Smith v. LeBlanc

966 So. 2d 66, 2007 WL 2317819
CourtLouisiana Court of Appeal
DecidedAugust 15, 2007
Docket2006 CA 0041
StatusPublished
Cited by22 cases

This text of 966 So. 2d 66 (Smith v. LeBlanc) is published on Counsel Stack Legal Research, covering Louisiana Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. LeBlanc, 966 So. 2d 66, 2007 WL 2317819 (La. Ct. App. 2007).

Opinion

966 So.2d 66 (2007)

Oneita SMITH, as Curator of the Estate of Evelyn B. LeBlanc
v.
Darryl LEBLANC and Eva LeBlanc Miller.

No. 2006 CA 0041.

Court of Appeal of Louisiana, First Circuit.

August 15, 2007.

*68 Mark D. Plaisance, Baker, for Plaintiff-Appellant Oneita L. Smith.

Terry T. Dunlevy, Brent J. Bourgeois, Randy T. Cresap, Roedel, Parsons, Koch, Blache, Balhoff & McCollister, Baton Rouge, for Defendants-Appellees Darryl LeBlanc and Eva L. Miller.

Before: PARRO, GUIDRY, and McCLENDON, JJ.

PARRO, J.

In this action for damages for breach of a fiduciary duty, the plaintiff appeals from a judgment sustaining the defendants' peremptory exception raising the objection of res judicata based on a judgment of homologation entered in an interdiction proceeding. For the following reasons, we affirm.

Factual Background and Procedural History

On August 11, 2004, Oneita LeBlanc Smith (Oneita), as curatrix of the estate of her mother, Evelyn B. LeBlanc, filed a petition for breach of fiduciary duty and damages against her siblings, Darryl LeBlanc (Darryl) and Eva LeBlanc Miller (Eva), who had served as curator and undercuratrix, *69 respectively, over the finances of their mother's estate following her interdiction by a judgment dated April 16, 2002.[1] During this time, Oneita served as temporary curatrix of the person of Evelyn LeBlanc. Following the court's granting of Darryl's motion to resign on July 18, 2003, Oneita was appointed curatrix of her mother, and David Smith, grandson of Evelyn LeBlanc, was appointed provisional undercurator.

In her petition for breach of a fiduciary duty and damages, Oneita alleged that Darryl and Eva had paid approximately $35,000 in legal fees from their mother's estate in connection with the interdiction proceeding, which was arbitrary, contrary to the best interest of the estate, and without court authority. She contended that in making these payments, Darryl and Eva breached their fiduciary duties to protect and safeguard the estate's finances. Oneita further alleged that through their misrepresentation and misconduct, Darryl and Eva unlawfully distributed the funds of the estate and failed to provide an accounting, despite repeated requests to do so.

In their answer, Darryl and Eva averred that any and all disbursements made by them were properly reported in the interdiction proceeding in both an annual accounting and the final accounting, which was approved in a judgment of homologation dated August 18, 2003. They urged that since the judgment of homologation was now a final judgment, Oneita's instant claims regarding the payment of attorney fees are barred by the doctrine of res judicata. They also took issue with the timeliness of Oneita's filing of the instant action. Subsequently, Darryl and Eva filed a peremptory exception, setting forth the objection of res judicata based on the judgment of homologation. Furthermore, Darryl and Eva noted that Oneita had challenged these legal expenditures in the interdiction proceeding, but failed to pursue her claim or to file an objection or traversal to the final accounting prior to the signing of the judgment of homologation.

Their exception was opposed by Oneita on the following grounds: (1) the judgment of homologation was an absolute nullity due to the lack of proper service and/or notice to Oneita, which precluded her from being able to object to the final accounting or file a motion to traverse with respect to the petition for homologation; (2) Oneita had been unable to obtain information from financial institutions until her appointment as curatrix in July 2003, which led to the discovery of expenditures to support her claim of fraudulent and inaccurate accounting; and (3) Oneita had not appeared in the interdiction proceeding in the capacity of curatrix. Additionally, *70 Oneita filed a motion for leave of court to file an amended petition to assert a claim for annulment of the judgment of homologation.

Following a hearing on the objection of res judicata, the trial court in oral reasons found that a suit to challenge service must be brought in a separate action for nullity of a judgment, rather than being attacked collaterally in an action for breach of fiduciary duty. Accordingly, Oneita's motion for leave of court to file a proposed amended petition to assert a claim for nullity was denied. Additionally, the trial court found that the instant action was precluded by the doctrine of res judicata based on the fact that Oneita could have raised, and had in fact raised, the issue of Darryl and Eva's actions in the interdiction proceeding during the course of the curatorship; however, Oneita abandoned or did not fully pursue that issue in the interdiction proceeding. Thus, Darryl and Eva's exception was sustained, and Oneita's instant action was dismissed with prejudice. Oneita filed a motion for new trial relative to the ruling on the exception. Following the denial of that motion, Oneita appealed.

Applicable Law on Res Judicata

The doctrine of res judicata is defined by LSA-R.S. 13:4231, which provides:

Except as otherwise provided by law, a valid and final judgment is conclusive between the same parties, except on appeal or other direct review, to the following extent:
(1) If the judgment is in favor of the plaintiff, all causes of action existing at the time of final judgment arising out of the transaction or occurrence that is the subject matter of the litigation are extinguished and merged in the judgment.
(2) If the judgment is in favor of the defendant, all causes of action existing at the time of final judgment arising out of the transaction or occurrence that is the subject matter of the litigation are extinguished and the judgment bars a subsequent action on those causes of action.
(3) A judgment in favor of either the plaintiff or the defendant is conclusive, in any subsequent action between them, with respect to any issue actually litigated and determined if its determination was essential to that judgment.

Thus, to dismiss Oneita's action for damages for breach of a fiduciary duty on the basis of res judicata, the court must find: (1) the judgment in the interdiction proceeding is valid; (2) the judgment is final; (3) the parties are the same; (4) the cause or causes of action asserted in the suit for damages existed at the time of final judgment in the interdiction proceeding; and (5) the cause or causes of action asserted in the suit for damages arose out of the transaction or occurrence that was the subject matter of the interdiction proceeding. See Burguieres v. Pollingue, 02-1385 (La.2/25/03), 843 So.2d 1049, 1053.

The party raising the objection of res judicata bears the burden of proving the essential facts to support the objection. Diamond B Const. Co., Inc. v. Dept. of Transp. and Development, 02-0573 (La. App. 1st Cir.2/14/03), 845 So.2d 429, 435. The doctrine of res judicata is not discretionary and mandates that valid and final judgments be given effect. Id. The doctrine, however, cannot be invoked unless all its essential elements are present. It is strictly construed, and any doubt concerning its applicability is to be resolved against the party raising the objection. Mandalay Oil & Gas, L.L.C. v. Energy Development Corp., 01-0993 (La.App. 1st Cir.7/03/02), 867 So.2d 709, 713.

*71 Valid and Final Judgment

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Cite This Page — Counsel Stack

Bluebook (online)
966 So. 2d 66, 2007 WL 2317819, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-leblanc-lactapp-2007.