(SS) Kniffen v. Commissioner of Social Security

District Court, E.D. California·Decided January 20, 2023·No. 1:21-cv-00703·Unknown

Opinion

UNITED STATES DISTRICT COURT EASTERN DISTRICT OF CALIFORNIA

KAREN K. KNIFFEN, Case No. 1:21-cv-00703-SKO Plaintiff,

v. ORDER ON PLAINTIFF’S SOCIAL KILOLO KIJAKAZI, Acting Commissioner of Social Security,1 Defendant. (Doc. 1)

_____________________________________/

Plaintiff Karen K. Kniffen (“Plaintiff”) seeks judicial review of a final decision of the Commissioner of Social Security (the “Commissioner” or “Defendant”) denying her applications for disability insurance benefits (“DIB”) and Supplemental Security Income (“SSI”) under the Social Security Act (the “Act”). (Doc. 1.) The matter is currently before the Court on the parties’ briefs, which were submitted, without oral argument, to the Honorable Sheila K. Oberto, United States Magistrate Judge.2 1 On July 9, 2021, Kilolo Kijakazi was named Acting Commissioner of the Social Security Administration. See https://www.ssa.gov/history/commissioners.html. She is therefore substituted as the defendant in this action. See 42 U.S.C. § 405(g) (referring to the “Commissioner’s Answer”); 20 C.F.R. § 422.210(d) (“the person holding the Office of the Commissioner shall, in [their] official capacity, be the proper defendant”). Plaintiff protectively filed applications for DIB and SSI payments on August 23, 2017, alleging that she became disabled beginning on July 21, 2015,3 due to herniated discs, diabetic neuropathy, feet ulcers, bad gait from a different left leg surgery, major depression, generalized anxiety disorder, attention-deficit/hyperactivity disorder (“ADHD”), insomnia, and stress. (Administrative Record (“AR”) 42, 110, 114, 131, 146, 164, 293, 298.) Plaintiff was born on August 28, 1958, and she was 58 years old on the date the application was filed. (AR 293, 298.) She has at least a high school education and has past work experience as a substance abuse counselor. (AR 48, 68–69, 115, 123, 140, 160, 178.) A. Relevant Evidence of Record4 1. Medical Evidence Plaintiff had previously been diagnosed with depression, generalized anxiety disorder, and ADHD. (AR 1172, 1212, 1272.) In April 2017, she established care at Clinica Sierra Vista and reported her symptoms as “moderate,” yet occurring daily. (AR 1210.) Plaintiff further stated that she “has an extensive mental health history,” including major depression, anxiety, and ADHD, for which she previously received psychiatric care. (Id.) She also reported that at the time, she had a podiatrist who had previously performed multiple foot surgeries and was treating her for a toe infection. (Id.) During examinations at Clinica Sierra Vista, Plaintiff continued reporting symptoms of depression and anxiety, and providers observed that she was tearful during examinations. (AR 1210, 1212, 1218.) Providers also noted Plaintiff’s memory was normal, and though her mood and affect were inappropriate, she was oriented as to time, place, person, and situation, and her insight and judgment were normal. (AR 1212, 1218.) At a psychotherapy visit in September 2017, Plaintiff described having a difficult time, particularly when thinking about the way she was treated where she was last employed and the lawsuit she brought against her former employer. (AR 1235.) Plaintiff elaborated that she won the 3 At the hearing, Plaintiff moved to amend the alleged onset date to February 3, 2016. (AR 43, 78, 459.) 4 Because the parties are familiar with the medical evidence, it is summarized here only to the extent relevant to the lawsuit but “such a little amount of money” was “long gone.” (Id.) Although Plaintiff reported no new issues, she stated that “without her meds she is ‘a mess’” and requested a meeting with a psychiatrist. (Id.) By early 2018, counselors noted that Plaintiff had made “‘minimal’” progress, she reported not having taken Adderall for months, and her mental status findings were “routinely unremarkable.” (AR 1357–58.) Plaintiff stated she felt better knowing she was receiving help and felt her doctors were validating her medical issues. (AR 1358–59.) Over the following few months, providers noted that Plaintiff’s major depressive disorder had improved. (AR 1360, 1365, 1368.) Throughout 2018 and 2019, Plaintiff’s depression continued to improve, and she frequently reported good results from her medication regimen and that her mental symptoms did not interfere with her daily functioning. (AR 1368, 1486, 1498, 1502, 1546–47, 1557, 1575, 1868.) For example, during a visit in September 2019 with PMHNP Ann Thomas, Plaintiff stated that she was “‘doing better than [she had] in a long time,’” taking Abilify had helped, and she felt a significant benefit from the overall treatment plan. (AR 1557, 1560.) PMHNP Thomas conducted a mental status examination and made the following findings: Plaintiff’s thought process and progression were normal and without aberration; she exhibited good insight and judgment into and about mental problems; her higher cognitive functioning was generally in the normal range for reasoning; and her evaluation suggested no decline in areas of mental functioning such as attention, concentration, and memory. (AR 1559.) PMHNP Thomas further noted that no changes were needed as to Plaintiff’s medications. (AR 1557, 1560.) At a visit with PMHNP Thomas in December 2019, Plaintiff reported continuing to do well on her medications and no other real concerns. (AR 1575.) PMHNP Thomas’ mental examination at this visit revealed consistent and identical results with the last examination. (AR 1577.) By April 2020, providers noted that Plaintiff had unremarkable mental status findings, her anxiety had improved, she was compliant with appointments and benefitting from medications, doing better, and denied other health concerns. (AR 1929–30, 1942.) On several occasions from 2017 to 2019, Plaintiff’s providers reported that she scored around 45 and 50 in global assessments of functioning (GAF). (See AR 1172, 1233, 1360, 1369, 1494.) In April 2020, Dr. Jagdeep Garewal, M.D., determined that Plaintiff’s GAF score was between 61 and 70 and her symptoms were mild. (AR 1831.) 2. Opinion Evidence On March 5, 2018, Dr. Gil Schmidt, Psy.D., conducted a consultive mental health evaluation of Plaintiff. (AR 1344.) Plaintiff’s chief complaints were that she “[c]annot work” and “[m]ental health issues.” (Id.) She reported benefits as to her current medication regimen and indicated that the medications she was taking at the time appeared “to be most effective.” (AR 1345.) Plaintiff further reported no psychiatric hospitalizations (AR 1345), but she did report a history of drug, alcohol, and tobacco use starting around the age of 20 (AR 1347). As for activities of daily living, Dr. Schmidt noted that Plaintiff appeared capable of preparing and cooking her own meals, caring for her hygiene without prompts or assistance, and doing light and heavy-duty domestic chores without limitations. (AR 1348.) Plaintiff claimed a disturbed sleep pattern of insomnia when she does not take Ambien, but clarified that this disturbed sleep pattern occurs possibly once a year. (Id.) Pursuant to a mental status examination, Dr. Schmidt found that Plaintiff’s long and short-term memory appeared intact, functional, and suggested at least a college level of understanding. (AR 1349.) As for Plaintiff’s judgment and insight, Dr. Schmidt noted that Plaintiff’s responses appeared average, but nevertheless revealed a narcissistic orientation. (Id.) Accordingly, Dr. Schmidt did not render a diagnosis for a primary DSM-5 psychiatric disorder, but rather a secondary diagnosis of unspecified personality features of histrionics and mild to moderate anxiety disorder. (AR 1349–50.) Dr. Schmidt determined that “[Plaintiff’s] functional level appeared to be adequate with no significant mental heal

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