1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 OFELIA BERTHA HAYES, No. 2:24-cv-1114 AC 12 Plaintiff, 13 v. ORDER 14 COMMISSIONER OF SOCIAL SECURITY, 15 Defendant. 16
17 18 Plaintiff seeks judicial review of a final decision of the Commissioner of Social Security 19 (“Commissioner”), denying her application for disability insurance benefits (“DIB”) under 20 Title II of the Social Security Act, 42 U.S.C. §§ 401-34, and for Supplemental Security Income 21 (“SSI”) under Title XVI of the Social Security Act (“the Act”), 42 U.S.C. §§ 1381-1383f.1 For 22 the reasons that follow, plaintiff’s motion for summary judgment will be DENIED, and the 23 Commissioner’s cross-motion for summary judgment will be GRANTED. 24 ////
25 1 DIB is paid to disabled persons who have contributed to the Disability Insurance Program, and who suffer from a mental or physical disability. 42 U.S.C. § 423(a)(1); Bowen v. City of New 26 York, 476 U.S. 467, 470 (1986). SSI is paid to financially needy disabled persons. 42 U.S.C. § 1382(a); Washington State Dept. of Social and Health Services v. Guardianship Estate of 27 Keffeler, 537 U.S. 371, 375 (2003) (“Title XVI of the Act, § 1381 et seq., is the Supplemental Security Income (SSI) scheme of benefits for aged, blind, or disabled individuals, including 28 children, whose income and assets fall below specified levels . . .”). 1 I. PROCEDURAL BACKGROUND 2 Plaintiff applied for DIB on July 30, 2019, and for SSI on May 6, 2020. Administrative 3 Record (“AR”) 11.2 The disability onset date for both applications was alleged to be April 20, 4 2014. AR 11. The applications were disapproved initially on January 16, 2020, and on 5 reconsideration on July 6, 2020. AR 11. On September 29, 2023, ALJ Vincent Misenti presided 6 over the hearing on plaintiff’s challenge to the disapprovals. AR 31-59 (transcript). Plaintiff 7 appeared in propria persona and testified at the hearing. AR 11, 32, 35. Vocational Expert 8 Michael Frank also testified. AR 11, 32, 54. 9 On January 4, 2024, the ALJ issued an unfavorable decision, finding plaintiff “not 10 disabled” under Sections 216(i) and 223(d) of Title II of the Act, 42 U.S.C. §§ 416(i), 423(d), and 11 Section 1614(a)(3)(A) of Title XVI of the Act, 42 U.S.C. § 1382c(a)(3)(A). AR 11-25 (decision), 12 26-30 (exhibit list). On February 7, 2024, after receiving a Request for Review of Hearing 13 Decision as Exhibit 14B, dated February 1, 2024, the Appeals Council denied plaintiff’s request 14 for review, leaving the ALJ’s decision as the final decision of the Commissioner of Social 15 Security. AR 1-3 (decision), 4-5 (exhibit list). 16 Plaintiff filed this action on April 12, 2024. ECF No. 1; see 42 U.S.C. §§ 405(g), 17 1383c(3). The parties consented to the jurisdiction of the magistrate judge. ECF Nos. 3, 5. The 18 parties’ cross-motions for summary judgment, based upon the Administrative Record filed by the 19 Commissioner, have been fully briefed. ECF Nos. 13 (plaintiff’s summary judgment motion), 19 20 (Commissioner’s summary judgment motion). No reply brief is on file. 21 II. FACTUAL BACKGROUND 22 Plaintiff was born in 1970, and accordingly was, at 44 years old, a younger individual 23 under the regulations as of the alleged disability onset date, but an individual closely approaching 24 advanced age as of the decision. AR 24, 310; see 20 C.F.R §§ 404.1563(c)-(d), 416.963(c)-(d) 25 (same). Plaintiff has a high school education and can communicate in English. AR 79, 282. She 26 worked as a record mastering technician from 1999 to 2022, a cashier and stocker from 2003 to 27 2004, a home care provider for some time in 2004, and a pharmacy technician from 2004 to 2018.
28 2 Two copies of the AR are electronically filed collectively as ECF No. 10 (AR 1 to AR 2416). 1 AR 79. Asserted conditions include fibromyalgia, carpal tunnel syndrome (“CTS”) in both 2 hands, neuropathy, blurred vision, neck and shoulder injury, migraine headaches, anxiety 3 disorder, diabetes mellitus, withdrawals from fentanyl, high blood pressure, acid reflux, IBS, 4 sleep apnea, memory loss, and depression. AR 283. 5 III. LEGAL STANDARDS 6 The Commissioner’s decision that a claimant is not disabled will be upheld “if it is 7 supported by substantial evidence and if the Commissioner applied the correct legal standards.” 8 Howard ex rel. Wolff v. Barnhart, 341 F.3d 1006, 1011 (9th Cir. 2003). “‘The findings of the 9 Secretary as to any fact, if supported by substantial evidence, shall be conclusive . . ..’” Andrews 10 v. Shalala, 53 F.3d 1035, 1039 (9th Cir. 1995) (quoting 42 U.S.C. § 405(g)). 11 Substantial evidence is “more than a mere scintilla,” but “may be less than a 12 preponderance.” Molina v. Astrue, 674 F.3d 1104, 1111 (9th Cir. 2012). “It means such relevant 13 evidence as a reasonable mind might accept as adequate to support a conclusion.” Richardson v. 14 Perales, 402 U.S. 389, 401 (1971) (internal quotation marks omitted). “While inferences from the 15 record can constitute substantial evidence, only those ‘reasonably drawn from the record’ will 16 suffice.” Widmark v. Barnhart, 454 F.3d 1063, 1066 (9th Cir. 2006) (citation omitted). 