Societe Nouvelle D'armement v. Barnaby

246 F. 68, 158 C.C.A. 294, 1917 U.S. App. LEXIS 1316
CourtCourt of Appeals for the Ninth Circuit
DecidedOctober 15, 1917
DocketNo. 2914
StatusPublished
Cited by15 cases

This text of 246 F. 68 (Societe Nouvelle D'armement v. Barnaby) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Societe Nouvelle D'armement v. Barnaby, 246 F. 68, 158 C.C.A. 294, 1917 U.S. App. LEXIS 1316 (9th Cir. 1917).

Opinion

WOLVERTON, District Judge.

It is stated by the complaint herein that:

“During said three years last past (the defendant) has maintained and is now maintaining a general agent at Seattle, Wash., for the more convenient transaction of its business in said state.”
Par. 3. “That between the 29th day of October, 1910, and the 6th day of June, 1912, in the state of Washington and the Province of British Columbia, in the Dominion of Canada, plaintiff rendered services as a ship’s agent to the defendant, at its special instance and request, in writing.”
Par. 4. “That the reasonable value and worth of said services is the sum of five thousand ($5,000.00) dollars.”

The plaintiff in error here was the defendant below.

The defendant, for answer, denied each and every allegation contained in paragraphs 3 and 4, and for a separate, defense set up that the same matters set forth as constituting plaintiff’s cause of action had been litigated in a previous action, and that the action was not begun or commenced within the time limited by the statutes of the state of Washington, to wit, within three years from the rendition of the services sued for.

The cause was tried by the court, without the intervention of a jury. The court filed a written opinion, but found generally for the plaintiff. The finding contains a statement, as follows: “Defendant excepted to all the foregoing findings, and its exception allowed.”

There were no special findings asked or rendered. The record contains this statement, following the close of the testimony:

“And thereupon upon oral argument Mr. Gorham, attorney for plaintiff, contended that under all the evidence in the case plaintiff was entitled to judgment, and Mr. Kiefer on behalf of defendant contended that his objection to tlie admission of any evidence in support of the complaint must he sustained, and the evidence stricken, and further that in any event under all the evidence in the case -the defendant was entitled to judgment.”

In tlie opening statement of counsel for plaintiff, he indicated that he relied upon certain letters as evidencing the contract of employment, which contained no direct promise of compensation for the services rendered, and that such letters would be supplemented by oral tes[70]*70timony as to the reasonable value' of such services. Thereupon objection was made to the introduction of any evidence in support of the complaint, for the reason that it was apparent from the record that the action was barred. The court reserved its ruling until after the final argument. It was. then agreed that all of plaintiff’s evidence, should go in subject to the same objection. When the court made its findings, no ruling whatever was made in response to the objections, and consequently no exceptions were saved. The court, however, did consider the testimony offered and received, because otherwise it could not have found as it did for the plaintiff.

The first assignments of error relied upon are the fourth and fifth in order of assignment. The fourth predicates error upon overruling the objection of the defendant to the reception of any evidence in support of the complaint, and the fifth because the evidence shows plaintiff’s cause of action was barred by the Washington statute of limitations.

The plaintiff seeks to meet these assignments on the grounds: First, that there was no ruling of the court with reference to the admission of the testimony, and no exceptions saved; and, second, that neither at the close of plaintiff’s case, nor at the close of all the testimony, was there any ruling of the court excepted to upon motion for judgment or a challenge to the sufficiency of the evidence.

[1] This brings up for review tire practice of the federal courts respecting the findings of the court where a cause is submitted without the intervention of a jury, and the manner of reserving objections and exceptions appropriate to a review of such findings on appeal.

When issues of fact in civil cases are tried to the court, its findings may be either general or special, and shall have the same effect as the verdict of a jury. Section 649, R. S. Section 700, R. S-, provides that:

“The rulings of the court in the progress of the trial of the cause, if excepted to at the time, and duly presented hy a hill of exceptions, may he reviewed hy the Supreme Court; * * * and when the finding is special the review may extend to the determination of the sufficiency of the facts found to support the judgment.”

The Supreme Court has construed'these sections of the statute to mean that they provide two kinds of findings in regard to the facts, namely, general and special. The general verdict is on all the issues for plaintiff or defendant, and a special finding or verdict is not a mere report of the evidence, “but a statement of the ultimate facts on which the law of the case must determine the rights of the parties; a finding of the propositions of fact which the evidence establishes, and not the evidence on which those ultimate facts are supposed to rest.” Whether the finding be general or special, it has the same effect as the verdict of a jury; it is conclusive as to the facts found. The general verdict • which includes,’or may include, mixed questions of law and fact, is conclusive of both, except so far as they may be saved by some exception which the party has taken to the ruling of the court on the law. By a special verdict, the question is presented as it would be if tried by a jury, namely, whether the facts found require a judgment for plaintiff or defendant; and, this being a matter of law, the [71]*71ruling can be reviewed on the record. Norris v. Jackson, 9 Wall. 125, 19 L. Ed. 608.

Where the issues of fact are submitted to the court and the finding is general, nothing is open to the review of the losing party except the rulings of the court in the progress of the trial, in which is not included the general finding of the court, nor the conclusion embodied in such general finding. Insurance Co. v. Folsom, 18 Wall. 237, 248, 21 L. Ed. 827; Cooper v. Omohundro, 19 Wall. 65, 69, 22 L. Ed. 47.

“Only rulings upon matters of law, when properly presented in a bill of exceptions,” says the court in Stanley v. Supervisors of Albany, 121 U. S. 535, 547, 7 Slip. Ct. 1234, 1238, 30 L. Ed. 1000, “can be considered here, in addition to the question, when the findings are special, whether the facts found are sufficient to sustain the judgment.”

And it has been expressly held that, where the only matter presented by the bill of exceptions which the court is asked to review arises upon an exception to the general finding of the court upon the evidence adduced at the trial, no law is presented which the court can review. Martinton v. Fairbanks, 112 U. S. 670, 5 Sup. Ct. 321, 28 R. Ed. 862.

Such is the interpretation of the statute.

[2] But where a finding is supported by no competent evidence, a question of law is presented which is reviewable on appeal. The inquiry pertains to the practice or the manner by which such a question may be raised or brought into the record. Judge Taft has lucidly stated the practice, in Humphreys v. Third Nat.

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Bluebook (online)
246 F. 68, 158 C.C.A. 294, 1917 U.S. App. LEXIS 1316, Counsel Stack Legal Research, https://law.counselstack.com/opinion/societe-nouvelle-darmement-v-barnaby-ca9-1917.