Smith v. State

548 So. 2d 1050, 1989 Ala. LEXIS 571, 1989 WL 116486
Supreme Court of Alabama·Decided August 25, 1989·No. 88-449·Published·Cited by 1 cases

Opinion

ADAMS, Justice.

Petitioner, Gene Anthony Smith, pleaded guilty to a violation of the Alabama Uniform Controlled Substances Act, Code of Alabama 1975, § 20-2-25, and was sentenced to serve three years in the state penitentiary. The conviction was affirmed by the Court of Criminal Appeals, without opinion. 541 So.2d 87. We issued our writ of certiorari to review whether the defendant’s guilty plea was knowingly and intelligently made.

We summarize the facts as follows:

On February 22, 1988, Smith appeared before Judge John D. Snodgrass in the Madison County Circuit Court, and entered a plea of guilty to a violation of the Alabama Uniform Controlled Substances Act. While before Judge Snodgrass, he and his attorney executed a “Statement of Rights” form, as required by Ireland v. State, 47 Ala.App. 65, 250 So.2d 602 (1971); that statement reads as follows:

“TO THE ABOVE NAMED DEFENDANT:
“This is to inform you of your rights as a defendant in this criminal case. Under the indictment returned against you in this case by the Grand Jury of this county, you are charged with the crime of VAUCSA which is a Class — [sic] Felony. In the event you plead guilty to said crime, or if the jury finds that you are guilty of said crime, the law provides for punishment by imprisonment in the penitentiary for not less than 2 yrs. nor more than 15 yrs. for such offense and by imposition of a fine not to exceed $15,-000.00....
“To the charges set forth in the indictment you have the right to enter a plea of guilty, not guilty, not guilty by reason of insanity or any other special plea. You will enter a plea of guilty only if you are actually guilty of said crime and if you do not desire a jury trial. IF YOU PLEAD GUILTY THERE WILL BE NO JURY TRIAL, AS HAS BEEN HERETOFORE EXPLAINED TO YOU.
“Your attorney will go over these rights with you, but if you have any questions about any of them, please ask the undersigned judge and he will make further explanation thereof to you.
“Date 2/22/88 Judge /s/ John D. Snod-grass
“Comes the defendant in the above styled cause and states to the court that he has read, or has had read to him, the matters and things hereinabove set forth; that his attorney has thoroughly gone over said matters and things with him and that he, the defendant, thoroughly understands them; that he is not under the influence of any drugs, medicines or alcoholic beverages and has not been threatened or abused or offered any inducement or reward to get him to plead guilty. Defendant further states to the court that he is guilty as charged, in this case, and desires to plead guilty.
“Date 2/22/88 Defendant /s/ Gene Anthony Smith
“Comes the attorney for the above styled defendant and certifies that the above and foregoing rights were read by the defendant in my presence, or were read to him by me, that I discussed such rights with the defendant, in detail, and that a written copy of the above rights was given to the defendant or his attorney. Having gone over his rights with [1052]*1052the defendant, in my judgment, the defendant understands his rights.
“Date 2/22/88 Attorney /s/ Charles S. Rodenhauser."

During the hearing, petitioner, who was represented by counsel, testified that he had been a restaurant manager in Cincinnati, Ohio, and that he was 24 years old. He further testified that he had been previously convicted of a felony. The following colloquy occurred during that hearing:

“THE COURT: These rights that are on this Explanation of Rights and Plea of Guilty form, this is not the first time you have seen this, is what I’m getting at?
“MR. SMITH: No, sir.
“THE COURT: Is there anything on this form that you do not understand?
“MR. SMITH: No, sir.
“THE COURT: You understand you are entitled to a jury trial and all the rights that attend a jury trial?
“MR. SMITH: Yes, sir.
“THE COURT: Did you read this form?
“MR. SMITH: Yes, sir.
“THE COURT: Do you understand it?
“MR. SMITH: Yes, sir.
“THE COURT: Do you have any questions about it?
“MR. SMITH: No, sir.
“THE COURT: You understand you have a right to a lawyer?
“MR. SMITH: Yes, sir.
“THE COURT: Have you talked with Mr. Rodenhauser about the case?
“MR. SMITH: Yes, sir.
“THE COURT: Is there anything that you do not understand about the charge, the punishment for the charge, your rights to a trial or your right to a lawyer?
“MR. SMITH: No, sir.
“THE COURT: Do you understand you could receive not less than two nor more than 15 years in the State penitentiary if you plead guilty?
“MR. SMITH: Yes, sir.
“THE COURT: And the Court has the right to take into account your former background in sentencing you, do you understand that?
“MR. SMITH: Yes, sir.
“THE COURT: To the charge of violation of the Alabama Uniform Controlled Substances Act, how do you plead?
“MR. SMITH: Guilty.
“THE COURT: Why do you say you are guilty?
“MR. SMITH: Because I am, Your Hon- or.
“THE COURT: What did you do?
“MR. SMITH: I got caught with some cocaine.
“THE COURT: You got caught with some cocaine?
“MR. SMITH: Yes, sir.
“THE COURT: I believe there are three cases against you, two of which are being nol-prossed, which charge you with sale of a controlled substance, right?
“MR. SMITH: Yes, sir.
“MR. RAMEY: Your Honor, those are sale of counterfeit controlled substances, the second two.
“THE COURT: Do you want to be sentenced at this time or do you wish to be sentenced at a later time?
“MR. RODENHAUSER: Judge, we would ask the Court for a sentencing hearing.
“THE COURT: I will set it for May the 4th at nine-thirty; if you will be back here at that time we will sentence you.”

Smith claims error on a two-fold basis. He first argues that Judge Snodgrass, in accepting his guilty plea, erred when he did not explain to him the key elements of the offense. He cites Henderson v. Morgan, 426 U.S. 637, 96 S.Ct. 2253, 49 L.Ed.2d 108 (1976), as controlling precedent on this issue.

Free access — add to your briefcase to read the full text and ask questions with AI

Smith v. State, 548 So. 2d 1050, 1989 Ala. LEXIS 571, 1989 WL 116486 (Ala. 1989).

548 So. 2d 1050 (Smith v. State) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Holt v. State
650 So. 2d 530 (Court of Criminal Appeals of Alabama, 1994)