17 Although this court cannot substitute its discretion for that of the Commissioner, the court 18 nonetheless must review the record as a whole, “weighing both the evidence that supports and the 19 evidence that detracts from the [Commissioner’s] conclusion.” Desrosiers v. Secretary of HHS, 20 846 F.2d 573, 576 (9th Cir. 1988); Jones v. Heckler, 760 F.2d 993, 995 (9th Cir. 1985) (“The 21 court must consider both evidence that supports and evidence that detracts from the ALJ’s 22 conclusion; it may not affirm simply by isolating a specific quantum of supporting evidence.”). 23 “The ALJ is responsible for determining credibility, resolving conflicts in medical 24 testimony, and resolving ambiguities.” Edlund v. Massanari, 253 F.3d 1152, 1156 (9th 25 Cir. 2001). “Where the evidence is susceptible to more than one rational interpretation, one of 26 which supports the ALJ’s decision, the ALJ’s conclusion must be upheld.” Thomas v. Barnhart, 27 278 F.3d 947, 954 (9th Cir. 2002). However, the court may review only the reasons stated by the 28 ALJ in his decision “and may not affirm the ALJ on a ground upon which he did not rely.” Orn 1 v. Astrue, 495 F.3d 625, 630 (9th Cir. 2007); Connett v. Barnhart, 340 F.3d 871, 874 (9th Cir. 2 2003) (“It was error for the district court to affirm the ALJ’s credibility decision based on 3 evidence that the ALJ did not discuss”). 4 The court will not reverse the Commissioner’s decision if it is based on harmless error, 5 which exists only when it is “clear from the record that an ALJ’s error was ‘inconsequential to the 6 ultimate nondisability determination.’” Robbins v. Soc. Sec. Admin., 466 F.3d 880, 885 (9th Cir. 7 2006) (quoting Stout v. Soc. Sec. Admin., 454 F.3d 1050, 1055 (9th Cir. 2006)); see also Burch v. 8 Barnhart, 400 F.3d 676, 679 (9th Cir. 2005). 9 IV. RELEVANT LAW 10 DIB and SSI are available for every eligible individual who is “disabled.” 42 U.S.C. 11 §§ 423(a)(1)(E) (DIB), 1381a (SSI). Plaintiff is “disabled” if she is unable to “engage in any 12 substantial gainful activity by reason of any medically determinable physical or mental 13 impairment which can be expected to result in death or which has lasted or can be expected to last 14 for a continuous period of not less than 12 [twelve] months[.]” 42 U.S.C. §§ 423(d)(1)(A), 15 1382c(a)(3)(A); see also Bowen v. Yuckert, 482 U.S. 137, 140 (1987). 16 The Commissioner uses a five-step sequential evaluation process to determine whether an 17 applicant is disabled and entitled to benefits. 20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4); 18 Barnhart v. Thomas, 540 U.S. 20, 24-25 (2003) (setting forth the “five-step sequential evaluation 19 process to determine disability” under Title II and Title XVI). The following summarizes the 20 sequential evaluation: 21 Step one: Is the claimant engaging in substantial gainful activity? If so, the claimant is not disabled. If not, proceed to step two. 22 20 C.F.R. §§ 404.1520(a)(4)(i), (b) and 416.920(a)(4)(i), (b). 23 Step two: Does the claimant have a “severe” impairment? If so, 24 proceed to step three. If not, the claimant is not disabled. 25 Id., §§ 404.1520(a)(4)(ii), (c) and 416.920(a)(4)(ii), (c). 26 Step three: Does the claimant's impairment or combination of impairments meet or equal an impairment listed in 20 C.F.R., Pt. 404, 27 Subpt. P, App. 1? If so, the claimant is disabled. If not, proceed to step four. 28 1 Id., §§ 404.1520(a)(4)(iii), (d) and 416.920(a)(4)(iii), (d). 2 Step four: Does the claimant’s residual functional capacity make him capable of performing his past work? If so, the claimant is not 3 disabled. If not, proceed to step five. 4 Id., §§ 404.1520(a)(4)(iv), (e), (f) and 416.920(a)(4)(iv), (e), (f). 5 Step five: Does the claimant have the residual functional capacity perform any other work? If so, the claimant is not disabled. If not, 6 the claimant is disabled. 7 Id., §§ 404.1520(a)(4)(v), (g) and 416.920(a)(4)(v), (g). 8 The claimant bears the burden of proof in the first four steps of the sequential evaluation 9 process. 20 C.F.R. §§ 404.1512(a) (“In general, you have to prove to us that you are blind or 10 disabled”), 416.912(a) (same); Bowen, 482 U.S. at 146 n.5. However, “[a]t the fifth step of the 11 sequential analysis, the burden shifts to the Commissioner to demonstrate that the claimant is not 12 disabled and can engage in work that exists in significant numbers in the national economy.” Hill 13 v. Astrue, 698 F.3d 1153, 1161 (9th Cir. 2012); Bowen, 482 U.S. at 146 n.5. 14 V. THE ALJ’s DECISION 15 The ALJ made the following findings: 16 1. The claimant meets the insured status requirements of the Social Security Act through December 31, 2023. 