Soto v. Freda

196 Misc. 2d 623, 766 N.Y.S.2d 299, 2003 N.Y. Misc. LEXIS 915
CourtNew York Supreme Court
DecidedJuly 9, 2003
StatusPublished
Cited by4 cases

This text of 196 Misc. 2d 623 (Soto v. Freda) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Soto v. Freda, 196 Misc. 2d 623, 766 N.Y.S.2d 299, 2003 N.Y. Misc. LEXIS 915 (N.Y. Super. Ct. 2003).

Opinion

[624]*624OPINION OF THE COURT

Stanley L. Sklar, J.

The novel issue raised on these applications is whether a plaintiff has commenced an action when plaintiff’s counsel, on the last day within the statute of limitations, sends an elderly employee to court to file a summons and complaint, together with the necessary filing fee, but the filing is rejected by the county clerk because the employee’s poor vision prevented him from completing a form required by that office. I hold that the attempted filing under such extraordinary circumstances effectuated timely filing when the actual physical filing was accomplished on the next business day.

The plaintiff’s version of the events on Friday, June 30, 2000, is uncontested by defendants and is therefore accepted. Plaintiff’s attorney at about 4:15 p.m. sent Mr. Marino, an elderly messenger used by various attorneys on the same floor as his office, to the office of the New York County Clerk to file the summons and complaint in this action. He had the requisite payment in hand by check and in cash, as well as a completed application for index number form. He arrived at the clerk’s office at about 4:40 p.m. Counsel had told Mr. Marino that it was essential to file the summons and complaint that day. However, a cashier rejected the attempted filing because although Mr.

Marino had all of the other necessary papers and funds required for filing, he did not complete and submit an index purchase cover sheet form. Mr. Marino told the cashier of the clerk’s office that it was essential to file the summons and complaint that day. He also advised that he could not see too well and could not read the print on the index purchase cover sheet form. He asked for help to complete the form, but the cashier refused to help him. He asked another person, “apparently a manager or supervisor,” for help but he also refused since it was eight minutes to five and he was closing the office. Because of the hour, there was not enough time for him to return to plaintiff’s counsel’s office to have someone else complete the form and return to the clerk’s office before it closed. Counsel had used Mr. Marino’s services previously to successfully complete filing assignments in other cases. Counsel personally went to the clerk’s office at 9:00 a.m. on the next business day, July 3, 2000, explained to the deputy clerk what had transpired and requested filing as of June 30. His request was denied. Thereafter he went to the cashier’s office and filed the summons and complaint, the application for index number and the index purchase cover sheet form. Both defense counsel [625]*625effectively conceded at oral argument that the index purchase cover sheet form is not mandated by the CPLR or other statute or written rule, but rather is required by the county clerk’s office. They urged that other county clerks’ offices within New York City require the completion of an index purchase cover sheet but they honorably conceded that their forms differ from the New York County form. They had no knowledge as to whether any similar form is required in any county outside of New York City.

Plaintiff started a CPLR article 78 proceeding to compel the county clerk to deem the summons and complaint filed as of June 30. Justice Robert Lippman denied the application in three orders: (1) dismissing the proceeding; (2) dismissing the proceeding as not timely filed; and (3) denying plaintiff-petitioner’s motion for reargument. Plaintiff appealed from those decisions. The First Department’s decision, Soto v Clerk of Supreme Ct. of N.Y. County (299 AD2d 155 [2002]), dismissed as abandoned the appeal from the dismissal of the special proceeding as time-barred (plaintiff-petitioner conceded that the article 78 proceeding was filed late). It dismissed the appeal from the order denying the article 78 proceeding dismissing the petition as academic. Finally, it dismissed the appeal from the denial of reargument as nonappealable. The First Department noted that “we * * * make clear that no findings have been made as to whether the Clerk’s rejection of petitioner’s first attempt at filing was arbitrary and capricious, or whether the filing that was made on July 3, 2000 should for other reasons be deemed made on June 30, 2000. We note the pending motion by the defendants in the medical malpractice action to dismiss the complaint therein as barred by the statute of limitations.” (Id. at 156.)

The instant bundle of motions contains three main motions and one “cross motion,” which I consolidate for decision. First, defendant Dr. Freda moved to dismiss for failure to effect proper service upon him. Second, the hospital moved to dismiss on the ground that this action was not timely commenced. Defendant Dr. Freda thereafter “cross-moved” to dismiss on the same ground (see CPLR 2215). Third, plaintiff moved by order to show cause for an order permitting her to supplement her papers in opposition and also to extend plaintiff’s time to serve Dr. Freda in the event that I find that service had not been properly effected upon him, together with such other and further relief as may be just.

[626]*626Discussion

The First Department defined the principal issue on these applications: “whether the Clerk’s rejection of [plaintiffs] * * * first attempt at filing was arbitrary and capricious, or whether the filing that was made on July 3, 2000 should for other reasons be deemed made on June 30, 2000.” The parties indeed agree that the timeliness of this action depends on the answer to that question.

Defendants first urge that plaintiffs motion for leave to submit additional papers should be denied because such submission would be belated and long after submission of the two motions to dismiss in the motion submission part. However, the two motions were not fully submitted to me until the conclusion of oral argument. More importantly, the additional papers principally bring case law to my attention. At oral argument I indicated that if the two motions were submitted without the benefit of plaintiffs desired submission, my own research might very well unearth the same cases. I prefer to have the benefit of counsel’s research. Morever, defendants conceded that they have- had a full opportunity to study the newly cited cases and lengthy papers have been submitted contesting the position set forth in plaintiffs additional papers. Mr. Marino’s affidavit included in plaintiffs additional submission did not evoke any protest by defense counsel. Plaintiffs application is granted and I have accepted her additional papers as well as the responding papers so that the record before me is now complete.

Defendants next urge that the county clerk was correct in rejecting plaintiffs first attempted filing because although the index purchase cover sheet form is not mandated by the CPLR or by the Uniform Rules for Trial Courts, in order for a court system to properly function and process the massive volume of cases that it has, an administrative rule mandating the form is valid and should be honored by me.

The governing statutory provision here is CPLR 304 which, at the time of the attempted filing stated in part:

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Cite This Page — Counsel Stack

Bluebook (online)
196 Misc. 2d 623, 766 N.Y.S.2d 299, 2003 N.Y. Misc. LEXIS 915, Counsel Stack Legal Research, https://law.counselstack.com/opinion/soto-v-freda-nysupct-2003.