Spector v. Commissioner

1982 T.C. Memo. 433, 44 T.C.M. 631, 1982 Tax Ct. Memo LEXIS 318
CourtUnited States Tax Court
DecidedJuly 28, 1982
DocketDocket No. 2498-77.
StatusUnpublished

This text of 1982 T.C. Memo. 433 (Spector v. Commissioner) is published on Counsel Stack Legal Research, covering United States Tax Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Spector v. Commissioner, 1982 T.C. Memo. 433, 44 T.C.M. 631, 1982 Tax Ct. Memo LEXIS 318 (tax 1982).

Opinion

BERNARD D. SPECTOR, Petitioner v. COMMISSIONER OF INTERNAL REVENUE, Respondent
Spector v. Commissioner
Docket No. 2498-77.
United States Tax Court
T.C. Memo 1982-433; 1982 Tax Ct. Memo LEXIS 318; 44 T.C.M. (CCH) 631; T.C.M. (RIA) 82433;
July 28, 1982.
Bernard D. Spector, pro se.
James R. Turton, for the respondent.

TANNENWALD

SUPPLEMENTAL MEMORANDUM FINDINGS OF FACT AND OPINION

TANNENWALD, Chief Judge: This case*319 is again before us on remand from the Fifith Circuit Court of Appeals. In our original opinion, Spector v. Commissioner,71 T.C. 1017 (1979), we held that, although a transaction was in form a merger of two partnerships followed by a withdrawal of the petitioner from the merged partnership, there was "strong proof" to justify disregarding the form and looking to the substance of the transaction. On that basis, we concluded that the transaction involved a sale of a partnership interest governed by section 7411 and not a liquidation of a retiring partner's interest governed by section 736.

Upon appeal, the Fifth Circuit Court of Appeals reversed on the ground that we had applied an improper standard, namely, that of "strong proof," and that, in a case such as this, the rule of Commissioner v. Danielson,378 F.2d 771, 775 (3d Cir. 1967), revg. and remanding 44 T.C. 549 (1965), applies, namely, that --

a party*320 can challenge the tax consequences of his agreement as construed by the Commissioner only by adducing proof which in an action between the parties to the agreement would be admissible to alter that construction or to show its unenforceability because of mistake, undue influence, fraud, duress, etc.

See Spector v. Commissioner,641 F.2d 376, 382 (5th Cir. 1981). 2 As a consequence, the case was remanded "for a determination of whether taxpayer has adduced proof of mistake, fraud, undue influence or any other ground that, in an action between the parties to the agreement, would be sufficient to set it aside or alter its construction." See 641 F.2d at 386.

Applying the foregoing standard, we have no choice 3 but to hold that the petitioner is bound by the form of the transaction and that the circumstances herein*321 do not provide any basis for invoking the exception embodied in the Danielson rule. We reach this conclusion on the basis of our findings of facts which clearly indicate that all parties to the agreements involved herein were fully aware of what was taking place and of the potential tax consequences thereof. See 71 T.C.. at 1020. 4

As a further part of its remand, the Court of Appeals specified that if we find that petitioners have failed to adduce proof sufficient to invoke the exception to the Danielson rule, we "may then consider the alternative argument raised by taxpayer, but not ruled on below, i.e. *322 , that although the payments were in liquidation of taxpayer's partnership interest, they were payments with respect to goodwill pursuant to a provision for such payments." (Emphasis added.) See 641 F.2d at 386 and 71 T.C. at 1027. Here again we think we have no choice but to hold for respondent. To be sure, we indicated in our prior opinion that we thought the payments in question were made to petitioner for "his share of the goodwill of Spector, Wilson & Co." by the Bielstein partnership and that consequently section 741 and not section 736 applied. See 71 T.C. at 1025. But, in the present posture of this case, it is clear that the transactions are to be treated as a liquidation of petitioner's partnership interest in the merged partnership.

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Related

Jackson Inv. Co. v. Commissioner
41 T.C. 675 (U.S. Tax Court, 1964)
Danielson v. Commissioner
44 T.C. 549 (U.S. Tax Court, 1965)
Spector v. Commissioner
71 T.C. 1017 (U.S. Tax Court, 1979)
Ledoux v. Commissioner
77 T.C. 293 (U.S. Tax Court, 1981)
Commissioner v. Danielson
378 F.2d 771 (Third Circuit, 1967)

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1982 T.C. Memo. 433, 44 T.C.M. 631, 1982 Tax Ct. Memo LEXIS 318, Counsel Stack Legal Research, https://law.counselstack.com/opinion/spector-v-commissioner-tax-1982.