17 2. [Step 1] The claimant engaged in substantial gainful activity 18 during the following periods: April 2014 to December 2014 and January 2016 to December 2016 (20 CFR 404.1520(b), 404.1571 et 19 seq., 416.920(b) and 416.971 et seq.). 20 3. However, there has been a continuous 12-month period(s) during which the claimant did not engage in substantial gainful activity. The 21 remaining findings address the period(s) the claimant did not engage in substantial gainful activity. 22 4. [Step 2] The claimant has the following severe impairments: 23 bilateral carpal tunnel syndrome (CTS), cubital tunnel syndrome, degenerative disc disease of the cervical spine, left shoulder 24 impingement, diabetes mellitus with peripheral neuropathy, fibromyalgia, anxiety disorder and depressive disorder (20 CFR 25 404.1520(c) and 416.920(c)). 26 5. [Step 3] The claimant does not have an impairment or combination of impairments that meets or medically equals the severity of one of 27 the listed impairments in 20 CFR Part 404, Subpart P, Appendix 1 (20 CFR 404.1520(d), 404.1525, 404.1526, 416.920(d), 416.925 and 28 416.926). 1 6. [Preparation for Step 4] After careful consideration of the entire record, the undersigned finds that the claimant has the residual 2 functional capacity to perform light work as defined in 20 CFR 404.1567(b) and 416.967(b) except she is limited to occasional 3 pushing and pulling, occasional overhead reaching, and frequent handling bilaterally. She can occasionally climb ramps and stairs, 4 balance, stoop, kneel, crouch and crawl. She can never climb ladders and scaffolds. She cannot work at unprotected heights. She must 5 avoid concentrated exposure to moving mechanical parts. She is limited to understanding, remembering and carrying out simple, 6 routine and repetitive tasks, can use judgment limited to simple work-related decisions, and is capable of interacting with the public 7 occasionally. 8 7. [Step 4] The claimant is unable to perform any past relevant work (20 CFR 404.1565 and 416.965). 9 8. [Step 5] The claimant was born on January 25, 1970, and was 44 10 years old, which is defined as a younger individual age 18-49, on the alleged disability onset date. The claimant subsequently changed age 11 category to closely approaching advanced age (20 CFR 404.1563 and 416.963). 12 9. [Step 5, continued] The claimant has at least a high school 13 education (20 CFR 404.1564 and 416.964). 14 10. [Step 5, continued] Transferability of job skills is not material to the determination of disability because using the Medical-Vocational 15 Rules as a framework supports a finding that the claimant is “not disabled,” whether the claimant has transferable job skills (See SSR 16 82-41 and 20 CFR Part 404, Subpart P, Appendix 2). 17 11. [Step 5, continued] Considering the claimant’s age, education, work experience, and residual functional capacity, there are jobs that 18 exist in significant numbers in the national economy that the claimant can perform (20 CFR 404.1569, 404.1569a, 416.969, and 416.969a). 19 12. The claimant has not been under a disability, as defined in the 20 Social Security Act, from April 20, 2014, through the date of this decision (20 CFR 404.1520(g) and 416.920(g)). 21 22 AR 13-25. 23 As noted, the ALJ concluded that plaintiff was “not disabled” under Sections 216(i) and 24 223(d) of Title II of the Act, 42 U.S.C. §§ 416(i), 423(d), and Section 1614(a)(3)(A) of Title XVI 25 of the Act, 42 U.S.C. § 1382c(a)(3)(A). AR 25. 26 //// 27 //// 28 //// 1 VI. ANALYSIS 2 A. The ALJ’s Evaluation of Plaintiff’s Testimony Regarding Pain and Physical Dysfunction 3 1. Overview 4 At step five, in order to formulate an RFC, the ALJ considers the extent to which a 5 claimant’s symptoms affect her ability to perform work-related functions. In this case plaintiff 6 testified at the hearing that her fibromyalgia pain was debilitating and that peripheral neuropathy, 7 secondary to diabetes, severely limited her ability to stand and to ambulate. She reported that she 8 is able to sit for 30 minutes at a time, stand for 30 minutes at a time, and that she falls frequently. 9 She testified that she is able to walk for 10 or 15 minutes, but must hold onto a wall for balance. 10 She testified that she can lift only 5 pounds or less. She came to the hearing in a wheelchair and 11 said that she had recently started using it. She testified that she is unable to bathe or dress without 12 assistance. AR 39-52. 13 The ALJ found that “the claimant’s statements concerning the intensity, persistence and 14 limiting effects of [her] symptoms are not entirely consistent with the medical evidence and other 15 evidence in the record for the reasons explained in this decision.” AR 18. The ALJ therefore 16 discounted the credibility of plaintiff’s testimony to the extent it was inconsistent with the RFC. 17 2. Governing Legal Principles 18 In the Ninth Circuit, evaluating a plaintiff’s subjective testimony is a two-step process. 