gov/druginfo/meds/a682159.html (accessed November 19, 2019). Tramadol is an opiate drug used to relieve moderate to moderately severe pain. 28 www.medlineplus.gov/druginfo/meds/a695011.html (accessed November 19, 2019). 1 making findings.” Magallanes v. Bowen, 881 F.2d 747, 751 (9th Cir. 1989) (quoting Cotton v. 2 Bowen, 799 F.2d 1403, 1408 (9th Cir. 1986)). 3 The opinions of treating physicians, examining physicians, and non-examining physicians 4 are entitled to varying weight in residual functional capacity determinations. Lester v. Chater, 81 5 F.3d 821, 830 (9th Cir. 1995). Ordinarily, more weight is given to the opinion of a treating 6 professional, who has a greater opportunity to know and observe the patient as an individual. Id.; 7 Smolen v. Chater, 80 F.3d 1273, 1285 (9th Cir. 1996). The opinion of an examining physician is, 8 in turn, entitled to greater weight than the opinion of a non-examining physician. Pitzer v. 9 Sullivan, 908 F.2d 502, 506 (9th Cir. 1990). An ALJ may reject an uncontradicted opinion of a 10 treating or examining medical professional only for “clear and convincing” reasons. Lester, 81 11 F.3d at 831. In contrast, a contradicted opinion of a treating professional may be rejected for 12 “specific and legitimate” reasons. Id. at 830. However, the opinions of a treating or examining 13 physician are “not necessarily conclusive as to either the physical condition or the ultimate issue 14 of disability.” Morgan v. Comm'r of Soc. Sec. Admin., 169 F.3d 595, 600 (9th Cir. 1999). 15 C. The ALJ Properly Analyzed Evidence in the Record as a Whole 16 “[A]n ALJ is responsible for determining credibility and resolving conflicts in medical 17 testimony.” Magallanes, 881 F.2d at 750. An ALJ may choose to give more weight to opinions 18 that are more consistent with the evidence in the record. 20 C.F.R. §§ 404.1527(c)(4), 19 416.927(c)(4) (“the more consistent an opinion is with the record as a whole, the more weight we 20 will give to that opinion”). 21 The ALJ began her analysis of Plaintiff’s residual functional capacity with a lengthy 22 discussion of Plaintiff’s credibility concerning her physical and mental impairments and 23 limitations. AR 71-73. She addressed in detail the extensive and complex medical evidence, 24 noting numerous examples of normal or mild results of testing and imagery as well as evidence of 25 medical treatment resolving or alleviating many of Plaintiff’s symptoms. AR 72-73. The ALJ 26 concluded that the objective medical evidence did not fully support Plaintiff’s allegation that she 27 was unable to perform in a competitive work environment. AR 72-73, 75. Plaintiff does not 28 challenge the ALJ’s determination that her testimony was not fully credible. 1 In rejecting Plaintiff’s alleged limitations, the ALJ concluded: 2 Overall, the objective medical evidence regarding the claimant’s physical condition did not support a finding that she was unable to 3 perform any sustained work activity. In order to establish disability for the purposes of obtaining supplemental security income and 4 disability insurance benefits, the claimant had the burden of proving an inability to perform any sustained work activity. Ultimately the 5 medical evidence simply did not support such a finding. In fact, the objective medical evidence was wholly consistent with an ability to 6 sustain sedentary work activity with the above-cited limitations. 7 AR 75. 8 In analyzing Plaintiff’s physical impairments and limitations, the ALJ gave substantial 9 weight to Dr. Rios’s first consultative opinion, and some weight to Dr. Rios’s second opinion, 10 both of which she discussed at length. AR 73-75, 77, 78. She found the first opinion to be 11 consistent with Dr. Rios’s examination results and the record as a whole, but faulted Dr. Rios’s 12 second residual functional capacity opinion for insufficiently limiting Plaintiff’s remaining 13 walking capacity in view of the combined lower extremity disorders documented in the record. 14 AR 78. 15 Because the record as a whole supported a conclusion that Plaintiff could perform a range 16 of sedentary work, the ALJ gave no more than “some weight” to Dr. Alzagatiti’s opinion of 17 Plaintiff’s very limited capacity to lift, stand, sit or walk and his conclusion that Plaintiff was 18 unable to work neither full- or part-time. AR 78. 19 The ALJ gave some weight to Dr. Spellman’s opinion and less weight to Dr. Ocrant’s 20 opinion. AR 78-79. The ALJ limited the weight given to the agency physicians’ opinions based 21 on evidence indicating that Plaintiff had greater walking limitations than the agency physicians 22 recognized and radiculopathy from cervical spine disorders that limited manipulation. AR 78-79. 