Smith v. Superior Court
This text of 189 Cal. App. 4th 769 (Smith v. Superior Court) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
[EDITORS' NOTE: THIS OPINION IS DEPUBLISHED UPON GRANTING OF PETITION FOR REVIEW. THE OPINION APPEARS BELOW WITH A GRAY BACKGROUND.] [EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 771 [EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 772 OPINION
Donald Smith contends that his statutory right to a speedy trial has been violated and seeks writ relief from the denial of his motion to *Page 773
dismiss. We agreed and granted the requested relief. The People petitioned for review. The California Supreme Court directed this court to vacate our prior decision and reconsider in light of People v. Sutton (2010)
I. FACTUAL AND PROCEDURAL BACKGROUND
On February 10, 2009, 1 an information was filed, jointly charging Smith and Christopher Sims with one felony count of first degree residential burglary (Pen. Code, §
On April 13, the last statutory day for trial, the court was informed that Sims's counsel remained ill and unavailable. Counsel for Smith objected to any continuance as to his client. The court, however, found good cause to continue the trial for both defendants, noting: "Greenberger [v. SuperiorCourt (1990)
On April 14 and April 16, the court made further findings of good cause to continue the trial of both defendants, over Smith's objection, due to the *Page 774 continuing unavailability of Sims's attorney. On April 17, Sims's counsel appeared and stated that he anticipated being ready to try the case in a week. The court found good cause for continuing the matter to April 22, again over Smith's objection, but also indicated: "What we have to do, we have to be sure that I have counsel who's available, in the sense of well enough to do it. But then I will kick it to the last day, and I have to find a courtroom."3
On April 23, Sims's counsel remained ill but told the court he would be ready to try the case on April 27. The court stated: "For the record, [Sims's counsel] will be available and ready to try this and fully recovered on Monday, which means thelast day for trial, according to case law, would be 10 daysafter Monday, April . . . 27th. [¶] So by my calculations,May 7th would be the last day." (Italics added.) Smith maintained his objection to further continuances.
On April 27, the court, without discussion and over Smith's objection, "rolled" the case over until April 28. The matter was recalled later that same day, when Smith's counsel was not present, and the following exchange occurred on the record:
"[THE PEOPLE]: Can we recall one more matter? Line 402. It's the Sims matter. [Sims's counsel], can we put that matter over until the 28th? It's a no-time waiver. So I need some clarification on the record from [Sims's counsel].
"THE COURT: [Sims's counsel], on Christopher Simms [sic] we rolled it over until tomorrow. [The prosecutor] needs clarification.
"[THE PEOPLE]: Well, it's past the —
"[SIMS'S COUNSEL]: No. No.
"[THE PEOPLE]: — last day. I just want to —
"THE COURT: It's not past the last day.
"[SIMS'S COUNSEL]: There was a ruling. The last day is May 7th.
"[THE PEOPLE]: Okay. As long as that's clear. [Smith's counsel] has been objecting all this time on the codefendant matter. *Page 775
"THE COURT: I have it listed as May 7th as the last day."
On April 28, Smith's counsel moved to dismiss. Although the record before us does not include an explicit ruling on the motion, the parties agree that the motion was denied.
After Smith filed a petition for writ of mandate, we stayed the trial court proceedings against him and issued an order to show cause. In a prior opinion, we granted Smith's petition and directed the superior court to enter a new and different order dismissing the information pending against Smith.
