Springwood Associates v. Lumpkin

606 N.E.2d 733, 239 Ill. App. 3d 771, 179 Ill. Dec. 901, 1992 Ill. App. LEXIS 2131
CourtAppellate Court of Illinois
DecidedDecember 30, 1992
Docket4-92-0325
StatusPublished
Cited by10 cases

This text of 606 N.E.2d 733 (Springwood Associates v. Lumpkin) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Springwood Associates v. Lumpkin, 606 N.E.2d 733, 239 Ill. App. 3d 771, 179 Ill. Dec. 901, 1992 Ill. App. LEXIS 2131 (Ill. Ct. App. 1992).

Opinion

JUSTICE KNECHT

delivered the opinion of the court:

Springwood Associates (Springwood) owns and operates the Maplewood Health Care Center (Maplewood), a private nursing home licensed and regulated by the Department of Public Health (Department) pursuant to the Nursing Home Care Act (Act) (Ill. Rev. Stat. 1989, ch. 111½, par. 4151—101 et seq.). During the course of an annual inspection, the Department made findings that Springwood failed to meet the minimum standards prescribed by the Department. On review of the findings, the Department issued two Type B violations (see 77 Ill. Adm. Code §300.274(b)(2), at 2697 (1991)) and eight administrative warnings (see 77 Ill. Adm. Code §300.277, at 2699 (1991)). Springwood contested the issuance of one of the Type B violations dealing with the availability of water in excess of 110 degrees Fahrenheit at shower, bathing and handwashing facilities. (77 Ill. Adm. Code §330.3130(c)(4), at 2817 (1991) (eff. Mar. 24, 1989).) A hearing officer found the Type B violation was appropriate. Associate Director Bell adopted the finding of the hearing officer. Springwood sought administrative review in the circuit court of Sangamon County, which affirmed the decision of the Department.

Springwood appeals, raising two arguments: (1) the Department of Public Health cannot issue a violation against a nursing home for a violation of the Act, absent negligent conduct on the part of the facility (Ill. Rev. Stat. 1989, ch. 111½, par. 4151—117); and (2) the Department violated its own regulations because Springwood was not afforded the opportunity to review a proposed order and submit written exceptions and a brief before the Associate Director, who had reviewed the record, issued a final decision. Both arguments are unpersuasive in light of applicable statutes, regulations, and case law. We affirm the circuit court.

The Act provides private nursing homes must be licensed by the Department. (Ill. Rev. Stat. 1989, ch. 111½, par. 4153—102.) The Department is authorized to develop a comprehensive system of licensure of nursing homes (Ill. Rev. Stat. 1989, ch. 111½, par. 4153—101), required to provide minimum standards for nursing homes (111. Rev. Stat. 1989, ch. 111½, par. 4153—202), and empowered to adopt rules and regulations in order to carry out the purposes of the Act (Ill. Rev. Stat. 1989, ch. 111½, par. 4153—801).

The Department is required to conduct annual inspections of nursing homes to ensure compliance with applicable licensure requirements and standards. (Ill. Rev. Stat. 1989, ch. 111½, par. 4153—212(a).) The inspections are conducted by Department sanitarians. When the sanitarian discovers failures on the part of a nursing home to comply with applicable requirements and standards, he or she makes notations of the failures in a report. Upon completion of each inspection, the sanitarian must submit a copy of the report to the nursing home and the original to the Department. The nursing home may, within 10 days, provide comments or documentation refuting findings in the report, explaining extenuating circumstances which the nursing home could not have prevented, or indicating methods and timetables for correction of deficiencies described in the report. 111. Rev. Stat. 1989, ch. 111½, par. 4153—212(c).

The Department must then determine whether the report’s findings constitute a violation of which the facility must be given notice. This determination is based upon a list of criteria, set forth in both the Act and the regulations. (Ill. Rev. Stat. 1989, ch. 111½, par. 4153—212(c); 77 Ill. Adm. Code. §300.272(c), at 2696 (1991).) If the issuance of a violation is warranted, the next step is to determine the level of the violation. 77 Ill. Adm. Code §300.274, at 2696-98 (1991).

There are two levels of violations defined by the Act. (See Ill. Rev. Stat. 1989, ch. 111½, pars. 4151—129, 4151—130; see also 77 Ill. Adm. Code §300.274(b), at 2697 (1991).) A “Type A violation” is a more serious violation than a “Type B violation.” In determining the level of the violation, the Department must consider (1) the designated level of the violation in the regulation, (2) the degree of danger posed by it, and (3) the directness and imminence of the danger to the residents. (77 Ill. Adm. Code §300.274(c), at 2697 (1991).) The degree of danger and its directness and imminence to residents are determined by applying a list of criteria set forth in the regulations. 77 Ill. Adm. Code §§300.274(c)(2), (c)(3), at 2697-98 (1991).

• 2 After the level of the violation is determined, the nursing home must be provided with a notice of violation. (Ill. Rev. Stat. 1989, ch. 111½, par. 4153—301.) If the nursing home wishes to contest any Department action, it must send a written request for a hearing to the Department within 10 days of receipt of the contested action. (Ill. Rev. Stat. 1989, ch. 111½, par. 4153—303(e).) Upon receipt for a request for a hearing, the Director or hearing officer must conduct a hearing to review the action. (Ill. Rev. Stat. 1989, ch. 111½, par. 4153—704(a).) After the hearing, the Director or hearing officer must make findings of fact. When the hearing has been conducted by a hearing officer, the Director must review the record and findings of fact before rendering a decision. (Ill. Rev. Stat. 1989, ch. 111½, par. 4153—707.) If the Director does not either preside at the hearing or review the record, and the decision is adverse to any party other than the Department, the Director must provide all parties with a copy of the proposed decision and the party which will be adversely affected must be afforded an opportunity to file written exceptions and a brief. (77 Ill. Adm. Code §§100.14(c), 100.15, at 2347-48 (1991).) “Director” is defined by both the Act and the regulations as the named Director of the Department, or his designee. 111. Rev. Stat. 1989, ch. 111½, par. 4151-110; 77 Ill. Adm. Code §100.2, at 2337 (1991).

In the present case the annual inspection of Maplewood was conducted on September 6 and 7, 1990, by Department sanitarians Pat Fisher and Stephen Mott. Fisher and Mott made findings of 10 failures to comply with applicable standards and regulations. One of the findings resulted from Fisher’s discovery of water temperatures in excess of 110 degrees Fahrenheit in five locations on September 6 and three locations on September 7.

Fisher testified that, on September 6, she discovered water temperatures ranging from 124 to 128 degrees. She notified the maintenance supervisor, Melvin Grover, that the water temperatures were too high. Fisher further testified that when she took the water temperatures again on the morning of September 7, she discovered water temperatures of 132 degrees in two locations and a temperature of 115 degrees in one location. Fisher notified Lisa Hernadez, the administrator, and informed her the water needed to be turned off until the problem could be fixed.

Mott testified he was with Fisher when she discovered the high temperatures. Both Fisher and Mott testified the locations of the excessive water temperatures were in heavily trafficked areas of the nursing home; additionally, the residents were ambulatory and appeared confused. Fisher and Mott heard no announcements warning of the hot water; no signs were posted and the access to the areas was not restricted. Both Fisher and Mott testified the problem had been fixed or the system shut down, before they left on September 7.

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Bluebook (online)
606 N.E.2d 733, 239 Ill. App. 3d 771, 179 Ill. Dec. 901, 1992 Ill. App. LEXIS 2131, Counsel Stack Legal Research, https://law.counselstack.com/opinion/springwood-associates-v-lumpkin-illappct-1992.