(SS) Moreno v. Commissioner of Social Security

CourtDistrict Court, E.D. California
DecidedFebruary 10, 2023
Docket1:22-cv-00377
StatusUnknown

This text of (SS) Moreno v. Commissioner of Social Security ((SS) Moreno v. Commissioner of Social Security) is published on Counsel Stack Legal Research, covering District Court, E.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
(SS) Moreno v. Commissioner of Social Security, (E.D. Cal. 2023).

Opinion

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4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 12 ELIZABETH ANN MORENO, Case No. 1:22-cv-00377-EPG 13 Plaintiff, FINAL JUDGMENT AND ORDER REGARDING PLAINTIFF’S SOCIAL 14 v. SECURITY COMPLAINT 15 COMMISSIONER OF SOCIAL SECURITY, (ECF Nos. 1, 20).

16 Defendant. 17 18 This matter is before the Court on Plaintiff’s complaint for judicial review of an 19 unfavorable decision by the Commissioner of the Social Security Administration regarding her 20 application for supplemental security income benefits. The parties have consented to entry of 21 final judgment by the United States Magistrate Judge under the provisions of 28 U.S.C. § 636(c) 22 with any appeal to the Court of Appeals for the Ninth Circuit. (ECF No. 12). 23 Plaintiff presents the following issues: 24 1. Ms. Moreno did not intelligently or knowingly waive her right to 25 representation and was prejudiced as a result. 26 2. The ALJ’s finding of depression as a “non-severe” impairment at step Two is 27 not supported by substantial evidence and is harmfully erroneous. 28 (ECF No. 20, p. 2). 2 applicable law, the Court finds as follows: 3 I. ANALYSIS 4 A. Waiver of Counsel and Duty to Develop the Record 5 Plaintiff’s first issue argues that the (1) ALJ failed to ensure that she intelligently and 6 knowingly waived her right to counsel during her administrative hearing and (2) the ALJ failed to 7 develop the record regarding the effects of her depression. 8 1. Waiver of counsel 9 Plaintiff argues that, because the ALJ did not properly notify her of right to counsel, she 10 could not have “either ‘knowingly’ or ‘intelligently’ waiver her right to representation.” (ECF No. 11 20, p. 6). Specifically, she states that “[a] review of the hearing transcript does not reveal that 12 there was any discussion by the ALJ regarding her awareness of her right to an attorney; that legal 13 services were based on contingency; and/or that the ALJ provided her with a list of resources for 14 legal services per the requirements of [the Commissioner’s Hearings, Appeals and Litigation Law 15 Manual] HALLEX [I]-2-6-52.” (Id.). 16 HALLEX I-2-6-52 B. provides that, “[i]f a claimant is unrepresented, an ALJ will advise 17 the claimant of the right to representation following the procedures in . . . (HALLEX) manual I-2- 18 1-80 B.1.” HALLEX I-2-6-52 B. (S.S.A.), 1993 WL 643033. In turn, HALLEX I-2-1-80 B.1. 19 states that, in certain circumstances, an ALJ must advise an unrepresented claimant, among other 20 things, of the “right to obtain representation,” of the “availability of both free legal services and 21 contingency representation,” and of “access to organizations that assist individuals in obtaining 22 representation.” HALLEX I-2-1-80 B.1. (S.S.A.), 2018 WL 6528001. 23 However, in addressing HALLEX I-2-6-52, the Ninth Circuit has concluded that 24 “HALLEX . . . does not carry the force of law and [is] not binding upon the agency” and 25 therefore a court need “not review allegations of non-compliance with [its] provisions.” Roberts 26 v. Comm’r of the Soc. Sec. Admin., 644 F.3d 931, 933 (9th Cir. 2011) (internal citations and 27 quotation marks omitted). Moreover, the Ninth Circuit has noted that, while other Circuit courts 28 “have imposed disclosure requirements on the Commissioner that go beyond those currently 2 disclosure required by § 406(c).” Id. at 933-34. 3 Under 42 U.S.C. § 406(c), the Commissioner of Social Security is required to “notify each 4 claimant in writing . . . of the options for obtaining attorneys to represent individuals in presenting 5 their cases before the Commissioner of Social Security,” with this notification also advising “the 6 claimant of the availability to qualifying claimants of legal services organizations which provide 7 legal services free of charge.” Here, the Agency advised Plaintiff in writing of her right to an 8 attorney and of the availability of free legal services on multiple occasions. (A.R. 75, 81, 85, 88- 9 93, 101, 105-106). Most notably, the notice of hearing contained a document explaining that she 10 could have an attorney represent her, that the attorney would not be able to charge more than the 11 Agency approved, and that some organizations provide free legal services, with the Agency 12 having a list of organizations that could help find a representative. (A.R. 105-06, see A.R. 90-93 – 13 list of organizations). Plaintiff does not claim to have not received these notices and, at least for 14 the hearing notice, she signed an acknowledgement that she had received it. (A.R. 119). 15 Moreover, contrary to Plaintiff’s assertion that “[a] review of the hearing transcript does 16 not reveal that there was any discussion by the ALJ regarding her awareness of her right to an 17 attorney,” the transcript contains the following statement by the ALJ: “Ma’am, last time I asked 18 you if you wanted to get a representative and I talked about getting an attorney or non-attorney to 19 help you. You turned that down. Is that still what you want to do? Do you want to go ahead and 20 have a hearing today?” (A.R. 37). Plaintiff responded, “Yes, let’s proceed. Yeah.” (A.R. 37). And 21 by all indications, this is the second time that the ALJ advised Plaintiff of her right to counsel, as 22 an initial recording of the hearing had to be restarted due to a failed Internet connection. (A.R. 37 23 – “We lost connection on the internet at the hearing we had before so we’re going to start from 24 the very beginning.”). 25 Because the record demonstrates that the Agency advised Plaintiff of her right to counsel 26 in writing, and the ALJ further advised her at the hearing, the Court concludes that the 27 requirements of § 406(c) were met. Roberts, 644 F.3d at 934 (“Because the § 406(c) disclosure 28 requirements were met in this case, there was no agency error.”). 2 Plaintiff argues that she was unable to effectively advocate for herself during the hearing 3 and the ALJ had a duty to further develop the record regarding the effects of her depression. (ECF 4 No. 20, pp. 5-10). 5 An ALJ has a duty to develop the record for represented and unrepresented claimants, 6 with the duty being “heightened where the claimant may be mentally ill and thus unable to protect 7 her own interests.” Tonapetyan v. Halter, 242 F.3d 1144, 1150 (9th Cir. 2001). “An ALJ’s duty to 8 develop the record further is triggered only when there is ambiguous evidence or when the record 9 is inadequate to allow for proper evaluation of the evidence.” Mayes v. Massanari, 276 F.3d 453, 10 459-60 (9th Cir. 2001). However, because it is the claimant’s responsibility to prove that she is 11 disabled, the claimant must offer some evidence to trigger the duty. Id. (“Mayes did not provide 12 the ALJ with any medical evidence indicating that she had herniated discs until after the ALJ 13 Hearing. The ALJ had no duty to develop the record by diagnosing Mayes’ herniated discs.”). 14 Plaintiff first argues as follows: 15 The ALJ significantly mischaracterizes the record at step Two, by stating that “the undersigned asked the claimant if she was seeing anyone for depression and she 16 responded ‘no.’” (AR 29). This is not an accurate account of Ms. Moreno’s testimony. The fact is that Ms.

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(SS) Moreno v. Commissioner of Social Security, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ss-moreno-v-commissioner-of-social-security-caed-2023.