19 First, the claimant must provide “objective medical evidence of an underlying impairment ‘which 20 could reasonably be expected to produce the pain or other symptoms alleged.’” Garrison v. 21 Colvin, 759 F.3d 995, 1014 (9th Cir. 2014) (quoting Lingenfelter v. Astrue, 504 F.3d 1028, 22 1035–36 (9th Cir. 2007) (quoting Bunnell v. Sullivan, 947 F.2d 341, 344 (9th Cir.1991))). The 23 claimant need not, however, provide evidence that her impairment would result in the same 24 severity of pain or other symptom alleged. Garrison, 759 F.3d at 1014. 25 Second, if the claimant succeeds in providing objective evidence of the impairment and 26 “there is no evidence of malingering,” the ALJ cannot reject the claimant’s testimony about the 27 severity of such symptoms without “specific, clear and convincing reasons for doing so.” Id. at 28 1014-15 (quoting Smolen v. Chater, 80 F.3d 1273, 1281 (9th Cir. 1996)). The clear and 1 convincing standard is “not an easy requirement to meet” and is in fact the most demanding 2 standard in such cases. Garrison, 759 F.3d at 1015. 3 While an ALJ’s credibility finding must be properly supported and sufficiently specific to 4 ensure a reviewing court the ALJ did not “arbitrarily discredit” a claimant’s subjective 5 statements, an ALJ is also not “required to believe every allegation” of disability. Fair v. Bowen, 6 885 F.2d 597, 603 (9th Cir. 1989); Smartt v. Kijakazi, 53 F.4th 489, 499 (9th Cir. 2022).3 7 B. The ALJ Did Not Err in Evaluating Plaintiff’s Testimony 8 The ALJ found that while plaintiff’s impairments could result in the symptoms she 9 reported, evidence in the record did not support the claimed severity and limiting impact of those 10 symptoms. AR 18. Plaintiff alleges error in the ALJ’s failure to fully credit plaintiff’s testimony 11 as to the limiting effects of her carpal tunnel syndrome, diabetes mellitus, cervical impairment, 12 shoulder impairment, and fibromyalgia. ECF No. 13 at 15. Like the ALJ and the parties, the 13 court addresses each of these impairments in turn. 14 1. Carpal Tunnel Syndrome 15 Plaintiff testified that her two carpal tunnel surgeries in 2015 were the reason she spent 16 only four months of that year working as a pharmacy technician. AR 38-40. The ALJ noted that 17 the CTS in the right hand did not significantly improve after treatment, including surgery. AR 19. 18 A second surgery in January 2016 did yield some improvements, but plaintiff still endorsed 19 paresthesias and pain in that hand. AR 19. CTS in the left hand, meanwhile, never merited 20 surgery. AR 19. Studies in 2018 showed mild CTS in both hands but “no electrodiagnostic 21 evidence of radial neuropathy, plexopathy or radiculopathy” in either one. AR 19. Plaintiff had 22 full range of motion of both wrists and slight reduction in grip strength, if any at all, but pain in 23 the elbows when touched and some reduction in sensation. AR 19. The ALJ found that these 24 3 In this regard, so long as substantial evidence supports an ALJ’s credibility finding, a court 25 “may not engage in second-guessing.” Thomas, 278 F.3d at 959. Defendant argues that the clear 26 and convincing standard in Garrison conflicts with the “substantial evidence” standard in 42 U.S.C. § 405(g). ECF No. 19 at 4, n.1; 759 F.3d at 1015. Defendant conflates the evidentiary 27 burden the ALJ must meet in its decision with the standard of review that courts must apply when analyzing such decisions. In any case, defendant believes that the ALJ’s decision could meet 28 either standard in this case. The court agrees. 1 results demonstrated plaintiff could lift and carry at a “light level” and occasionally push or pull, 2 but should avoid climbing ladders and scaffolding and limit crawling as a safety precaution. AR 3 19. 4 Plaintiff argues that the ALJ did not adequately explain why this evidence undermines, 5 among other things, her assertion that she can only lift five pounds. ECF No. 13 at 16. The ALJ 6 adequately explained his reasoning by noting contrary exam results. On various occasions in 7 2016 and thereafter, doctors examining the wrists have found no muscular atrophy (AR 351, 609, 8 1320), full range of motion (AR 351, 1251), no more than slight weakness in a symmetrical grip 9 (AR 351, 483, 483, 1320), 10% or “some” diminution in sensation (AR 351), whole person 10 impairment of 5% or less (AR 351, 437), and little neuropathy (AR 437). In September 2016, Dr. 11 David Broderick specifically noted that plaintiff’s grip strength allowed her to grip 10-20 pounds 12 on the right hand and 10-15 on the left. AR 438, 1105. In April 2017, Dr. Shin recorded 13 plaintiff’s grip strength as 4 kg in her left hand and 8 kg on her right. AR 1251. Plaintiff has 14 failed to cite evidence demonstrating a subsequent decline in grip strength. The ALJ committed 15 no error. 