Southworth v. State

82 Misc. 2d 400, 369 N.Y.S.2d 980, 1975 N.Y. Misc. LEXIS 2649
CourtNew York Court of Claims
DecidedJune 17, 1975
DocketClaim No. 58065; Claim No. 58835
StatusPublished
Cited by2 cases

This text of 82 Misc. 2d 400 (Southworth v. State) is published on Counsel Stack Legal Research, covering New York Court of Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Southworth v. State, 82 Misc. 2d 400, 369 N.Y.S.2d 980, 1975 N.Y. Misc. LEXIS 2649 (N.Y. Super. Ct. 1975).

Opinion

Henry W. Lengyel, J.

The claims on which the instant motions are based developed from an automobile accident on August 31, 1973, when a car driven by Uldis Baumanis struck a vehicle operated by John Southworth. His wife, Alice South-worth, was a passenger in the vehicle. Mrs. Southworth died as a result of injuries received in the accident. The gravamen of both claims is that the State, through its agents, or employees, was at least partially and proximately at fault for the accident because the Motor Vehicle Department negligently and without authorization issued a temporary driver’s license to Mr. Baumanis on August 29, 1973 under its experimental Driving While Intoxicated (DWI) Counter-Attack Program in Onondaga County.

After filing the notices of claim, claimant moved for an examination before trial of the District Director of the DWI Counter-Attack Program; for the discovery and inspection of various State documents; and, for permission to correct the date of the occurrence of the accident in paragraph 4 of Claim No. 58835. The State then filed a cross motion to dismiss both claims under CPLR 3211 (subd [a], pars 2, 7), alleging that they failed to state a cause of action and that the court lacked jurisdiction over the subject matter.

I will decide the motion to dismiss first. Both counsel provided the court with briefs and factual evidence through affidavits. I must, of course, consider and weigh evidence submitted with or in opposition to a motion to dismiss. (CPLR 3211, subd [c].) Courts utilize two standards for deciding motions to dismiss for failure to state a cause of action depending on whether or not extrinsic evidence is offered with the motion. If no evidence is presented, the court construes the pleading liberally and presumes that the allegations pleaded are true. The sole question is whether the pleading states a cause of action. (Cohn v Lionel Corp., 21 NY2d 559.) However, if evidence is offered, as was the case herein, the test used is not whether the pleading states a cause of action but whether a cause of action exists. (Kelly v Bank of Buffalo, [402]*40232 AD2d 875.) (For a general discussion of this area see 4 Weinstein-Korn-Miller, NY Civ Prac, par 3211.44 and 6 Carmody-Wait 2d, NY Practice, § 38:19.)

From a review of all the evidence submitted, I shall assume that the following facts are true.

On August 21, 1973 Uldis Baumanis appeared before a Town Justice in the Town of Onondaga and was convicted of the charge of driving while intoxicated. That court sent the conviction certificate to the Department of Motor Vehicles in Albany where it arrived on August 27, 1973. Unfortunately, however, the Town Justice did not endorse the conviction on Mr. Baumanis’s license. (Vehicle and Traffic Law, § 514, subd 2.) On September 11, 1973 the Department of Motor Vehicles issued a revocation order.

On August 22, 1973 Mr. Baumanis appeared before the Town Court of the Town of Cicero and entered a plea of guilty to a reduced charge of driving while his ability was impaired. This charge resulted from a different incident than the one he had pleaded to on August 21 in the Town of Onondaga and was reduced from a charge of driving while intoxicated. I was advised by the State’s memorandum of law, which claimant’s counsel did not dispute, that the Cicero Town Court retained Mr. Baumanis’s license and forwarded it along with the conviction certificate to the Syracuse Office of the Department of Motor Vehicles, wherein the DWI Counter-Attack Program was located.

Thereafter, Mr. Baumanis went to the offices of the DWI Counter-Attack Program. At this stage of the proceeding, the court does not know how many times or when Mr. Baumanis was at the program, other than the fact that he was seen there on August 29, 1973. The DWI Counter-Attack Program was an experimental program for Onondaga County which was operated out of the office of the New York State Department of Motor Vehicles. The program was supposed to assist in the rehabilitation of automobile drivers convicted of driving while intoxicated or while their ability was impaired; however, counsel did not provide me with any detailed evidence outlining the complete scope of the program. During Mr. Baumanis’s contact with the program, he completed the form for his new permanent driver’s license, to replace the one suspended by his conviction of driving while impaired on August 22. He was accepted into the DWI Counter-Attack Program. Also on August 29, 1973, the program issued him a [403]*403temporary driver’s license. Two days later, on August 31, 1973, Mr. Baumanis was involved in the automobile accident with the Southworth vehicle. The vehicle driven by Baumanis crossed the double-solid-center line at the crest of a hill and crashed head-on into the Southworth vehicle. A blood test showed that Mr. Baumanis had an alcoholic content of .352% at the time of the accident, and he was, therefore, charged with driving while intoxicated.

As previously stated, the State’s motion to dismiss pursuant to CPLR 3211 (subd [a], pars 2, 7), asserts that this court does not have jurisdiction over the subject matter and that the claimant has failed to state a cause of action. The State contends that it cannot be held responsible for the tortious acts of its employees or its agents performing a purely governmental function requiring the exercise of discretion or judgment of a quasi-judicial nature; and, further, that the alleged negligence, if there was any, was not a proximate cause of the accident.

In analyzing the State’s potential liability for the acts of its employee or of its agents, the courts have woven a complex web of decisions. While section 8 of the Court of Claims Act waived the State’s immunity for liability "in accordance with the same rules of law as applied to actions in the supreme court against individuals or corporations,” this language has generally been interpreted not to be a complete waiver of immunity. The waiver has been considered complete for "proprietary” functions. However, the courts have, in varying degrees, given credence and force to the defense of immunity for causes of actions which arose from the performance of "governmental” functions. There can be no question that the issuance of a driver’s license was the performance of a governmental function and, therefore, that the case does not fall within the category where the State has clearly waived its immunity. Thus, the facts must be carefully scrutinized to ascertain whether they come within or without the perimeters established by law for the State’s defense of immunity.

The courts have been reluctant to interfere with the administrative operation of government because they believe it is best to maintain "the administration of municipal affairs in the hands of State or municipal executive officers as against the incursion of courts and juries”. (Weiss v Fote, 7 NY2d 579, 585.) However, the immunity is not unqualified and liability has been found on occasion for acts performed within the [404]*404sphere of governmental function. The courts have found liability when they were presented with facts which demonstrated that something more than mere error or negligence transpired; or, when the State has manifested an intent to protect a certain class of people.

In the following cases, the courts found that the defense of immunity existed. The Attorney-General was found to possess full judicial immunity for the results of his decisions. (Instalment Dept. v State of New York,

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Related

Southworth v. State
62 A.D.2d 731 (Appellate Division of the Supreme Court of New York, 1978)
Mobil Oil Corp. v. Town of Huntington
85 Misc. 2d 800 (New York Supreme Court, 1975)

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Bluebook (online)
82 Misc. 2d 400, 369 N.Y.S.2d 980, 1975 N.Y. Misc. LEXIS 2649, Counsel Stack Legal Research, https://law.counselstack.com/opinion/southworth-v-state-nyclaimsct-1975.