Smith v. St. Louis Mutual Life Insurance

2 Tenn. Ch. R. 599
Procedural entryThis page is a short order in Smith v. St. Louis Mutual Life Insurance. Read the opinion of the Court — 2 Tenn. Ch. R. 656
Court of Appeals of Tennessee·Decided April 15, 1876·Published

Opinion

The Chancellor:

— The question which comes before me in this case, by appeal from the master’s rulings, is whether exceptions will lie to the sufficiency of the answer of a corporation under its corporate seal.

In Sheppard v. Akers, 1 Tenn. Ch. 326, I held that exceptions would not lie to the sufficiency of an answer where the oath of the defendant was expressly waived under the statute. The rule seems to be general that exceptions for insufficiency cannot be taken to an answer put in without oath. Thus, exceptions will not lie to the answer of a peer upon protestation of honor, Hill v. Earl of Bute, 2 Fowl. Ex. Pr. 11; to the answer of the attorney general, Davison v. Attorney General, 5 Price, 398, note; to an answer the oath to which is waived, McCormick v. Chamberlain, 11 Paige, 548; or to the answer of a corporation under its corporate seal, Wallace v. Wallace, Halst. (N. J.) Dig. 173.

As early as 1682 it was held in an anonymous case, reported in 1 Vern. 117, that, upon a bill against a corporation to discover writings, inasmuch as the corporation answers under its corporate seal, “ and so, being not sworn, will answer nothing to their prejudice,” the clerk of the company, and such principal members as the complainant may see fit, shall answer under oath. This ruling was followed by Lord Chancellor Talbot, in Wych v. Meal, 3 P. W. 310, for the reason that the corporation “ can answer no otherwise than under their common seal, and, though they answer never so falsely, still there is no remedy [600]*600against them for perjury.” It is, consequently, well settled, both in England and America, as an exception to the rule that a witness cannot be made a defendant, that the officers of a corporation may be made defendants with the corporation, and required to answer under oath where discovery is sought. Dummer v. Corporation of Chippenham, 14 Ves. 245; Brumley v. West Chester County Man. Co., 1 Johns. Ch. 366; Vermilyea v. Fulton Bank, 1 Paige, 37; Lindsley v. James, 3 Coldw. 485. The reason is that discovery cannot be enforced as against the corporation, and its answer is not evidence, wanting the sanction of an oath. The corporation may deny everything contained in the bill, whether true or false. Fulton Bank v. N. J. & Sharon Canal Co., 1 Paige, 312. The only penalty it incurs for a failure to make a full disclosure is that of being taxed with the costs on the hearing. Attorney General v. Burgesses of Fast Retford, 2 Myl. & K. 35. “An answer not under oath,” says Mr. justice Thompson, speaking of the answer of a corporation, “is to be considered merely as a denial of the allegations in the bill analogous to the general issue at law, so as to put the complainant to the proof of such allegations.” Union Bank v. Geary, 5 Pet. 112. This language is expressly approved by Chancellor Walworth, in Lovett v. Steam Saw Mill Association, 6 Paige, 58, where he applies it to the answer of a corporation; and by Mr. Justice Wayne, who extends it to the answer of an individual not under oath, in Patterson v. Gaines, 6 How. 588. It is adopted by our supreme court in Van Wyck v. Norvell, 2 Humph. 196, and Lindsley v. James, 3 Coldw. 487. The object of exceptions to an answer for insufficiency is to obtain discovery, and, if the desired discovery cannot be had, or, if had, is not evidence because wanting the sanction of an oath, the allowance of such exceptions would be useless, and the acting upon them an idle consumption of time. Stafford v. Brown, 4 Paige, 490; Code, § 4317.