16 2. Diabetes Mellitus 17 Plaintiff testified that even with insulin to treat her diabetes, her blood glucose levels 18 remain at 500-600 mg/dL. AR 44. Her diabetes has resulted in leg neuropathy. AR 44. She has 19 never been hospitalized or had emergency treatment for diabetes itself, but her physicians have 20 commented on it whenever she is hospitalized for other reasons. AR 44-45. Plaintiff testified as 21 follows regarding symptoms attributable at least in part to diabetic neuropathy. She can sit for 22 about 30 minutes at a time, after which she must lie down for 45 minutes. AR 46. She can also 23 stand for about 30 minutes. AR 46. Plaintiff also began falling a lot for the two years preceding 24 the hearing, about every two weeks or about sixty-five times total, hurting a knee and breaking a 25 toe in the process. AR 43, 50. She can walk for about 10-15 minutes, but during that time she 26 must hold onto a wall because she does not know when she will fall. AR 47. Doctors cannot 27 explain these falls, and a spinal epidural to learn more would be dangerous due to high glucose 28 levels related to her diabetes. AR 47-48. Plaintiff therefore started using a wheelchair about two 1 or three months before the hearing. AR 47-48. She uses it whenever she goes out and has 2 ordered a walker for at-home use, but it has not arrived yet. AR 49-50. She also has a cane, but 3 she remains too “wobbly” even with it. AR 49. 4 The ALJ found that although plaintiff initially had diminished sensation in her toes and 5 increased pain, her sensation was restored over time and she longitudinally “walked with a steady 6 and unassisted gait, and demonstrated normal balance[.]” AR 19. The ALJ observed that this 7 was the case even when plaintiff sought treatment for recurring falls in February and April 2022. 8 AR 19. Although plaintiff asserted that she needs a wheelchair, there was no reference in the 9 medical record to such a need; the ALJ found only a reference to needing a cane in January 2023. 10 AR 19. Plaintiff’s diabetes itself and the accompanying nerve pain were at least partially 11 managed with medication, and exacerbations requiring urgent care were infrequent. AR 19. The 12 ALJ concluded that in addition to the CTS-based limitations, plaintiff could perform light 13 exertional activities but should only occasionally push and pull and should avoid “concentrated 14 exposure to moving mechanical parts[.]” AR 19-20. 15 Regarding wheelchair use, plaintiff testified that this need was a recent development that 16 had arisen three months or so before the hearing. AR 47. She now argues that the record would 17 not reflect this need because the last date on which defendant either asked for or received relevant 18 records was June 12, 2023, before the wheelchair was ordered. ECF No. 13 at 17 (citing AR 19 2363). As to the walking cane, plaintiff argues that the record shows she had “just bought” it in 20 late January 2023. ECF No. 13 at 18 (citing AR 2022). Plaintiff then argues that the ALJ 21 otherwise did not explain how the cited evidence undermines her testimony. ECF No. 13 at 18. 22 As defendant points out, it was incumbent on plaintiff to produce any subsequent medical 23 records reflecting worsening balance. ECF No. 19 at 8-9; Gray v. Commissioner, 365 Fed. Appx. 24 60, 63 (9th Cir. 2010). As a general rule, a claimant cannot be found disabled “unless he 25 furnishes such medical and other evidence of the existence thereof[.]” 42 U.S.C. § 423(d)(5)(A) 26 (emphasis added); see also 20 C.F.R. § 404.1545(a)(3) (“In general, you are responsible for 27 providing the evidence we will use to make a finding about your residual functional capacity.”). 28 An ALJ is not required to credit plaintiffs’ testimony on an issue “without objective evidence to 1 support their claims.” Gray, 365 Fed. Appx. at 63. If pertinent evidence postdated any request 2 the Commissioner makes for such evidence, the plaintiff cannot argue that its absence from the 3 record justifies crediting an otherwise unsupported assertion. 4 As the ALJ noted, the medical record includes various examinations showing that plaintiff 5 had a normal gait (AR 590, 592), normal balance (AR 1185, 1193, 1255), and intact sensation in 6 her lower extremities (AR 630). The ALJ was not required to ignore years of longitudinal history 7 and accept medically uncorroborated testimony that plaintiff’s gait and balance had deteriorated 8 precipitously just after the medical records ended. There was no error. 