The People filed a petition for review. Our Supreme Court granted review and placed the case on hold, pending its decision in Sutton, supra,
"The right to a speedy trial is a fundamental right. [Citation.] It is guaranteed by the state and federal Constitutions. (
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[EDITORS' NOTE: THIS OPINION IS DEPUBLISHED UPON GRANTING OF PETITION FOR REVIEW. THE OPINION APPEARS BELOW WITH A GRAY BACKGROUND.] [EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 771 [EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 772 OPINION
Donald Smith contends that his statutory right to a speedy trial has been violated and seeks writ relief from the denial of his motion to *Page 773
dismiss. We agreed and granted the requested relief. The People petitioned for review. The California Supreme Court directed this court to vacate our prior decision and reconsider in light of People v. Sutton (2010)
I. FACTUAL AND PROCEDURAL BACKGROUND
On February 10, 2009, 1 an information was filed, jointly charging Smith and Christopher Sims with one felony count of first degree residential burglary (Pen. Code, §
On April 13, the last statutory day for trial, the court was informed that Sims's counsel remained ill and unavailable. Counsel for Smith objected to any continuance as to his client. The court, however, found good cause to continue the trial for both defendants, noting: "Greenberger [v. SuperiorCourt (1990)
On April 14 and April 16, the court made further findings of good cause to continue the trial of both defendants, over Smith's objection, due to the *Page 774 continuing unavailability of Sims's attorney. On April 17, Sims's counsel appeared and stated that he anticipated being ready to try the case in a week. The court found good cause for continuing the matter to April 22, again over Smith's objection, but also indicated: "What we have to do, we have to be sure that I have counsel who's available, in the sense of well enough to do it. But then I will kick it to the last day, and I have to find a courtroom."3
On April 23, Sims's counsel remained ill but told the court he would be ready to try the case on April 27. The court stated: "For the record, [Sims's counsel] will be available and ready to try this and fully recovered on Monday, which means thelast day for trial, according to case law, would be 10 daysafter Monday, April . . . 27th. [¶] So by my calculations,May 7th would be the last day." (Italics added.) Smith maintained his objection to further continuances.
On April 27, the court, without discussion and over Smith's objection, "rolled" the case over until April 28. The matter was recalled later that same day, when Smith's counsel was not present, and the following exchange occurred on the record:
"[THE PEOPLE]: Can we recall one more matter? Line 402. It's the Sims matter. [Sims's counsel], can we put that matter over until the 28th? It's a no-time waiver. So I need some clarification on the record from [Sims's counsel].
"THE COURT: [Sims's counsel], on Christopher Simms [sic] we rolled it over until tomorrow. [The prosecutor] needs clarification.
"[THE PEOPLE]: Well, it's past the —
"[SIMS'S COUNSEL]: No. No.
"[THE PEOPLE]: — last day. I just want to —
"THE COURT: It's not past the last day.
"[SIMS'S COUNSEL]: There was a ruling. The last day is May 7th.
"[THE PEOPLE]: Okay. As long as that's clear. [Smith's counsel] has been objecting all this time on the codefendant matter. *Page 775
"THE COURT: I have it listed as May 7th as the last day."
On April 28, Smith's counsel moved to dismiss. Although the record before us does not include an explicit ruling on the motion, the parties agree that the motion was denied.
After Smith filed a petition for writ of mandate, we stayed the trial court proceedings against him and issued an order to show cause. In a prior opinion, we granted Smith's petition and directed the superior court to enter a new and different order dismissing the information pending against Smith.
The People filed a petition for review. Our Supreme Court granted review and placed the case on hold, pending its decision in Sutton, supra,
"The right to a speedy trial is a fundamental right. [Citation.] It is guaranteed by the state and federal Constitutions. (
Section 1382, as amended by Statutes 2005, chapter
Smith was not brought to trial within 60 days of his arraignment, and it is clear that Smith did not generally waive his speedy trial rights. Smith consistently objected to continuances, and while Smith does not challenge the showing of good cause for the continuances to April 27, no attempt was made by the prosecution to show good cause to continue the trial beyond April 27.5 The trial court assumed, and the People argue, that dismissal was not compelled because the 10-day grace period to bring the matter to trial, provided to the People by section 1382, subdivision (a)(2)(B), automatically applied to an objecting defendant whose codefendant requested a continuance. Smith contends that Sims's requests for continuance may not be imputed to him. Accordingly, the question is, since section 1382, subdivision (a)(2)(B) provides that the prosecution had the obligation to try Sims on April 27 or within 10 days thereafter (because Sims had requested continuances due to the unavailability of his counsel), does that same 10-day grace period applicable to Sims also apply to the trial of Smith? We conclude that it does not. We also reject the People's argument that section 1050.1 *Page 777 operates, on these facts and in the absence of goodcause shown, to extend the 10-day grace period to any jointly charged defendant.6
