Smith v. Petty

514 So. 2d 866, 1987 Ala. LEXIS 4472
CourtSupreme Court of Alabama
DecidedAugust 14, 1987
Docket85-1226
StatusPublished
Cited by1 cases

This text of 514 So. 2d 866 (Smith v. Petty) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Petty, 514 So. 2d 866, 1987 Ala. LEXIS 4472 (Ala. 1987).

Opinion

MADDOX, Justice.

This case involves a dispute between the administratrix of a deceased’s estate and a sister of the deceased, Wendall H. Dabbs, involving funds transferred by the deceased to his sister prior to his death. Specifically, the case involves two checks given by the deceased to his sister, one for $4,500.00 and one for $20,000.00. The deceased had cancer, and his sister contended that the money was given to her to pay for her brother’s medical and other expenses. The deceased’s daughter, Cynthia Smith, who was appointed administratrix of the estate, claimed that her father’s sister had “fraudulently and wrongfully schemed and designed to obtain the property of the decedent for herself without decedent’s adequate consideration....” She sought to recover the $24,500.00 for the estate.

I

The case was tried before a jury. The plaintiff/administratrix attempted to show that a constructive trust was created, and she sought to have the burden of proof placed on the defendant sister to account for the money. The defendant presented evidence that she had not only paid back the $24,500.00 to her brother or used it for his medical and other expenses, but that she had, in fact, expended more than that amount for his care.

At the close of the evidence, the trial court, ex mero motu, amended the plaintiff’s complaint to allege a contract claim, which the court believed conformed to the evidence that the deceased gave the $20,-000.00 check to his sister under an agreement with her that she would provide him with the necessary funds to take care of his ordinary and reasonable expenses. The plaintiff did not object to the amendment of the complaint by the trial court.

At the close of the evidence the court stated the theories of the case as follows: “THE COURT:

“[I]t is your theory ... that the defendant was given ‘X’ thousand dollars by the plaintiff estate, and she was to apply some of that to bills and to return the rest of it....
“MR. SALIBA:
“That would be our theory; that, you know, she has to account for it, or use it for the doctor’s bills.
“THE COURT:
“And it is your theory that she was, in fact, given that money, but she returned it?
“MR. SHERLING:
“Yes, sir.”

The Court determined that it would charge the jury that its duty was “to find, first what the agreement was and second, was the money returned or not.” The Court set out the elements of proof of plaintiff’s claim as (1) the existence of an agreement, (2) the terms of the agreement, (3) that monies were advanced pursuant to the agreement, and (4) that the money was still owed.

Even though the plaintiff did not object to the Court’s amendment of the pleadings, the defendant did. Prior to the court’s oral charge to the jury, the defendant filed a written objection, which reads as follows:

“Comes now the defendant, Erlene Petty, and excepts to the Court’s decision to charge the jury with regard to breach of contract. As grounds for her motion, defendant avers as follows:
[868]*868“1. Plaintiff has made no motion to amend its complaint to conform to the evidence.
“2. It is improper for the Court to amend to conform to the evidence ex mero motu.
“3. Defendant has been called upon to defend a charge of having exerted undue influence over plaintiff. The Court’s amendment places defendant in a position of defending a completely new charge.
“WHEREFORE, there being no evidence of undue influence having been exerted by defendant over plaintiff, defendant prays that plaintiffs complaint be dismissed or, in the alternative, the court charge the jury with regard to the law of undue influence.”

Plaintiff objected to only one aspect of the oral charge:

“Judge, the only exception we have is to the fourth category of the court’s charge that it would be on the plaintiff to prove that the money is -still owing. Under the law as taken from the Alabama Pattern Jury Instructions, once the money was delivered on her promise to deliver or to use this money to pay the doctor bills, then it became incumbent on her to account for the money because a trust is created in law. That’s the only exception, Judge.”

Plaintiff now contends the trial court erred in failing to give plaintiff’s requested written charges; however, plaintiff did not make an objection to the trial court’s refusal of the charges. In the objection he did make, as shown above, plaintiff’s counsel directed his objection only to “the fourth category of the court’s charge.”

Rule 51, Ala.R.Civ.P., provides, in part: “No party may assign as error the giving or failing to give a written instruction or the giving of an erroneous, misleading, incomplete, or otherwise improper oral charge unless he objects thereto before the jury retires to consider its verdict, stating the matter to which he objects and the grounds of his objection. Submission of additional explanatory instructions shall not be required unless requested by the court.”

Plaintiff’s objection was directed at a portion of the court’s oral charge and not the requested written charges, and because plaintiff did not object to the failure of the court to give the requested written instructions, plaintiff is therefore precluded from assigning that failure as error. Rule 51, Ala.R.Civ.P.; Crigler v. Salac, 438 So.2d 1375, 1383 (Ala.1983).

The defendant concedes that, had the plaintiff objected to the court’s amendment to the complaint and had convinced the court to charge the jury concerning constructive trusts, the burden of proof would have shifted, and the defendant would have had the burden of rebutting a presumption of undue influence. McCollough v. Rogers, 431 So.2d 1246 (Ala.1983); Barnes v. Powell, 241 Ala. 409, 3 So.2d 80 (1941). However, defendants argue that because the plaintiff reserved no exception to the trial court’s amendment of the pleadings to conform to the evidence there is no prejudicial error to reverse. We agree.

The pleadings, as amended by the court, made the plaintiff’s claim to be one in contract. The burden of proof in an action on an agreement is on the plaintiff. Boling v. T.L. Farrow Mercantile Co., 203 Ala. 217, 82 So. 467 (1919).

Because plaintiff failed to object to the amendment of the complaint by the trial court, the plaintiff waived any right to object to the court’s failure to instruct the jury on her constructive trust theory. Assuming, however, that the decedent’s sister was required to make an accounting for the $24,500.00, we are convinced that there was sufficient evidence before the jury for it to conclude that she had satisfactorily accounted for all the funds that had been entrusted to her. See Miller v. Smoot, 238 Ala. 14, 189 So. 67 (1939). Consequently, we further hold that the plaintiff has shown no error or injury because of the failure of the trial court to instruct the jury with regard to the burden of proof in a constructive trust case. Rule 45, Ala.R. App.P.

[869]*869II

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Bluebook (online)
514 So. 2d 866, 1987 Ala. LEXIS 4472, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-petty-ala-1987.