9 3. Fibromyalgia 10 Plaintiff testified that she only worked for a few weeks in January 2017 before she was 11 walked off her job. AR 40-41. At that point, plaintiff’s fibromyalgia was the condition she held 12 most responsible for her inability to work. AR 41. She would stay in the bathtub, filled with hot 13 water, for 17 hours every day. AR 41. Plaintiff testified that her fibromyalgia began in 2008 and 14 took three years to diagnose. AR 43. Plaintiff initially treated her fibromyalgia with 225 15 micrograms of fentanyl every 48 hours, mostly to avoid leaving work and collecting disability at 16 the time. AR 43, 58. Managing her symptoms remained difficult, and she had trouble 17 remembering how to fulfill her duties at work. AR 43, 58. She also lost a lot of her memory 18 when she stopped taking fentanyl. AR 41-42. She now takes medication daily, some 19 prescriptions every six hours, yet her pain remains at an “eight” on a ten-point scale. AR 42. 20 Plaintiff also began physical therapy about a month and a half before the hearing. AR 42-43. 21 Plaintiff testified that she cannot manage her daily personal care due to pain. AR 48. Her 22 sister helps her get dressed because taking plaintiff off fentanyl caused her to lose a lot of weight 23 and all her muscle tone. AR 48-49. She falls asleep if she tries to drive or cook, possibly because 24 she only sleeps one to three hours each night. AR 49. The only chore she can manage is washing 25 some dishes. AR 49. Plaintiff left her house to go grocery shopping only a couple of times in the 26 year before the hearing, significantly less so after she began falling. AR 51. 27 In reviewing the evidence as to fibromyalgia, the ALJ noted plaintiff’s history of heavy 28 opioid utilization. AR 20. The ALJ acknowledged multiple trigger points for pain but found that 1 plaintiff managed it, first with a combination of narcotics and nerve pain relievers before 2 discontinuing the narcotics. AR 20. Considering this pain management strategy in conjunction 3 with plaintiff’s normal gait, the ALJ concluded that plaintiff could still perform at a light 4 exertional level, provided she avoid ladders, scaffolding, and concentrated exposure to moving 5 machinery. AR 20-21. 6 Plaintiff challenges the ALJ’s reliance on her partial response to medication management 7 and on her normal gait. ECF No. 13 at 20. She argues that fibromyalgia is poorly understood and 8 inherently eludes objective evidence. Id. at 20-21 (citing Benecke v. Barnhart, 379 F.3d 587, 9 590, 594 (9th Cir. 2004), and Social Security Ruling (“SSR”) 12-2p). Plaintiff further argues that 10 the ALJ’s assessment of her pain ignores her multiple complaints throughout 2022 and 2023 of 11 depression, anxiety, and suicidal ideation. ECF No. 13 at 21-22 (citing AR 2044, 2062, 2065, 12 2074, 2089-90, 2100). 13 As the Ninth Circuit noted in Benecke, fibromyalgia “is diagnosed entirely on the basis of 14 patients’ reports of pain and other symptoms.” 379 F.3d at 590. Whether a plaintiff is diagnosed 15 with a condition like fibromyalgia, however, is a separate inquiry from the degree of pain a 16 particular plaintiff feels due to a given condition. See Garrison, 759 F.3d at 1014-15. SSR 12-2p 17 recognizes that fibromyalgia symptoms can wax and wane so that a person may have “bad days 18 and good days.” SSR 12-2p § VI.D. An ALJ should account for this by considering “a 19 longitudinal record whenever possible” to determine a claimant’s RFC. Id. 20 The ALJ satisfied his obligation to consider the longitudinal record, including the record 21 as to mental health. Immediately following the discussion of fibromyalgia as a medical 22 impairment, the ALJ turned to discussion of plaintiff’s mental impairments and specifically 23 addressed her “anxiety and depression symptoms secondary to her medical condition.” AR 21. 24 (citing AR 1904, 2369).4 This discussion reflects the longitudinal analysis that SSR 12-2p 25 requires. 26 Citing visit notes from August 21, 2018, the ALJ attributes some of plaintiff’s fidgetiness 27 4 Although the ALJ cites Exhibit 27F/7 in the decision, the record’s last exhibit is marked 17F. 28 AR 21. The ALJ presumably sought to cite Exhibit 17F/7. 1 and anxiety to opioid withdrawal. AR 21 (citing AR 559). Even while exhibiting anxiety, 2 plaintiff “exhibited well-groomed appearance, pleasant demeanor, cooperative behavior, normal 3 speech, anxious mood, logical thought process, full orientation, normal attention, normal 4 concentration, intact memory, normal fund of knowledge, fair insight and fair/good judgment[.]” 5 AR 21. The ALJ further noted that plaintiff had longitudinally denied mental symptoms and had 6 “unremarkable” mental status examination results. AR 21 (citing AR 366-67, 381-82, 391, 550, 7 554, 562, 1020, 2005, 2012, 2063-64, 2075, 2085, 2411). 8 Plaintiff took antidepressant medication to manage her pain symptoms. AR 21. During 9 an August 7, 2019 medical examination, plaintiff was “pleasant and cooperative in nature[,]…had 10 no problems effectively communicating[,]” and could “follow instructions and maintain 11 concentration adequately[.]” AR 21 (citing 1008-16). During a December 2022 visit, Dr. 12 Michael Schorr observed that the plaintiff’s anxiety was stable due to her current treatment plan. 13 AR 21, 2394. The ALJ found these portions of the record inconsistent with the allegation that 14 plaintiff’s anxiety or concentration issues were disabling. AR 21. To account for infrequent 15 anxiety and reports of frustration or depression, the ALJ did limit plaintiff to simple, routine tasks 16 and decisions as well as to “occasional interaction with the public.” AR 21. 