Speller v. State

534 N.W.2d 445, 1995 Iowa Sup. LEXIS 149, 1995 WL 425044
CourtSupreme Court of Iowa
DecidedJuly 19, 1995
Docket94-1159
StatusPublished
Cited by2 cases

This text of 534 N.W.2d 445 (Speller v. State) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Speller v. State, 534 N.W.2d 445, 1995 Iowa Sup. LEXIS 149, 1995 WL 425044 (iowa 1995).

Opinion

LAVORATO, Justice.

In a prison disciplinary proceeding, a disciplinary committee found that a prisoner violated the prison guard’s direct order. In his postconviction relief action, the prisoner challenged this finding. He claimed the disciplinary committee violated his procedural due process rights because it failed to (1) consider his defense, or (2) make adequate written findings on it. The district court rejected both arguments and denied the prisoner’s application for postconviction relief. We affirm.

On September 14,1992, correctional officer Bauswell served a major disciplinary report on Herbert Speller for, among other things, disobeying an order to hand over a cup. At the time, Speller was in cell house 319 at the Iowa State Penitentiary on lock-up disciplinary status.

Bauswell’s report pertinently stated:

At approx. 8:15 p.m. on the above date while I c/o Bauswell was passing cleaning supplies on L-range, I noticed a cup beside Inmate Speller’s # 802779 toilet. I asked Inmate Speller to show me the cup. Inmate Speller stated “if you want to see it, you can come in my cell and look for yourself.” I told Inmate Speller again to show me the cup. Again Inmate Speller refused. I gave Inmate Speller [two] direct orders before he got off his bed and reached for a cup on his shelf. Inmate Speller stated “the cup is empty see.” I told Inmate Speller I wanted to see the cup next to his toilet. Inmate Speller took the cup he had in his hand[,] put it by his *447 toilet and picked it up again. I told Inmate Speller I wanted to see the other cup. Inmate Speller again placed the cup in his hand down by the toilet and ... picked it up again and showed it to me. I again told Inmate Speller to show me the other cup. This time Inmate Speller reached down[,] poured something out of the cup by his toilet and stated “you want this cup[?]” I stated I did and Inmate Speller handed me the cup stating “just because you don’t like me.”

An investigating officer interviewed Speller shortly after this incident. In his report, the officer wrote: “Speller states that the officer comes to his cell and plays around with him. States he thought the officer was playing around with him this time.”

Three days following this incident, the disciplinary hearing committee met and found Speller guilty of violating rule 23 (disobeying a lawful order). The rule pertinently provides:

An inmate commits an offense under this subsection when the inmate refuses to obey an order, rule, regulation, or procedure, written or verbal, given by any staff of the department of corrections, or other person in authority.
In its findings of fact, the committee found:
At approximately 8:15 p.m. on 9-14-92 in CH 319, c/o Bauswell was passing cleaning supplies, when e/o Bauswell noticed a cup by Inmate Speller’s toilet. C/o Baus-well asked Inmate Speller to hand out the cup. Inmate Speller stated, “If you want to see it, you can come in my cell and look for yourself.” Violation #23.
Again, c/o Bauswell told Inmate Speller to hand out the cup and again, Inmate Speller refused. Two more orders were given when Inmate Speller finally got off the bed, and reached for a cup on his shelf. Inmate Speller stated, “The cup is empty, see.” C/o Bauswell told Inmate Speller that he wanted to see the cup by the toilet. Inmate Speller took the cup he had in hand and put it by the toilet, and picked it up again.
C/o Bauswell explained to Inmate Speller that he wanted to see the other cup.
Inmate Speller again showed the cup from the shelf, and again c/o Bauswell told him to show him the other cup. Inmate Speller poured something out of the other cup then showed c/o Bauswell the cup.
Inmate Speller stated to [the] committee that the officer and he play around and he thought the officer was joking around.

In the “evidence relied on” section of its decision, the committee wrote:

Written report of e/o Bauswell. Statement of Inmate Speller- Inmate Speller did not request witnesses at committee.
Disposition due to inmate’s conduct in refusing to cooperate with staff made a difficult job of staff even more difficult.

For punishment, Speller received fifteen days disciplinary detention, loss of ninety days good time, and confinement to a maximum security cell house for ninety days.

Speller’s appeals to the warden and to the Iowa department of corrections were denied. In both appeals Speller contended that once he realized the officer was not “playing,” he complied with the officer’s order.

Speller filed an application for postconviction relief, challenging the committee’s decision. See Iowa Code § 663A.3 (1991) (now codified as Iowa Code § 822.3 (1995)). Speller admitted he had not obeyed Bauswell’s first order because in his words “the officer jokes around with inmates” and that “he, ... Speller, hadn’t realized the officer was serious.” Speller alleged that despite the presentation of this defense the committee made no findings of fact about it. This failure, Speller asserted, “violates the department of corrections rules and the Constitution which requires a written finding of fact in connection with the discipline.”

Disciplinary committee chairperson and administrative law judge Charles Harper testified at the posteonvietion hearing. Speller’s counsel questioned Harper about Speller’s defense that he thought Bauswell was playing around:

Q. [Y]ou did not make any factual determination in your finding of fact as to whether or not Mr. Speller actually thought that the officer was playing with him, did you? A. I don’t think I made a *448 determination one way or the other. I believe it was mentioned that he — Mr. Speller made that allegation, but it wasn’t determined one way or the other.
Q. [D]id you think it was not necessary to make that determination? A. No, I did not think it was necessary.
Q. ... Wouldn’t you have had to have made that determination, however, in trying to determine the appropriate punishment in this case? A. Yes.
[[Image here]]
Q. Well, my question, Mr. Harper, is did you at any time in connection with this discipline resolve that fact question? A. I don’t recall. It’s been two years and I don’t recall at this time.
Q. But you do agree that it — that fact question should be determined in assessing the particular sanction? A. Yes.

On cross-examination the State solicited this additional information from Harper:

Q. If the disciplinary committee would have found that, in fact, Mr.

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Bluebook (online)
534 N.W.2d 445, 1995 Iowa Sup. LEXIS 149, 1995 WL 425044, Counsel Stack Legal Research, https://law.counselstack.com/opinion/speller-v-state-iowa-1995.