Spex Technologies, Inc. v. Apricorn

CourtCourt of Appeals for the Federal Circuit
DecidedOctober 14, 2022
Docket20-2210
StatusUnpublished

This text of Spex Technologies, Inc. v. Apricorn (Spex Technologies, Inc. v. Apricorn) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Spex Technologies, Inc. v. Apricorn, (Fed. Cir. 2022).

Opinion

Case: 20-2210 Document: 73 Page: 1 Filed: 10/14/2022

NOTE: This disposition is nonprecedential.

United States Court of Appeals for the Federal Circuit ______________________

SPEX TECHNOLOGIES, INC., Plaintiff-Appellant

v.

APRICORN, Defendant-Cross-Appellant ______________________

2020-2210, 2020-2253 ______________________

Appeals from the United States District Court for the Central District of California in No. 2:16-cv-07349-JVS- AGR, Judge James V. Selna. ______________________

Decided: October 14, 2022 ______________________

MARC A. FENSTER, Russ August & Kabat, Los Angeles, CA, argued for plaintiff-appellant. Also represented by PAUL ANTHONY KROEGER, BENJAMIN T. WANG.

OLIVER RICHARDS, Fish & Richardson P.C., San Diego, CA, argued for defendant-cross-appellant. Also repre- sented by DAVID M. HOFFMAN, Austin, TX. ______________________ Case: 20-2210 Document: 73 Page: 2 Filed: 10/14/2022

Before MOORE, Chief Judge, DYK and PROST, Circuit Judges. PROST, Circuit Judge. SPEX Technologies, Inc. (“SPEX”) sued Apricorn in the U.S. District Court for the Central District of California for infringing U.S. Patent No. 6,088,802 (“the ’802 patent”). During claim construction, the district court held that claims 6, 7, 23, and 25 of the ’802 patent were invalid as indefinite. SPEX thereafter tried claims 11 and 12 to a jury, and the jury found that Apricorn infringed those claims. After the verdict, Apricorn moved for judgment as a matter of law (“JMOL”) that it did not infringe. SPEX opposed; it also argued that if the district court were to grant the motion, it should at least give SPEX a new trial. But the district court granted JMOL of noninfringement and denied SPEX’s request for a new trial. SPEX appeals the noninfringement JMOL, new-trial denial, and indefiniteness ruling. Apricorn conditionally cross-appeals. We affirm the noninfringement JMOL and new-trial denial, reverse the indefiniteness ruling, dismiss Apricorn’s conditional cross-appeal as moot, and remand for proceedings consistent with this opinion. BACKGROUND I The ’802 patent concerns a “single integral peripheral device” that can perform (1) “security operations” on data stored in (or provided by or to) a “host computing device” and (2) a “defined interaction” with the host computing de- vice, such as providing functionality like data storage, data communication, or user identification—what the patent calls “target functionality.” See ’802 patent col. 3 ll. 17–36, col. 4 l. 49–col. 5 l. 4. In plain terms, the ’802 patent’s pe- ripheral device can perform security operations and an- other function—all in one device. Case: 20-2210 Document: 73 Page: 3 Filed: 10/14/2022

SPEX TECHNOLOGIES, INC. v. APRICORN 3

As relevant here, the ’802 patent’s peripheral device can perform security operations “in-line”—i.e., “between the communication of data to or from the host computing device and the performance of the target functionality.” Id. at col. 6 ll. 2–7; accord id. at Abstract. An “interface control device” ensures that data communicated between the host computing device and the target functionality undergoes security operations as appropriate. Claim 11 contains a “means for mediating” element re- lating to this in-line concept (emphasis added): 11. A peripheral device, comprising: security means for enabling one or more security operations to be performed on data; target means for enabling a defined interaction with a host computing device; means for enabling communication between the se- curity means and the target means; means for enabling communication with a host computing device; and means for mediating communication of data be- tween the host computing device and the target means so that the communicated data must first pass through the security means. II A During claim construction, the parties and district court agreed that the “means for mediating” element was a means-plus-function element subject to 35 U.S.C. § 112 ¶ 6, 1 which allows expressing a claim element as a “means

1 Congress has redesignated § 112 ¶¶ 2 and 6 as, re- spectively, § 112(b) and (f). See Leahy-Smith America Case: 20-2210 Document: 73 Page: 4 Filed: 10/14/2022

or step for performing a specified function” but limits the claim’s coverage to “the corresponding structure, material, or acts described in the specification and equivalents thereof.” Everyone also agreed that the function was “me- diating communication of data between the host computing device and the target means so that the communicated data must first pass through the security means.” See SPEX Techs., Inc. v. Kingston Tech. Corp., No. SACV 16- 01790, 2017 WL 5495149, at *13 (C.D. Cal. Oct. 18, 2017) (“Claim Construction Order”). The parties disagreed, however, as to whether the ’802 patent disclosed sufficient corresponding structure for per- forming that function. Apricorn argued that the patent failed to do so, rendering claim 11 (and its dependent claim 12) invalid as indefinite under § 112 ¶ 2. SPEX maintained that the interface control device 910 as shown in Figure 9B of the ’802 patent (“ICD 910”) supplied sufficient corre- sponding structure. Figure 9B is reproduced below:

Invents Act (“AIA”), Pub. L. No. 112-29, sec. 4(c), 125 Stat. 284, 296 (2011). The pre-AIA designations apply to the ’802 patent, so this opinion refers to those. Case: 20-2210 Document: 73 Page: 5 Filed: 10/14/2022

SPEX TECHNOLOGIES, INC. v. APRICORN 5

The district court agreed with SPEX that ICD 910 was a corresponding structure with disclosure sufficient to sur- vive Apricorn’s indefiniteness challenge. In making this determination, the court relied heavily on a passage of the specification concerning the “configuration registers” of ICD 910. That passage states: [ICD] 910 includes sets of configuration registers 911. The data stored in the configuration registers 911 establish operating characteristics of the [ICD]: in particular, the content of the configuration registers enables the [ICD] to present to the host computing device a desired identification of the pe- ripheral device[] and determines whether data passing through the peripheral device must be sub- jected to security operations. A set of configuration registers is maintained for the host computing device I/O interface, the cryp- tographic processing device interface, and the tar- get functionality interface. ’802 patent col. 17 ll. 25–36 (emphasis added). Aside from Figure 9B, the district court cited this passage—and only this passage—in rejecting Apricorn’s argument that ICD 910 had insufficient structural disclosure. Claim Construc- tion Order, 2017 WL 5495149, at *15 (“Given the specific details provided in this disclosure, [Apricorn has] not proven by clear and convincing evidence that the structure of [ICD 910] is inadequately disclosed by the patent speci- fication.”). The district court accordingly construed the “means for mediating” element as a means-plus-function element sub- ject to § 112 ¶ 6—the function being “mediating communi- cation of data between the host computing device and the target means so that the communicated data must first Case: 20-2210 Document: 73 Page: 6 Filed: 10/14/2022

pass through the security means,” and the corresponding structure being ICD 910. Id. 2 B SPEX tried claims 11 and 12 to a jury. As to the “means for mediating” element specifically, the district court in- structed the jury consistent with its claim construction, setting forth both the function and the corresponding struc- ture—i.e., ICD 910. J.A. 11276.

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