Spencer v. State

632 A.2d 214, 97 Md. App. 734, 1993 Md. App. LEXIS 157
Court of Special Appeals of Maryland·Decided October 28, 1993·No. No. 1616·Published·Cited by 1 cases

Opinion

GARRITY, Judge.

Appellant, Eric Spencer, was charged with first degree felony murder and murder in the second degree. On September 29, 1992, a hearing was held in the Circuit Court for Prince George’s County (Femia, J., presiding) on appellant’s Motion to Dismiss the indictment on the grounds that this prosecution, following an. earlier successful prosecution for assault with intent to murder, assault with intent to disable, assault with intent to rob and a related handgun offense, violated appellant’s rights under Maryland common law of autrefois convict and the federal constitutional protection against double jeopardy. Appellant’s motion was denied and this interlocutory appeal followed.

BACKGROUND

On November 4, 1991, appellant was convicted of assault with intent to murder, assault with intent to disable, assault [737] with intent to rob, and a related handgun offense. Appellant was sentenced to 30 years for these convictions on December 2, 1991.1

On November 20, 1991, appellant’s victim, Mr. Effiok Essiet, died, apparently from the injuries sustained during the assault perpetrated by appellant. Thus, the victim’s death occurred subsequent to the termination of the first trial and approximately two weeks prior to the court’s imposition of sentence.

On January 31, 1992, appellant wás indicted for first degree felony murder and second degree murder based on the victim’s death and the same conduct that had led to the earlier convictions. Appellant thereafter filed a Motion to Dismiss the indictment asserting that the second prosecution violated both the federal constitutional protection against double jeopardy and Maryland common law. Following a hearing held on September 29, 1992, the trial court denied appellant’s motion.

QUESTION PRESENTED

Appellant asserts that the trial court erred in denying his Motion to Dismiss on the grounds that the indictment against him for murder is barred by the protection against double jeopardy and Maryland common law.

ANALYSIS

1. Constitutional protection against double jeopardy.

The Double Jeopardy Clause of the Fifth Amendment, “nor shall any person be subject for the same offense to be twice put in jeopardy of life and limb,” is enforceable against the states through the Fourteenth Amendment. Benton v. [738] Maryland, 395 U.S. 784, 794, 89 S.Ct. 2056, 2062, 23 L.Ed.2d 707 (1969).

The parties agree that an exception to this Fifth Amendment prohibition against double jeopardy exists where a fact necessary for the prosecution of an offense had not occurred “at the time of the first prosecution.” Whittlesey v. State, 326 Md. 502, 606 A.2d 225 (1992); Illinois v. Vitale, 447 U.S. 410, 100 S.Ct. 2260, 65 L.Ed.2d 228 (1980); Brown v. Ohio, 432 U.S. 161, 97 S.Ct. 2221, 53 L.Ed.2d 187 (1977); Diaz v. United States, 223 U.S. 442, 32 S.Ct. 250, 56 L.Ed. 500 (1912). Accordingly, we shall limit our analysis and proceed directly to a discussion of the applicability of this exception to the case sub judice2

In Whittlesey, the Court of Appeals defined this exception, often referred to as the “Diaz exception,” as follows:

[A] subsequent indictment on a second offense, otherwise barred by the Double Jeopardy Clause of the Fifth Amendment, is not barred if, at the time of prosecution for the earlier offense a reasonable prosecutor, having full knowledge of the facts which were known and in the exercise of due diligence should have been known to the police and prosecutor at that time, would not be satisfied that he or she would be able to establish the suspect’s guilt beyond a reasonable doubt.

Whittlesey, 326 Md. at 525, 606 A.2d 225.

Appellant argues that the Diaz exception is not applicable to the case sub judice because the subsequent occurrence necessary to establish appellant’s guilt in a murder prosecution, i.e., the victim’s death, occurred prior to sentencing and was therefore known to the State before the “prosecution” in the first case ended. The State counters that the relevant inquiry in determining whether the second prosecution is proper is whether the prosecutor was aware of evidence [739] sufficient to support a murder conviction at the commencement of the earlier prosecution. As noted earlier, the victim in this matter died following appellant’s conviction but prior to sentencing.

Our review of the relevant case law convinces us that in a case such as this, where a victim expires following the defendant’s convictions for lesser included assault offenses, but the victim’s death occurs prior to sentencing on those convictions, a subsequent prosecution on murder charges is not barred by the Fifth Amendment’s Double Jeopardy Clause. The Supreme Court and the Court of Appeals have not directly and explicitly answered this question, but have intimated on several occasions that the relevant inquiry in determining the applicability of the Diaz exception allowing a second prosecution is whether the State knew, or through due diligence should have known, of facts establishing the accused’s guilt at the time that the trial in the original prosecution is commenced.

In Gianiny v. State, 320 Md. 337, 577 A.2d 795 (1990), Judge Bloom addressed this question in dicta on behalf of the Court of Appeals, suggesting that in determining whether the Diaz exception is applicable, courts should look at the facts known to the State at the commencement of the first trial, or, perhaps as early as when an indictment is obtained:

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Spencer v. State, 632 A.2d 214, 97 Md. App. 734, 1993 Md. App. LEXIS 157 (Md. Ct. App. 1993).

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