A. Standard of Review and Statutory ConstructionPrinciples
A trial court's decision to grant a continuance for good cause is reviewed for abuse of discretion. (Peoplev. Memro (1995)
The goal of statutory interpretation is to ascertain and effectuate the Legislature's intent. (Peoplev. Standish (2006)
B. Sutton
In Sutton, our Supreme Court considered (1) whether a trial court abused its discretion by finding good cause to delay trial for a defendant, Willie *Page 778
Jackson, when his appointed counsel unexpectedly remained engaged in an ongoing trial in another case, and (2) if so, whether the trial court abused its discretion in determining that the circumstances also constituted good cause to delay the trial of a jointly charged codefendant, Michael Sutton. (Sutton, supra,
On review, the Supreme Court noted that neither defendant had consented to having his case brought to trial beyond the 60-day period provided in section 1382 and that, accordingly, resolution of the case required analysis of the "good cause" prong of section 1382, subdivision (a). (Sutton, supra,
On the first point under consideration, both the defendants argued that the trial court had erred in concluding that appointed counsel's engagement in another trial constituted good cause to delay Jackson's trial, over his personal objection. (Sutton, supra,
The Sutton court distinguished its prior decision inJohnson, noting that "[t]he circumstances presented inJohnson — in which a lengthy delay in bringing a criminal case to trial was attributable to the state's chronic failure to provide a number of public defenders sufficient to enable indigent defendants to proceed to trial within the presumptive statutory period — are clearly distinguishable" from a brief delay, on a day-to-day basis, in order to permit counsel to complete a trial that ran longer than anticipated. (Sutton, supra,
Turning to the issue of whether the trial court erred in finding good cause to continue codefendant Sutton's trial, the court observed: "when, as here, two defendants are jointly charged in an information and thetrial court continues the trial as to one of the defendants forgood cause, section 1050.1 provides that the continuance of the trial as to that defendant constitutes good cause to continue the trial `a reasonable period of time' as to the other defendant in order to permit the defendants to be tried jointly." (Sutton, supra,
The court rejected Sutton's argument that the state interests served by a joint trial cannot constitute good cause to delay a codefendant's trial for even a short period of time beyond 60 days. (Sutton, supra,
In Sanchez, one of the jointly charged defendants was in custody and another codefendant was out on bail. The public defender representing the noncustody codefendant obtained a continuance of the trial date because he was engaged in another trial and had two other "must-go" criminal trials immediately thereafter. (Sanchez, supra,
In Arroyo, the court adopted other language fromSanchez, stating: "The People contend [the] statutory preference for joint trials [embodied in section 1098] trumps a defendant's statutory right to a speedy trial. It does not. `[W]hile the preference for joint trial stated in section 1098 . . . serves judicial economy and the convenience of the court and counsel, such a consideration cannot subordinate the defendant's state constitutional right to a speedy trial without a showing of exceptional circumstances.' (Sanchezsupra,] 131 Cal.App.3d [at p.] 893 . . .; see alsoPeople v. Escarcega (1986)
The Supreme Court explained in Sutton: "[P]ast decisions of this court make it clear that the substantial state interests served by a joint trial *Page 781
properly may support a finding of good cause to continue a codefendant's trial beyond the presumptive statutory period set forth in section 1382. [Citations.] And numerous Court of Appeal decisions properly have applied this general principle. [Citations.] Furthermore, the provisions of section 1050.1 also clearly establish that the state interest in permitting jointly charged defendants to be tried in a single trialgenerally constitutes good cause to continue a defendant's trial to enable that defendant to be tried with a codefendant whose trial properly has been continued to a date beyond the presumptive statutory deadline. Accordingly, the decisions in [Sanchez], People v. Escarcega,supra,
Turning to the circumstances before it, the Sutton
