Smith v. Mason

476 A.2d 1347, 328 Pa. Super. 314, 1984 Pa. Super. LEXIS 4889
CourtSupreme Court of Pennsylvania
DecidedJune 1, 1984
Docket1530
StatusPublished
Cited by10 cases

This text of 476 A.2d 1347 (Smith v. Mason) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Mason, 476 A.2d 1347, 328 Pa. Super. 314, 1984 Pa. Super. LEXIS 4889 (Pa. 1984).

Opinion

SPAETH, President Judge:

This is an appeal from an order holding appellant in contempt of court and imposing a fine of $100. Appellant argues that the evidence of contempt was insufficient and that he was denied adequate procedural safeguards. We agree with appellant that the evidence was insufficient. We therefore reverse, without reaching appellant’s procedural argument.

Appellant is an attorney. The trial judge summarily held him in contempt of court at a pre-trial settlement conference. The proceedings at the conference were not recorded and we therefore do not have a transcript. Appellant does not argue, however, that the absence of a transcript has deprived him of a meaningful appeal. Rather, he has attached to his brief an affidavit stating the relevant facts, and a supplemental brief filed on behalf of the trial judge states that it does not dispute the affidavit. In these circumstances, we have an “equivalent picture” of what occurred in the trial court. 1 See Nemeth v. Nemeth, 306 Pa.Super. 47, 451 A.2d 1384 (1982) (court had “equivalent picture” of hearing when appellant’s counsel was same as counsel below and gave account of hearing); Commonwealth v. Homsher, 264 Pa.Super. 271, 399 A.2d 772 (1979) (effective appellate review requires transcript or “equivalent picture” of proceedings below).

*317 The facts as they thus appear are as follows: By letter dated September 23, 1981, the trial judge advised appellant and other counsel in the underlying case that a settlement conference was scheduled for October 6, 1981. This letter directed that counsel was to come to the conference with authority to settle the case (or bring someone with authority) and if unable to do this, notify the judge two days before the conference. By letter dated October 6, 1981, the conference was rescheduled for November 19, 1981. This letter contained the same directive regarding authority to settle. By letter dated March 25, 1982, a second pre-trial conference was scheduled for May 10, 1982. This letter made no reference to counsel coming with authority to settle. At the conference on May 10, 1982, after a brief discussion of the parties’ liabilities, appellant told the trial judge that no offer was to be presented on behalf of his client, and that the claims adjuster who was handling the case on behalf of the insurance carrier was in New York and available by telephone. Appellant had notified the claims adjuster of the conference and had been assured that the claims adjuster would be available for a telephone conference. The trial judge thereupon adjudicated appellant in contempt and imposed a fine of $100. Apparently the conference was then ended without any telephone call to the adjuster being placed. Trial Court Op. at 6.

Although the trial judge characterized his order as an order of civil contempt, we are not bound by this characterization. It is clear from the circumstances surrounding the entry of the order that it was an order of criminal contempt. The purpose of the fine was to punish appellant for not following the judge’s directive, and appellant could not purge himself of contempt and thereby avoid paying the fine by complying with the directive. See Commonealth v. Marcone, 487 Pa. 572, 410 A.2d 759 (1980). In appraising the sufficiency of the evidence, therefore, we shall ask whether it proved criminal contempt.

*318 Under 42 Pa.C.S. § 4131, 2 a court may impose a summary punishment for contempt of court in cases involving:

(1) The official misconduct of the officers of such courts respectively.
(2) Disobedience or neglect by officers, parties, jurors or witnesses of or to the lawful process of the court.
(3) The misbehavior of any person in the presence of the court, thereby obstructing the administration of justice.

A conviction of criminal contempt requires proof beyond a reasonable doubt of each element of the offense. Commonwealth v. Washington, 470 Pa. 199, 368 A.2d 263 (1977). To establish criminal contempt under subsection 2 on the basis of a failure to comply with a court order, it must be proved, inter alia, that appellant’s failure to comply with the order was willful or at least reckless. See Medve v. Walakovits, 305 Pa.Super. 75, 451 A.2d 249 (1982) cert. denied, sub nom. Orloski v. Mellenberg, 461 U.S. 945, 103 S.Ct. 2123, 77 L.Ed.2d 1303 (1983) (collecting and analyzing cases). Proof of noncompliance alone is insufficient to support the conviction. See, e.g., Commonwealth v. Washington, 470 Pa. 199, 368 A.2d 263 (1977); Commonwealth v. Washington, 466 Pa. 506, 353 A.2d 806 (1976). Similarly, to establish criminal contempt under subsection 3 on the basis of misbehavior in the presence of the court, it must be proved, inter alia, that appellant had the intent to obstruct the proceedings. See, e.g., Commonwealth v. Owens, 496 Pa. 16, 436 A.2d 129 (1981); Commonwealth v. Reid, 494 Pa. 201, 431 A.2d 218 (1981). 3 In this case the evidence did not establish the requisite intent.

*319 Appellant argues that he did not disobey the trial judge’s directive, and that his conduct did not constitute misbehavior, because the March 25, 1982, letter did not direct that counsel was to come to the conference with authority to settle the case (or bring someone with authority) and if unable to do this, notify the judge two days before the conference. The trial judge rejected this argument, stating in his opinion that the March 25, 1982, letter was merely a confirmation of the date of the conference and that it did not change the policy established by the prior letters. While we are sympathetic to the judge’s understanding of the situation, nevertheless, the difference between the March 25, 1982, letter and the prior letters did give rise to some ambiguity, which must be considered in evaluating the sufficiency of the evidence of appellant’s intent.

Appellant points out that he did what is required by the Philadelphia Civil Trial Manual § 111(2), that is, he made sure that someone with authority to settle was available by telephone at the time of the conference.

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Bluebook (online)
476 A.2d 1347, 328 Pa. Super. 314, 1984 Pa. Super. LEXIS 4889, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-mason-pa-1984.