Somoza v. New York City Dept. of Education

Court of Appeals for the Second Circuit·Decided August 14, 2008·No. 07-0778-cv·Published

Opinion

07-0778-cv Somoza v. New York City Dept. of Education

UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT

August Term 2007

(Argued: December 13, 2007 Decided: August 14, 2008)

Docket No. 07-0778-cv

ALBA SOMOZA , Plaintiff-Appellee,

v.

NEW YORK CITY DEPARTMENT OF EDUCATION , Defendant-Appellant.

Before: CALABRESI, CABRANES, and SOTOMAYOR, Circuit Judges.

Plaintiff brought suit under the Individuals with Disabilities Education Act (“IDEA”), seeking to enjoin defendant New York City Department of Education (“DOE”) from terminating funding for plaintiff’s educational services. The District Court for the Southern District of New York (Richard J. Holwell and Victor Marrero, Judges) entered and confirmed a preliminary injunction pending administrative review of plaintiff’s claims. We conclude that the District Court erred as a matter of law by granting a preliminary injunction on the basis of IDEA claims that were time-barred.

Reversed.

DAVID J. ADAMS, (Kimberly M. Mack Rosenberg, Salam M.

Katsch, on the brief), Kasowitz, Benson, Torres, & Friedman, LLP, New York, NY, for Plaintiff-Appellee.

SUSAN PAULSON , Assistant Corporation Counsel, (Michael A. Cardozo, Corporation Counsel, Francis F. Caputo, Janice L. Birnbaum, of Counsel), City of New York, NY, for Defendant-Appellant.

JOSÉ A. CABRANES, Circuit Judge:

Plaintiff Alba Somoza is a multiply-handicapped twenty-three-year-old woman. From the time of her attendance in preschool until January 2008, she received special educational services from defendant New York City Department of Education (“DOE”), as required by the Individuals with Disabilities in Education Act (“IDEA”), 20 U.S.C. §§ 1400–1482. After her statutory entitlement to a free appropriate public education (“FAPE”) expired at the end of the 2004-2005 academic year,1 plaintiff brought an administrative claim against the DOE, alleging the denial of a FAPE for her entire tenure in the public schools. As relief, plaintiff sought two years of compensatory education.2 While her administrative claims were pending, plaintiff sought injunctive relief in the U.S. District Court for the Southern District of New York to prevent DOE from terminating the funding of her educational services. The District Court (Victor Marrero, Judge) entered a preliminary injunction requiring the DOE to fund plaintiff’s services until the completion of the administrative appeals process. This civil appeal followed.

We heard oral argument on December 13, 2007 and entered an order on January 3, 2008,

1 The IDEA defines a FAPE as:

special education and related services that—

(A) have been provided at public expense, under public supervision and direction, and without charge;

(B) meet the standards of the State educational agency;

(C) include an appropriate preschool, elementary school, or secondary school education in the State involved; and

(D) are provided in conformity with the individualized education program required under section 1414(d) of this title.

20 U.S.C. § 1401(9); see also 34 C.F.R. § 300.17.

2 “Compensatory education” is prospective equitable relief, requiring a school district to fund education beyond the expiration of a child’s eligibility as a remedy for any earlier deprivations in the child’s education. See Burr v. Sobol, 888 F.2d 258 (2d Cir. 1989), aff’g prior holding in Burr v. Ambach 863 F.2d 1071 (2d Cir. 1988). An award of compensatory education is appropriate only for gross violations of the IDEA. See Garro v. State of Conn., 23 F.3d 734, 737 (2d Cir. 1994).

vacating the District Court’s preliminary injunction and indicating that an opinion would follow to explain the Court’s holding. We now write to clarify that, because plaintiff’s claims are time-barred under both potentially applicable statutes of limitations, the District Court erred as a matter of law in granting the requested injunction.

BACKGROUND

The following section is based in substantial part on the recitation of facts from the District Court’s February 21, 2007 Decision and Order. See Somoza v. New York City Dep’t of Educ., 475 F. Supp. 2d 373 (S.D.N.Y. 2007). Factual Background Plaintiff received special educational services from the DOE from preschool until the January 2008, as required by the IDEA. In accordance with her Individualized Education Plan (“IEP”), plaintiff attended and graduated from high school in the New York City public schools. From 1991 through 1993, at the direction of the DOE, plaintiff was evaluated by a special education expert, Dr. Andrea Blau, who assisted in the monitoring of plaintiff’s progress and made recommendations to the DOE regarding possible accommodations to address plaintiff’s specific educational needs.

After her graduation from high school in June 2002, plaintiff began attending a program run by the DOE at Queens Occupational Training Center (“Queens”). Mary Somoza—plaintiff’s mother and advocate, to whom plaintiff has delegated authority for educational decisions—became dissatisfied with the Queens program and lodged complaints with the DOE. In response, the DOE authorized Dr. Blau to evaluate plaintiff and to recommend and develop an appropriate educational program. The DOE and plaintiff developed a new IEP, and in November 2002 she was placed in an individualized, customized program developed and administered by Dr. Blau (“the Blau Program”). The DOE agreed to fund the Blau Program, without competitive bidding, at an annual cost of $400,000 for the remainder of the 2002-2003 academic year as well as the 2003-2004 and 2004-2005 academic years.

Plaintiff appeared to make significant improvement during her time in the Blau Program, and she and her mother reported their satisfaction with the Program. Dr. Blau noted these improvements and also concluded, in early 2003, that plaintiff had been denied a FAPE during her approximately thirteen years in the public schools.3 As of June 2005, the end of the school year in which she reached the age of twenty-one, plaintiff was no longer eligible for the DOE to fund her education. See 20 U.S.C. § 1412(a)(1)(A); N.Y. Educ. Law § 4402(5) (stating that the DOE is not required to fund such educational services for a person after the age of twenty-one or the receipt of a high school diploma). Plaintiff’s mother contacted the DOE to request an additional year of funding of the Blau Program. Although plaintiff was no longer eligible for such funding under the terms of the governing statutes, the DOE agreed to fund the Blau program until June 2006 on the condition that plaintiff, through her mother, sign a proposed stipulation and release (“the Agreement”). Plaintiff’s mother signed the Agreement, which included the following provision releasing the DOE from any liability for claims that plaintiff did not receive a free and public education under the IDEA:

Release

I Mary Somoza individually and on behalf of Alba Somoza in consideration of an extension of one school year of services as outlined above do hereby release and discharge the defendant New York City Board of Education, also known as the New York City Department of Education . . . from any and all claims alleged, and all claims and/or rights of actions that were or could have been alleged against any of the released parties based on any act, omission, event or occurrence from the beginning of the world up to and including the date of the execution of this Release, including, without limitation, . . . any claims that Alba Somoza did not receive and/or was not offered a free and appropriate public education, as well as all claims for costs, expenses and attorney’s fees.

Under the terms of the Agreement, funding for the Blau Program was to expire on June 30, 2006. Before the expiration date, plaintiff’s mother made another request to the DOE for an extension of the funding. The DOE denied that request in January 2006.

3 Plaintiff entered the public schools in 1989. See Somoza, 475 F. Supp. 2d at 377. Her suit claims a denial of a FAPE until the time she began the Blau Program in 2002.

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