court concluded: "the trial court correctly found that thecircumstance that defendant Jackson's trial properly wascontinued beyond the 60-day period constituted a legitimate and appropriate justification for also delaying codefendant Sutton's trial beyond that period. Further, because the trial court continued Jackson and Sutton's trial on a day-to-day basis and the joint trial ultimately commenced only six days after the 60-day period, the duration of the delay in this case clearly was reasonable. Finally, Sutton makes no claim that the short delay in the commencement of the trial adversely affected his ability to defend the charges against him. [P] Under these circumstances, we conclude the Court of Appeal properly found that the trial court did not abuse its discretion in finding good cause to delay Sutton's trial to permit him to be tried jointly with Jackson and in denying Sutton's motion under section 1382 to dismiss the charges against him." (Sutton, supra,
As the foregoing summary makes clear, Sutton did not involve a defendant who requests or consents to the setting of trial beyond the 60-day period, pursuant to section 1382, subdivision (a)(2)(B). Thus, the application of the 10-day grace period to a jointly charged codefendant who hasnot consented to trial beyond the 60-day period was not at issue. (See Sutton, supra,
Sutton does address section 1050.1 and the circumstances in which joinder interests will constitute good cause to continue the trial of a defendant whose *Page 782
jointly charged codefendant's trial has been continuedfor good cause. (Sutton, supra,
No justification was presented for the delay of either Sims's or Smith's trial after April 27. Rather, the People seek to justify the continuance beyond April 27 as to Smith solely on joinder grounds. However, in all of the cases in which joinder interests have been found to outweigh speedy trial rights, some valid justification for delay has been presented — for example, that the continuance was necessary to ensure the codefendant's right to effective assistance of counsel. (See Sutton, supra,
Contrary to the People's assertion, theSutton court did not overrule Sanchez andArroyo. Rather, the court specifically distinguishedSanchez, but noted that it "contained broad language that went beyond the circumstances presented" and disapprovedSanchez and Arroyo "to the extent they holdor suggest that the state interests served by a joint trial cannotconstitute good cause under section 1382 to continue a codefendant's trial beyond the presumptive statutory deadline." (Sutton, supra,
The People point out that there is no indication that the delay adversely affected Smith's ability to defend himself and that the delay at issue here was even shorter than that considered in Sutton. The People ignore, however, that these circumstances were only considered relevant to theSutton court's analysis after it was determined that the engagement of Jackson's counsel in another trial constituted good cause to delay Jackson's trial. (Sutton, supra,
Sutton does not address this situation. In our view,Sutton only compels a conclusion that the trial court had good cause to continue Smith's trial to April 27, a conclusion that Smith does not challenge. Accordingly, we proceed to consider whether the 10-day grace period provided for codefendant Sims in section 1382, subdivision (a)(2)(B) applies to Smith. This remains a question of first impression.
C. Plain Language of the Statutory Sections
We conclude that the plain language of section 1382 makes clear that the court erred by applying the statutory 10-day grace period to Smith. The exception to the 60-day rule, provided in section 1382, subdivision (a)(2)(B), is limited to cases when "[t]he defendant requests or consents to the setting of a trial date beyond the 60-day period." (Italics added.) The statute further provides: "Whenever a case is set for trial beyond the 60-day period by request or consent, expressed or implied, of the defendant without a general *Page 784 waiver, the defendant shall be brought to trial on the date set for trial or within 10 days thereafter." (§ 1382, subd. (a)(2)(B), italics added.) Adopting the People's interpretation would ignore the Legislature's use of the word "defendant," rather than "the defendant, or any jointly charged defendant." Had the Legislature intended that section 1382, subdivision (a)(2)(B), also apply to an objecting codefendant, it could have said so.7 It did not.
Recognizing that their argument is not supported by the plain language of section 1382, the People argue that section 1050.1 operates, on these facts, to extend the 10-day grace period to any jointly charged defendant. The People cite no authority in direct support of their argument. We cannot read the language of section 1050.1 as expansively as urged by the People.
Proposition 115, enacted by the voters in 1990, added section 1050.1 which provides: "In any case in which two or more defendants are jointly charged in the same complaint, indictment, or information, and the court or magistrate, for good cause shown, continues the arraignment, preliminary hearing, or trial of one or more defendants, the continuance shall, upon motion of the prosecuting attorney, constitute good cause to continue the remaining defendants' cases so as to maintain joinder. The court or magistrate shall not cause jointly charged cases to be severed due to the unavailability or unpreparedness of one or more defendants unless it appears to the court or magistrate that it will be impossible for all defendants to be available and prepared within a reasonable period of time."