17 Closer examination of the record supports the ALJ’s assessment. During the August 2018 18 visit, Dr. David Konczal noted that plaintiff had anxiety but “passive [suicidal] ideation only” and 19 believed that plaintiff was suffering from opioid withdrawal. AR 21, 557, 559. Dr. Konczal 20 reported that plaintiff had last used the prescribed Xanax in May 2018 and felt that Ambien was 21 no longer effective. AR 557. Failure to “follow a prescribed course of treatment” like the Xanax 22 prescription can support the discounting of pain allegations. See Bunnell v. Sullivan, 947 F.2d 23 341, 346 (9th Cir. 1991) (quoting Fair v. Bowen, 885 F.2d 597, 603 (9th Cir. 1989)); see also 24 Plummer v. Berryhill, Case No. 2:16-cv-00753-AC, 2017 U.S. Dist. LEXIS 108184 at *16-17, 25 2017 WL 2972461 at *6 (E.D. Cal. July 12, 2017) (agreeing with the ALJ that “failure to pursue 26 recommended treatment discredited…[plaintiff’s] subjective testimony.”). 27 During both the August 2018 and a December 2019 visit, during which plaintiff was not 28 suicidal, she had a “well-groomed appearance, pleasant demeanor, cooperative behavior, normal 1 speech, anxious mood, logical thought process, full orientation, normal attention, normal 2 concentration, intact memory, normal fund of knowledge, fair insight and fair/good judgment[.]” 3 AR 21 (citing AR 559, 1929). With few exceptions, medical records reflect normal affect and no 4 or minimal signs of depression, nervousness, or suicidal ideation in April and July 2015 (AR 381- 5 82, 391); January 2016 (AR 366-67); August and September 2018 (AR 550, 554, 562); July 2019 6 (AR 1019-20); October through December 2022 (AR 2074-75, 2083, 2085, 2394); and January 7 and May 2023 (AR 2003, 2005, 2008, 2012, 2064, 2411).5 8 Benecke, supra, does not support plaintiff’s position here. In that case the ALJ rejected 9 the claimant’s testimony regarding fibromyalgia symptoms primarily because of the claimant’s 10 ability to perform routine tasks, even though those activities were “quite limited and carried out 11 with difficulty.” Beneke, 379 F.3d at 594. The ALJ in that case also rejected the opinion of 12 every treating physician as unpersuasive, partly because he disbelieved plaintiff’s testimony, and 13 ignored the fact that they all diagnosed plaintiff with fibromyalgia. Id. This case is not 14 analogous. 15 Plaintiff’s reliance on Gallant v. Heckler, 753 F.2d 1450, 1456 (9th Cir. 1984), is similarly 16 misplaced. In Gallant the Ninth Circuit held that although an ALJ may weigh conflicting 17 evidence, he may not reach a conclusion first and then attempt to justify it by ignoring competent 18 evidence in the record that suggests an opposite result.6 The ALJ did not do that here. In this 19 case the ALJ found plaintiff’s testimony not entirely because of assessments in the medical 20 record, not despite them. The cited medical findings indicate that suicidal ideation and anxiety 21 were transient, and the record as a whole does not demonstrate psychological distress of the 22 persistence and severity that would be consistent with plaintiff’s testimony about her degree of 23
24 5 This was despite complaints of anxiety or suicidal ideation on certain occasions, such as September 26, 2018; September 19 and November 16, 2022; and January 27, 2023. Compare AR 25 550, 2062, 2074, 2089 with AR 550, 2064, 2075, 2090. 26 6 In that case, all examining physicians concurred that the claimant’s medical condition was a “source of constant pain[,]” at a time when examining physicians’ opinions were given 27 controlling weight in decisionmaking. Gallant, 753 F.2d at 1456. Because the evidence of a contrary finding was “insubstantial[,]” the ALJ erred in rejecting the allegations of severe pain. 28 Id. 1 pain. To the extent there is conflicting evidence on this issue, or that the record supports 2 conflicting interpretations, the ALJ’s decision is entitled to deference. See Burch, 400 F.3d at 3 679; Ford v. Saul, 950 F.3d 1141, 1149 (9th Cir. 2020). 4 4. Cervical and Shoulder Impairments 5 The ALJ noted that plaintiff sought treatment for “chronic neck pain with radicular pain in 6 her upper extremities, worse on the left, as well as recurrent headaches.” AR 20. Repeat MRI 7 imaging between 2017 and 2022 showed various issues, but the October 2022 MRI showed 8 “multilevel cervical spondylosis without significant central canal stenosis, and moderate to severe 9 right C3-4 neural foraminal narrowing and severe right C5-6 neural foraminal narrowing[.]” AR 10 20. Plaintiff occasionally demonstrated limited cervical range of motion, diminished sensation in 11 certain nerve roots, and tenderness of the occipital muscle group. AR 20. At other times, she had 12 a full range of motion and sensation and full strength in her upper body. AR 20. Based on this 13 combination of symptoms, the ALJ found that plaintiff could perform light exertional activities 14 but only occasional pushing, pulling, overhead reaching, and crawling. AR 20. The ALJ also 15 entirely prohibited climbing ladders and scaffolds. AR 20. 