23 Objective records of Plaintiff’s mental health treatment indicated limited treatment for 24 anxiety disorder and mood disorder. AR 75. Despite stress presented by her daughter’s mental 25 illness, Plaintiff was “cooperative with appropriate mood and affect,” “had normal judgments and 26 was non-suicidal” and received limited treatment. AR 75. The ALJ’s findings echoed those of 27 consultative psychologist Dr. Bonilla, who found that Plaintiff was taking medications prescribed 28 by her primary care physician; performed unremarkably in the psychological assessments; could 1 follow three-step directions; demonstrated normal concentration, judgment and insight; but, 2 struggled with arithmetic calculations and abstract thinking. AR 75-76. Dr. Bonilla opined that 3 Plaintiff’s mental impairments were likely to improve with psychotherapy within the next twelve 4 months. AR 76. The ALJ gave significant weight to Dr. Bonilla’s opinions for being “consistent 5 with the medical record, examination findings, and the overall evidence of record.” AR 78. 6 Following a later consultative examination, Dr. Lewis found Plaintiff’s mental functioning 7 generally to be within normal limits. AR 76-77. Plaintiff’s arithmetic calculations, memory and 8 abstract thinking (as measured by interpretation of a proverb) no longer were impaired. AR 76. 9 In fact, Dr. Lewis did not diagnose any mental health impairment on Axes I or II. AR 76. “From 10 a mental health perspective,” wrote the ALJ, “the claimant appeared to function normally.” AR 11 77. The ALJ gave some weight to Dr. Lewis’s opinion but limited Plaintiff to non-complex 12 routine tasks in view of Plaintiff’s depression, chronic pain and side effects of medication. AR 13 78. 14 The ALJ gave some weight to the opinions of Drs. Ikawa and Murillo that Plaintiff had no 15 severe mental impairment, but concluded that later evidence indicated that Plaintiff was more 16 limited that was apparent when the agency physicians issued their opinions. AR 79. 17 “[A]n ALJ is responsible for determining credibility and resolving conflicts in medical 18 testimony.” Magallanes, 881 F.2d at 750. She properly determines the weight to be given each 19 medical opinion by considering the evidence in the record as the ALJ did here. 20 C.F.R. § 20 404.1527(c)(4) (“the more consistent an opinion is with the record as a whole, the more weight 21 we will give to that opinion”). The record must include objective evidence to support the medical 22 opinion of the claimant’s residual functional capacity. Meanel v. Apfel, 172 F.3d 1111, 1113-14 23 (9th Cir. 1999). Inconsistencies with the overall record or with a physician’s own notes are a valid 24 basis to reject a medical opinion. Molina v. Astrue, 674 F.3d 1104, 1111-1112 (9th Cir. 2012) 25 (recognizing that a conflict with treatment notes is a germane reason to reject a treating 26 physician's assistant's opinion); Connett v. Barnhart, 340 F.3d 871, 875 (9th Cir. 2003) (rejecting 27 physician’s opinion when treatment notes provide no basis for the opined functional restrictions); 28 Tommasetti, 533 F.3d at 1041 (incongruity between questionnaire responses and the Plaintiff’s 1 medical records is a specific and legitimate reason for rejecting an opinion); Valentine v. Comm'r 2 of Soc. Sec. Admin., 574 F.3d 685, 692-693 (9th Cir. 2009) (holding that a conflict with treatment 3 notes is a specific and legitimate reason to reject a treating physician's opinion). 4 The Court is not required to accept Plaintiff’s characterization of her treatment records. 5 The ALJ fully supported her evaluation of the medical opinions and the limited weight she accorded Dr. Alzagatiti’s opinion with evidence of record. Further, the ALJ was not bound by 6 Dr. Alzagatiti expressed opinion on the ultimate issue of Plaintiff’s disability. Morgan, 169 F.3d 7 at 600. 8 Even if this Court were to accept that the record could support Plaintiff’s opinion, the 9 record also amply supports the ALJ’s interpretation. When the evidence could arguably support 10 two interpretations, the Court may not substitute its judgment for that of the Commissioner. 11 Jamerson, 112 F.3d at 1066. 12 VIII. Conclusion and Order 13 Based on the foregoing, the Court finds that that substantial evidence in the record as a 14 whole and proper legal standards supported the Commissioner’s decision denying in part and 15 granting in part Plaintiff’s application for disability insurance benefits pursuant to Title II and 16 supplemental security income pursuant to Title XVI of the Social Security Act. Accordingly, this 17 Court DENIES Plaintiff’s appeal from the administrative decision of the Commissioner of Social 18 Security. The Clerk of Court is directed to enter judgment in favor of Defendant Andrew Saul, 19 Commissioner of Social Security, and against Plaintiff Tracie Danette Perez. 20
21 IT IS SO ORDERED. 22 Dated: November 21, 2019 /s/ Gary S. Austin 23 UNITED STATES MAGISTRATE JUDGE 24 25 26 27 28