Smith v. State

959 S.W.2d 1, 1997 WL 195290
Court of Appeals of Texas·Decided March 11, 1998·No. 10-95-036-CR·Published·Cited by 83 cases

Opinion

OPINION

DAVIS, Chief Justice.

A jury convicted Appellant Robert Smith of the offense of solicitation of a gift by a public servant. See Tex. Penal Code Ann. § 36.08(d) (Vernon 1994). 1 The jury sentenced Smith to confinement in jail for a period of 180 days and a fine of $2,750. The jury recommended that imposition of the jail sentence be suspended and that Smith be placed on community supervision.

I. FACTUAL BACKGROUND

The indictment alleges that Smith solicited benefits on or about May 3, 1993 from Patrick Maloney (“Patrick”), Bill Maloney (“Bill”), and Liz Osborn (“Osborn”), all employees of Barnes & Noble Bookstores, Inc. (“Barnes & Noble”). During the pertinent time period, Smith was Vice-President for Finance and Administration for Texas A & M University. Barnes & Noble had a contract with Texas A & M to operate the university’s bookstore. Barnes & Noble’s corporate offices are located in New York.

The relationship between Texas A & M and Barnes & Noble began in 1990 when the Board of Regents of the Texas A & M University System directed President William Mobley (“Mobley”) or his designee to negotiate a contract with the company for the operation of the Texas A & M bookstore. Mobley designated Smith to carry out this directive.

In July 1990 the parties executed a ten-year contract in New York which provided that Barnes & Noble would operate the bookstore. Smith traveled to New York each year thereafter to review the contract. Smith approached Patrick, a Barnes & Noble vice-president, in early 1993 about the possibility of extending the contract for an additional five years. The parties met in College Station for preliminary discussions about the possible extension. Smith told Patrick that he wanted to meet in New York to finalize the negotiations and execute the contract extension. According to Patrick, Smith either told him his wife would be making the trip or “it was understood.”

Barnes & Noble provided round trip plane tickets, hotel accommodations, meals, ground transportation, and theater tickets for Smith, Chairman of the Board of Regents Ross Margraves (“Margraves”), and their wives. The Smiths and the Margraves traveled to New York on June 10,1993, and spent three nights there. The wives did not participate *8 in the negotiations or in the execution of the contract extension.

From 1990 to 1992, Smith made five trips to New York in connection with the contract. Mrs. Smith accompanied him on three of these trips. Barnes & Noble provided air and ground transportation, hotel lodging, meals, and on some occasions, theater tickets for each of the five journeys. Mrs. Smith did not participate in any of the contract dealings.

When Smith discussed with Barnes & Noble the signing of the original contract in 1990, he asked whether his wife could join him for the trip to New York. Prior to trips in 1991 and 1992, Smith advised Barnes & Noble officials that his wife would be joining him. The State offered evidence of the prior journeys to show the course of conduct which developed between the parties and to show Smith’s intent and knowledge when he made the arrangements for the 1993 trip. Barnes & Noble executives testified that it is exceedingly rare for university officials to bring their wives on these kind of business trips.

Smith countered that Barnes & Noble provided these accommodations on account of the friendship that developed between himself and the Barnes & Noble executives. Accordingly, he asked the court to instruct the jury on the “independent relationship” defense provided by section 36.10(a)(2) of the Penal Code. Tex. Penal Code Ann. § 36.10(a)(2) (Vernon 1994). 2 In the alternative, Smith argued that he and his wife accepted the accommodations as guests of Barnes & Noble. Under this theory, he asked the court to instruct the jury on the “guest” defense provided by section 36.10(b) of the Code. Id. § 36.10(b) (Vernon 1994). 3

The State argued that these defenses only apply in cases where the public servant “accepts” rather than “solicits” a benefit. The court accepted the State’s position and denied Smith’s requested defensive instructions.

II. THE APPELLATE POINTS

Smith raises twenty-one points of error in this appeal. In fifteen points, he alleges the court erred in:

• overruling his motion to quash the indictment;
• overruling his motion for an instructed verdict;
• denying his requested instruction under section 36.10(a)(2);
• denying his requested instruction under section 36.10(b);
• refusing to submit his requested definition of “solicit”;
• failing to define “conduct” in the charge;
• failing to submit an “affirmative” instruction on the statute of limitations;
• overruling his objection to submission of implied solicitation as a theory of the case;
• failing to give the jury a limiting instruction at the time evidence of extraneous conduct was admitted;
• giving the jury such an instruction in the charge;
• failing to define the elements of the alleged extraneous offenses in the limiting instruction;
• commenting on the weight of the evidence by reading Rule 610 of the Rules of Criminal Evidence to the jury in response to a leading objection by the State;
• admitting evidence of the solicitation and spousal travel policies of Texas A & M;
• allowing evidence of extraneous conduct; and
• admitting evidence of a . proposal by another company which effectively convert *9 ed Ms prosecution into “a quasi antitrust — unfair trade competition” dispute.

In Ms other six points Smith claims:

• the evidence is legally insufficient to prove he received any “benefit”; that he committed an offense at all; or that he solicited any benefit within the limitations period (three points);
• the evidence is legally insufficient because it establishes that Ms acceptance of the benefits alleged fell witMn either of the defenses provided by section 86.10(a)(2) & (b);
• a variance exists between the indictment and the evidence; and
• section 86.08(d) is unconstitutionally vague and overbroad.

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Smith v. State, 959 S.W.2d 1, 1997 WL 195290 (Tex. Ct. App. 1998).

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