16 Regarding shoulder impairment, the ALJ noted that after plaintiff sought treatment for 17 chronic left shoulder pain, a March 2017 MRI revealed “mild productive change” and “revealed 18 mild productive change at the acromioclavicular joint and supraspinatus[.]” AR 20. Clinical 19 examinations revealed impingement, tenderness around the shoulder and neck, joint tenderness, 20 and separate tenderness when exercising plaintiff’s range of motion. AR 20. The ALJ found the 21 record as to plaintiff’s shoulder consistent with an RFC of light exertional activities with 22 occasional pushing, pulling, overhead reaching, and crawling, but no climbing ladders or 23 scaffolds. AR 20. 24 Plaintiff argues in general terms that the ALJ failed to explain why the cited evidence 25 undermines her testimony that she has debilitating fibromyalgia pain and can only lift up to five 26 pounds. ECF No. 13 at 19-20. While the ALJ did not repeat the discussion in relation to 27 plaintiff’s neck and shoulder issues, he discussed the evidence undermining such testimony when 28 analyzing plaintiff’s CTS and fibromyalgia. See supra VI.A.1, VI.A.3. The ALJ was not 1 required to reproduce his evaluation of the pain testimony in relation to each theoretically distinct 2 source of pain. The court finds no error. 3 5. The ALJ’s Overall Approach to the Evaluation of Plaintiff’s Testimony 4 Plaintiff contends in summation, relying on Brown-Hunter v. Colvin, 806 F.3d 487, 489 5 (9th Cir. 2015), that the ALJ erred by “simply reciting the medical evidence in support of” the 6 RFC, without adequately justifying his rejection of plaintiff’s testimony. ECF No. 13 at 24. The 7 Ninth Circuit has emphasized that an ALJ must “specify which testimony [he] finds not credible, 8 and then provide clear and convincing reasons, supported by evidence in the record, to support 9 that credibility determination.” Brown-Hunter, 806 F.3d at 489. Examples of statements that do 10 not meet this standard include “‘the individual’s allegations have been considered’…‘the 11 allegations are [not] credible’”, and “‘the claimant’s statements concerning the intensity, 12 persistence and limiting effects of these symptoms are not credible to the extent they are 13 inconsistent with the above residual functional capacity assessment[.]’” Id. at 493 (quoting SSR 14 96-7p, 1996 SSR LEXIS 4 at *3-4, 1996 WL 374186 at *2 (July 2, 1996); Treichler v. 15 Commissioner, 775 F.3d 1090, 1102-03 (9th Cir. 2014)). Simply summarizing the medical 16 evidence after such a statement, leaving the district court to infer which inconsistencies justify 17 discrediting plaintiff’s testimony, is inadequate. See Brown-Hunter, 806 F.3d at 494. 18 However, that is not what the ALJ did here. Although the ALJ used the boilerplate 19 statement that “the claimant’s statements concerning the intensity, persistence and limiting effects 20 of these symptoms are not entirely consistent with the medical evidence and other evidence in the 21 record,” AR 18, he went on to review the medical evidence related to each impairment and tie 22 that evidence to specific functional limitations. For example, the limited damage to plaintiff’s 23 grip strength merited a finding that she “can lift and carry at the light exertional level” despite her 24 claim that she could not. AR 18-19. The ALJ explained why the medical record does not suggest 25 the degree of damage to plaintiff’s legs represented in her testimony. AR 18-19. He balanced the 26 evidence as to plaintiff’s symptoms of cervical and shoulder impairment before issuing 27 limitations that account for her purported balance problems. AR 18, 20. As to fibromyalgia pain 28 and related psychological distress, the ALJ specifically identified which evidence was 1 | “inconsistent with disabling mental symptoms” and “disabling anxiety,” even as he conceded that 2 || plaintiff should be “limited to occasional interaction with the public.” AR 21. Again, the court 3 || finds no error. 4 VI. CONCLUSION 5 For the reasons set forth above, IT IS HEREBY ORDERED that: 6 1. Plaintiffs motion for summary judgment (ECF No. 13) is DENIED; 7 2. The Commissioner’s cross-motion for summary judgment (ECF No. 19) is 8 | GRANTED; and 9 3. The Clerk of the Court shall enter judgment for defendant and close this case. 10 | DATED: June 10, 2025 ~ Lhar—e_ 12 UNITED STATES MAGISTRATE JUDGE 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 17