Nothing in the text of section 1050.1, or its history, suggests that the electorate intended the 10-day grace period of section 1382 should thereby automatically apply to the trial of an objecting codefendant. Nor is such an *Page 785 interpretation required in order to harmonize the two statutory sections. The first sentence of section 1050.1 applies only to continuances for "good cause." Thus, this provision operated here to maintain joinder only during the continuances granted through April 27 — thereafter no good cause was shown. Further, the second sentence of section 1050.1 does not require that the 10-day grace period apply to Smith because severance would not otherwise be required due to "unavailability" or "unpreparedness." First, while the trial court initially considered the possibility of severance when Sims's counsel was first unavailable, no motion to sever was made. Second, severance would not have been required if trial had commenced on April 27. Sims's counsel was no longer unavailable or unprepared at that time.
Thus, we agree with Smith that sections 1050.1 and 1382 can be harmonized without applying the 10-day grace period to Smith. As Smith maintains: "Section 1050.1 would have been satisfied by commencement of joint trial on April 27, because there was no good cause for further continuance, and there was no need or request to sever the cases." Contrary to the People's assertion, a statutory preference for joint trial (§§ 1098, 1050.1) does not necessarily mean that an objecting defendant's speedy trial rights must give way to his codefendant's last possible trial date. (See § 1050, subd. (a) ["all proceedings in criminal cases shall be set for trial and heard and determined at the earliest possible time"]; Arroyo,supra,
D. Persuasive Authority Supports Our Interpretation
In addition to the plain language of the statutory provisions, Smith's argument is supported by authority that, although not precisely on point, is instructive. (See Ramos, supra,
Maria Ramos and Dolares Gomez were jointly charged as accessories after the fact to murder. The same complaint charged Efrain Ramos with murder. Maria Ramos was arraigned on February 21, 2006, and a preliminary hearing was set for all the defendants on March 3, 2006. (Ramos, supra,
On review, Maria Ramos argued that "because she did not personally waive the 60-day time limit in section 859b, the magistrate was required to dismiss . . . when her preliminary hearing was continued more than 60 days after her arraignment [and that] the magistrate improperly used the joinder provisions in section 1050.1 to create an unauthorized exception to the mandate of section 859b." (Ramos,supra,
The Ramos court further rejected the argument that "a defendant who has continuously objected to continuances of the preliminary hearing can be deemed to have personally waived the 60-day rule simply because a codefendant has done so [because] [a]ny such holding would effectively read the personal waiver requirement out of the statute and eviscerate the 60-day rule. [Citation.]" (Ramos, supra,
The court recognized that the second sentence of section 1050.1 "expresses the section's strong preference that joinder be maintained [and] confirms that the unpreparedness or unavailability of a defendant, which constitutes good cause to continue the hearing or trial for that defendant, also permits continuance of the preliminary hearing or trial for another jointly charged defendant. . . ." (Ramos, supra,
We agree with the People that section 1382 differs from section 859b in several key ways. First, section 1382, subdivision (a)(2)(B), does not include such explicit "personal waiver" language. Second, section 1382, subdivision (a), does include a "good cause" exception. Thus, there is no question that section 1382 would have allowed Smith's trial to have been continued beyond April 27, as it was before that date, on a showing of good cause. However, there was no attempt to make such a showing. Rather, the court relied solely on its view that the 10-day grace period provided by section 1382, subdivision (a)(2)(B), applied to both Smith and Sims.
Despite the previously noted distinctions,Ramos is instructive on this issue of statutory interpretation. We have similar difficulty reading the relevant statutory language, in this case section 1382, to include an additional, but unwritten, exception. (See People v.Standish, supra,
In re Samano (1995)
The Samano court construed "defendant" in section 859b, subdivision (b)(1), 11 to mean "all jointly charged defendants." (Samano, supra,
We cannot reasonably construe "the defendant" in section 1382, subdivision (a)(2)(B), to mean "the defendant, or any jointly charged defendant." In Samano, "there [was] no question that the goals of a speedy preliminary hearing, on the one hand, and the joinder and bail provisions, on the other hand, [were] in conflict." (Samano, supra,
The delay in bringing this case to trial cannot in any way be attributed to Smith. Smith and his counsel were available and prepared for trial at all times and never wavered in their demand that trial take place within the statutory period. We acknowledge that the People may be placed in the difficult circumstance of being required to proceed on a date certain when delay is caused entirely by a jointly charged codefendant, and not by action or inaction attributable to the prosecution. If the Legislature wishes to address this situation, it must say so. We conclude that the trial court erred by denying Smith's motion to dismiss. *Page 790
Jones, P. J., and Simons, J., concurred.
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