Smith v. Zimmerman

768 F.2d 69
Court of Appeals for the Third Circuit·Decided July 16, 1985·No. No. 84-1663·Published·Cited by 11 cases

Opinion

OPINION OF THE COURT

ROSENN, Circuit Judge.

This case comes to us in an unusual posture. The federal constitution guaran[70] tees a defendant in a criminal case an unconditional right to a trial by jury. It makes no mention of any correlative right of a defendant to have his case decided by a judge when he tactically deems it advantageous. The petitioner in this appeal seeks a writ of habeas corpus because he claims that a Pennsylvania state trial court erroneously denied his motion for a non-jury trial and that the state appellate courts have denied him procedural due process in his effort to seek appellate review. Petitioner sought habeas corpus relief under 28 U.S.C. § 2254 in the United States District Court for the Eastern District of Pennsylvania. That court granted the petition for a writ of habeas corpus and the Commonwealth of Pennsylvania appealed. We reverse.

I.

The Commonwealth of Pennsylvania charged the petitioner, Robert Smith, in August 1979 with burglary and related offenses. He filed a pretrial motion to waive a jury trial, offering the court a signed form waiver of jury trial, but after objection by the Commonwealth, the court rejected the waiver. Two months later he was tried to a jury and found guilty as charged. Smith appealed to the Superior Court of Pennsylvania, an intermediate court of appeal, asserting that the Pennsylvania statute, 42 Pa.Cons.Stat.Ann. § 5104(c), authorizing the Commonwealth to demand a jury trial violated the Pennsylvania Constitution. The superior court certified Smith’s claim to the state supreme court. After consolidating Smith’s case with four others, that court, by a four to three margin, held that section 5104(c) did indeed violate Art. 5, Sec. 10 of the Pennsylvania Constitution because it precluded the trial court from “exercising the discretion conferred by [Pa.Crim.P.] Rule 1101 in assessing whether a non-jury trial should be permitted.” Commonwealth v. Sorrell, 500 Pa. 355, 361, 456 A.2d 1326, 1328 (1982); see also Commonwealth v. Sherman, 500 Pa. 369, 460 A.2d 1074 (1982). The supreme court accordingly remanded the cases to the superior court for further proceedings consistent with its opinion. In discussing the cases, the supreme court specifically noted, however, that there was no error in Smith’s case because the trial judge had properly exercised his discretion in denying the defendant’s request for a bench trial. Sorrell, 500 Pa. at 359, 456 A.2d at 1329.

On remand, the superior court dismissed Smith’s appeal, holding that the state supreme court had found that Smith’s motion for a non-jury trial had been denied on the basis of Pennsylvania’s R.Crim.P. 1101 (1984),1 and not in reliance on the unconstitutional state statute. The Pennsylvania Supreme Court denied Smith’s petition for allowance of appeal, whereupon he filed a federal petition for a writ of habeas corpus claiming, as he did in his request for review in the state supreme court, that the state’s highest court had denied him procedural due process by relying on the trial court’s post-trial opinion setting forth its reasons for the denial of a jury trial and thereby denying him a new trial.

In the federal district court, Smith’s habeas corpus petition was referred to a magistrate who unequivocally found that the record did not support the trial judge’s post-trial statement for denying the defendant a non-jury trial. He concluded, however, that an erroneous interpretation of state law by a state court did not constitute a denial of due process rising to the level of a federal question. He therefore recommended that the petition for habeas corpus be denied. The district court, on the other hand, rejected the magistrate’s legal con[71] elusion and granted the writ. At the same time, the district court noted that the reasons offered in the trial judge’s opinion did not agree with the reasons he gave at the time he denied defendant’s motion for a non-jury trial. The district court further concluded that the state supreme court’s reliance on a post-trial opinion which contradicts the trial transcript is a violation of due process. The Commonwealth appealed.

II.

During the past decade, the United States Supreme Court has moved away from an expansive view of habeas corpus relief and applied numerous strictures to the writ. See generally M. Rosenn, The Great Writ — A Reflection of Societal Change, 44 Ohio St.L.J. 337, 355-63 (1983). This fundamental change in the Court’s approach has significantly limited the availability of collateral review of criminal proceedings. A review of the applicable strictures reveals that, in the instant case, the district court erred in granting the petition for a writ of habeas corpus.

A.

The writ of habeas corpus is available only to persons held “in custody in violation of the Constitution or laws or treaties of the United States.” 28 U.S.C. § 2254(a). As stated by the Supreme Court, “[fjederal courts hold no supervisory authority over state judicial proceedings and may intervene only to correct wrongs of constitutional dimension.” Smith v. Phillips, 455 U.S. 209, 221, 102 S.Ct. 940, 948, 71 L.Ed.2d 78 (1982); Donnelly v. DeChristoforo, 416 U.S. 637, 94 S.Ct. 1868, 40 L.Ed.2d 431 (1974).

There is no federal right to a non-jury criminal trial. See Singer v. United States, 380 U.S. 24, 34, 85 S.Ct. 783, 789,13 L.Ed.2d 630 (1965). Thus, as the district court in this case recognized, the state trial judge’s denial of a bench trial “does not implicate any federal constitutional rights.” Moreover, petitioner questions neither the fairness of his trial nor the constitutionality of the trial court’s decision.

The “wrong” in this case, according to the district court, occurred at the appellate level. The Pennsylvania Supreme Court, in approving the trial judge’s decision and holding that no reliance was placed on the unconstitutional statute, found that the trial judge had exercised the discretion granted him by Pa.R.Crim.P. 1101. The judge, according to his post-trial opinion, had denied petitioner a bench trial because of the judge’s awareness of petitioner’s criminal record and, the case having been designated “a career criminal case” by the prosecutor, the great likelihood that the judge would have to pass on the defendant’s prior criminal record. He therefore concluded that the trier of fact should be insulated from evidence of the defendant’s prior criminal record. The supreme court held that this was a proper exercise of discretion. See 500 Pa. at 362, 456 A.2d at 1329.

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Smith v. Zimmerman
768 F.2d 69 (Third Circuit, 1985)