Spiller v. McDonald, Kuhn, Smith, Miller, & Tait

735 S.W.2d 446, 1986 Tenn. App. LEXIS 3442
CourtCourt of Appeals of Tennessee
DecidedNovember 26, 1986
StatusPublished
Cited by2 cases

This text of 735 S.W.2d 446 (Spiller v. McDonald, Kuhn, Smith, Miller, & Tait) is published on Counsel Stack Legal Research, covering Court of Appeals of Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Spiller v. McDonald, Kuhn, Smith, Miller, & Tait, 735 S.W.2d 446, 1986 Tenn. App. LEXIS 3442 (Tenn. Ct. App. 1986).

Opinion

CRAWFORD, Judge.

This appeal involves the application of the Deadman’s Statute, T.C.A. § 24-1-203 (1980).

Appellant, McDonald, Kuhn, Smith, Miller and Tait, a partnership, filed a claim against the Estate of Elizabeth Lucille Pritchard, deceased, for legal services rendered by the partnership to the deceased. Appellee, the administratrix of the estate, filed an exception to the claim in which she denied that certain of the services specified in the claim were performed for the decedent, that there was no contractual relationship with the decedent, and that she was unable to ascertain the validity of the time allegedly expended by plaintiffs. On April 7, 1986, the Probate Court of Shelby County entered an order sustaining the exception to the claim which we quote:

This cause came on to be heard upon the claim of McDonald, Kuhn, Smith, Miller and Tait, a law firm, filed against the estate of Elizabeth Lucille Pritchard on October 31, 1985, and entered on Claim Book 27, Page 329 of the records of the Clerk of the Probate Court of Shelby County, Tennessee, and upon the exception filed by the Administratrix of the estate objecting to the claim in its entirety. The Court having scheduled the matter for a full hearing, considered the Memorandum briefs filed by both parties and statements of counsel, along with the testimony of the claimant’s witness, Donnell J. McCormack, Jr., a former associate attorney of claimant, together with the entire record in the cause, and is of the opinion, and so finds, making specific findings of fact as follows:
1.That a verified claim in the amount of $9,500.00 was filed against the estate on October 31, 1985, by the law firm of McDonald, Kuhn, Smith, Miller and Tait, representing unpaid legal services performed by them for the decedent;
2. That the said law firm is, and at all times pertinent to the claim herein, a partnership with its offices at 81 Monroe Avenue, Memphis, Tennessee;
3. That Donnell J. McCormack, Jr., was at all times pertinent to the claim concerning the particular legal services rendered to the decedent, a duly licensed attorney of the Tennessee Bar Association and an associate (non-partner) member of the firm;
4. That no documentary evidence was proffered by the claimant to lay the foundation for the existence of an enforceable contractual relationship between the claimant and the decedent;
5. That Donnell J. McCormack, Jr., is to be considered, for the purposes of this proceeding, the agent of the law firm of McDonald, Kuhn, Smith, Miller and Tait, he having been the attorney who performed the services for the decedent as an employee member of the firm and subject to the supervision of a senior partner, Crawford McDonald;
6. That Donnell J. McCormack, Jr., received as his compensation as an associate member of the law firm, a salary together with a percentage of the income resulting from certain business which he personally brought into the firm; the subject claim not being one to which a percentage would apply;
7. That Donnell J. McCormack, Jr., terminated his employment with the law firm on January 1, 1984, in order to take a position as a corporate attorney with Holiday Inns, Inc.
That based upon the foregoing findings of fact, the Court makes the following conclusion of law:
a. That no partner or associate attorney of the law firm of McDonald, Kuhn, Smith, Miller & Tait who was in such capacity at the time of the events supporting the claim or thereafter is allowed to testify as to any statement made by, or transaction with the decedent, in an effort to substantiate the contractual re[448]*448lationship between the firm and the decedent because of the timely objection to the proferred testimony made by the Ad-ministratrix on the grounds that such is barred from introduction based upon the incompetency of the witness because of the operation and effect of the Dead Man’s Statute as enacted in the State of Tennessee and codified at TCA § 24-1-203;'
b. That Donnell J. McCormack, Jr., because of the integral relationship that he had with the law firm, is to be held to the same standards as those with the law firm, and is also incompetent to testify as to statements made by or his transactions with the decedent;
c. That in the absolute absence of admissible evidence substantiating the existence and terms of a contractual relationship between the claimant and the decedent, the exception should be sustained, and the claim denied in its entirety-
IT IS, THEREFORE, ORDERED, ADJUDGED AND DECREED by the Court that the exception filed herein to the claim of McDonald, Kuhn, Smith, Miller and Tait be, and it is hereby sustained, and the claim of the law firm is thereby denied in its entirety, to all of which the claimant, McDonald, Kuhn, Smith, Miller and Tait, respectfully excepts and hereby reserves its right to pray an appeal on all issues presented herein.

The issue appellant presents for review is whether the Probate Court erred in holding that the testimony of a former employee-attorney offered to prove the contract and the services performed was incompetent under the Deadman’s Statute.

The case comes to this court in a somewhat unusual posture. We have no transcript or statement of the evidence. The order of the court recites that appellant’s former employee testified concerning legal services performed for the decedent. There is no finding concerning the contract between the decedent and the law firm as to the services to be performed. It is implicit from the order that the trial court ruled the testimony of the appellant’s former associate incompetent by virtue of T.C.A. § 24-1-203. We do not have the testimony preserved for review by this Court, but in this case we do not feel it is necessary since the Probate Court ruled as a matter of law that the testimony of appellant’s former employee was incompetent. For comparison see City of Nashville v. Drake, 199 Tenn. 1, 281 S.W.2d 681 (1955). Therefore, we will consider the legal issue presented by appellant.

T.C.A. § 24-1-203 (1980) provides: 24-1-203. Transactions with decedent or ward. — In actions or proceedings by or against executors, administrators, or guardians, in which judgments may be rendered for or against them, neither party shall be allowed to testify against the other as to any transaction with or statement by the testator, intestate, or ward, unless called to testify thereto by the opposite party. Provided, if a corporation be a party, this disqualification shall extend to its officers of every grade and its directors.

The statute cannot be extended by the courts to cases not within its terms upon the idea that they fall within the evil which was intended to be guarded against. Rielly v. English, 77 Tenn. 16 (1882), Hughlett v. Conner, 59 Tenn. 83 (1873).

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735 S.W.2d 446, 1986 Tenn. App. LEXIS 3442, Counsel Stack Legal Research, https://law.counselstack.com/opinion/spiller-v-mcdonald-kuhn-smith-miller-tait-tennctapp-1986.