An answer, where relief is sought, properly consists of two parts — first, of the defence of the defendant to the case [601]*601made by the bill; and, secondly, of the examination of the defendant on oath as to facts charged in the bill of which a discovery is sought. Beech v. Haynes, 1 Tenn. Ch. 574. It combines, therefore, two proceedings which, in the civil law and in the ecclesiastical courts, were completely separated. In the civil law the pleadings were made up before the p ns tor, who afterwards gave the parties judges, and it was before these judges that the actor (plaintiff) propounded bis positions in the libellus artioulatus, to which the defendant was required to put in an answer in the nature of a discovery. Gilb. For. Rom. 90. In the ecclesiastical courts, also, the answer to the interrogatories for discovery was a wholly distinct instrument from the responsive allegation to the libel embodying the defence. Hare on Disc. 223. In a bill in equity both of these distinct parts are united in one instrument. And this ambiguity in the use of the word “ answer,” a word importing a double sense and office, has sometimes, says Judge Story, led to erroneous decisions, and to no small confusion of language. Story’s Eq. Pl. § 850. Mr. Wigram, in his discriminating thesis on Points of Discovery, page 10, note, regrets that the division of the civil and ecclesiastical law has not been retained in equity proceedings. “The difficulty,” he says, “ of finding out the issue, in the present mode of pleading, is alone a sufficient reason for desiring it.”

If this double office of an answer is kept in mind, the propriety of the rule which disallows exceptions to the sufficiency of an answer will be obvious. For, as has been observed by Chancellor Walworth, the answer of a corporation, without oath, where the complainant does not require it to be sworn to or supported by the sworn answers of the officers of the corporation, cannot be said to answer the double purpose of a pleading to put the material matters of the bill in issue, and of an examination of the defendant for the purpose of obtaining his evidence in support of the complainant’s allegations ; and it is for this latter purpose alone that the complainant makes a witness of his adversary [602]*602in the cause. Lovett v. Steam Saw Mill Association, 5 Paige, 59. No doubt exceptions will lie to the sufficiency of an answer as a pleading, as well as to its sufficiency as a discovery. But, to use the words of the same great Chancellor in another case, as the general denial of all the matters-of the bill not before answered, with which the answer usually concludes, is sufficient as a pleading to put the several matters of the bill in issue, the principal object of the exceptions for insufficiency is to examine the defendant on oath for the purposes of the discovery merely. Stafford v. Brown, 4 Paige, 490. The general denial with which an answer usually concludes is, “ without this, that any other matter in the bill contained is true.” This traverse was, at one time, thought to be essential to an issue, until otherwise ruled by Lord Macclesfield in an anonymous case. 2 P. W. 86. If exceptions were taken to the sufficiency of an answer, not sworn to, as a pleading, the defendant, by adding the general traverse, would cover the defect, and nothing would be gained. Miller v. Avery, 2 Barb. Ch. 590. Exceptions of this character would, consequently, be of no advantage, and are never made.

An impression seems to prevail that, unless the defendant is made to answer every material allegation of the bill, the complainant may be prejudiced in his rights by the want of an issue, and there are some decisions in which the courts, overlooking the double function of an answer, have given countenance to this view.

Free access — add to your briefcase to read the full text and ask questions with AI

Smith v. St. Louis Mutual Life Insurance, 2 Tenn. Ch. R. 599 (Tenn. Ct. App. 1876).

2 Tenn. Ch. R. 599 (Smith v. St. Louis Mutual Life Insurance) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Young v. Grundy
10 U.S. 51 (Supreme Court, 1810)
Union Bank of Georgetown v. Geary
30 U.S. 99 (Supreme Court, 1831)
Patterson v. Gaines
47 U.S. 550 (Supreme Court, 1848)
Brown v. Pierce
74 U.S. 205 (Supreme Court, 1869)
Vermilyea v. Fulton Bank
1 Paige Ch. 37 (New York Court of Chancery, 1828)
Wilde v. Jenkins
4 Paige Ch. 481 (New York Court of Chancery, 1834)
Lovett v. Steam Saw Mill Ass'n
6 Paige Ch. 54 (New York Court of Chancery, 1836)
Clute v. Bool
8 Paige Ch. 83 (New York Court of Chancery, 1840)
Trust & Fire Insurance v. Jenkins
8 Paige Ch. 589 (New York Court of Chancery, 1841)
Miller v. Avery
2 Barb. Ch. 582 (New York Court of Chancery, 1848)
Brumly v. Westchester County Manufacturing Society
1 Johns. Ch. 366 (New York Court of Chancery, 1815)
Vance v. Smith
49 Tenn. 343 (Tennessee Supreme Court, 1871)
Hoyal v. Bryson
53 Tenn. 139 (Tennessee Supreme Court, 1871)