Spradlin v. Secretary of Health & Human Services

857 F. Supp. 1215, 1993 WL 723857
CourtDistrict Court, S.D. Ohio
DecidedMarch 9, 1993
DocketNo. 93-3541
StatusPublished
Cited by1 cases

This text of 857 F. Supp. 1215 (Spradlin v. Secretary of Health & Human Services) is published on Counsel Stack Legal Research, covering District Court, S.D. Ohio primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Spradlin v. Secretary of Health & Human Services, 857 F. Supp. 1215, 1993 WL 723857 (S.D. Ohio 1993).

Opinion

DECISION AND ENTRY ADOPTING REPORT AND RECOMMENDATION OF UNITED STATES MAGISTRATE JUDGE (DOC. # 10) IN ITS ENTIRETY; PLAINTIFF’S OBJECTIONS (DOC. #12) OVERRULED; PLAINTIFF’S STATEMENT OF SPECIFIC ERRORS (DOC. #8) OVERRULED; JUDGMENT ENTERED IN FAVOR OF DEFENDANT-SECRETARY AND AGAINST PLAINTIFF; TERMINATION ENTRY

RICE, District Judge.

This is an appeal from a final decision of the Defendant denying Disability Insurance Benefits to the Plaintiff. The Court referred this case to the United States Magistrate Judge for a report and recommendation. This case is before the Court on Plaintiffs objections (Doc. # 12), filed under 28 U.S.C. § 636(b)(1)(C), to the Report and Recommendation of the United States Magistrate Judge (Doc. # 10).

Under 28 U.S.C. § 636(b)(1)(C), this Court, upon timely objections being made to the Magistrate Judge’s Report and Recommendation, is required to make a de novo review of those recommendations to which an objection is made. This Court has re-examined all of the relevant evidence in this case, previously reviewed by the Magistrate Judge, and has determined that the findings of the Secretary were supported by “substantial evidence”. See Lashley v. Secretary of Health [1216]*1216and Human Services, 708 F.2d 1048, 1053 (6th Cir.1983). Specifically, the Court concludes that the Secretary’s finding, that the Plaintiff was not disabled within the meaning of the Social Security Act, is supported by substantial evidence. Accordingly, the Court hereby adopts the Report and Recommendation of the United States Magistrate Judge (Doc. # 10), that Plaintiff was not disabled as of September 30, 1983, and, therefore, not entitled to benefits, (Id. at 15).

Plaintiff filed an application for Disability Insurance Benefits in January, 1990, alleging disability from April 13, 1983, due to emphysema (Tr. 69-77). After Plaintiffs application was denied initially and upon reconsideration (Tr. 84-86; 97-98), a hearing was held before an Administrative Law Judge (“ALJ”) (Tr. 28-68). Based upon the evidence adduced at the hearing, as well as the medical evidence in the transcript, the ALJ found that the Plaintiff was not disabled (Tr. 9-18). When the Appeals Council denied Plaintiffs request for further review (Tr. 3 — 4), the ALJ’s decision became the final decision of the Secretary denying benefits to the Plaintiff. Upon appeal, the United States Magistrate Judge recommended that the Secretary’s decision that Plaintiff was not disabled as of September 30, 1983, (the date last insured) and, therefore, not entitled to benefits under the Act be affirmed (Doc. # 10 at 15).

Plaintiff timely filed objections to the Magistrate Judge’s Report and Recommendation (Doc. # 10). The thrust of Plaintiffs objections challenge the basis for the Magistrate Judge’s determinations. Specifically, Plaintiff first argues that the Secretary has not proven that jobs exist in significant numbers that he could perform as of his date last insured1 (September 30, 1983) (Doe. # 12 at 1-2). Accompanying his argument, Plaintiff maintains that there is no substantial evidence to support a finding that what Dr. Michael Craig reported as a severe and disabling pulmonary impairment did not continue with similar severity from May, 1983, to the present time (Id. at 2). Plaintiff further argues that opinion of Dr. Craig, concerning the persistent severity of his anatomic emphysema, was entitled to great weight and it was error to reject same (Id.). Plaintiff next argues that the Magistrate Judge erred in affirming the Secretary’s finding that he was capable of performing light work (Id. at 5). Plaintiffs final argument is that the ALJ erred by not making the requested inferences of an onset date (Doc. # 12 at 7). Plaintiffs arguments are meritless. Although the Magistrate Judge aptly addressed each argument in great detail (Doc. # 10 at 11-15), the Court believes that at this juncture, the heart of Plaintiffs objections center upon whether the pulmonary function studies of record are probative of Plaintiffs disability on or before September 31, 1983. For the reasons stated by the Magistrate Judge, and for those set out below, the Court holds that the pulmonary function studies in question, offered by the Plaintiff in support of his claim of disability, do not meet the requirements of the Listing of Impairments (“Listing”) and, therefore, Plaintiff has not met his burden of proof on the issue of disability. A social security disability claimant bears the ultimate burden of proof on the issue of disability. Richardson v. Heckler, 750 F.2d 506, 509 (6th Cir.1984). The claimant’s specific burden is to prove that he became disabled prior to the expiration of his insured status. Moon v. Sullivan, 923 F.2d 1175, 1182 (6th Cir.1990); see also 42 U.S.C. § 423(a) and (c).

Listing 3.00 and subsection 3.02 requires that the documentation of ventilatory function tests be accomplished in a particular manner. 20 C.F.R. Pt. 404, Subpt. P, App. 1 § 3.00(D). For example, 3.00(D) requires, in pertinent part, that:

[t]hese studies should be repeated after administration of a nebulized bronchodilator unless the prebronchodilator values are 80 percent or more of predicted normal values or the use of bronchodilators is contraindicated. The values in tables I and II assume that the ventilatory function [1217]*1217studies were not performed in the pres-enee of wheezing or other evidence of bronchospasm or, if these were present at the time of examination, that the studies were repeated after administration of a bronchodilator. Ventilatory function studies performed in the presence of bronchos-pasm, without use of bronchodilators, cannot be found to meet the requisite level of severity in tables I and II.
the appropriately labeled spirometric tracing showing distance per second on the abscissa and the distance per liter on the ordinate, must be incorporated in the file. The manufacturer and model number of the device used to measure and record the ventilatory function should be stated.

Id. The regulations set forth some additional criteria regarding the documentation of ventilatory function tests. Id. Section 3.02 states, in pertinent part:

3.02 Chronic Pulmonary Insufficiency. With:
A. Chronic obstructive pulmonary disease (due to any cause). With: Both FEV1 and MW equal to or less than values specified in Table I corresponding to the person’s height without shoes.

Id. at § 3.02.

The record reflects that Plaintiff had a pulmonary function test on more than one occasion. His first and only relevant reported study of record occurred on May 2,19832 (Tr. 117). That pulmonary function test measured Plaintiffs FEV1 at 0.98 and his MW at 43 (Id.).

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Bluebook (online)
857 F. Supp. 1215, 1993 WL 723857, Counsel Stack Legal Research, https://law.counselstack.com/opinion/spradlin-v-secretary-of-health-human-services-ohsd-1993.