Smith v. Horne

450 F.2d 1401, 59 C.C.P.A. 712
CourtCourt of Customs and Patent Appeals
DecidedNovember 18, 1971
DocketNo. 8557
StatusPublished
Cited by6 cases

This text of 450 F.2d 1401 (Smith v. Horne) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Horne, 450 F.2d 1401, 59 C.C.P.A. 712 (ccpa 1971).

Opinion

This is an appeal from the decision of the Patent Office Board of Patent Interferences in a three-way interference wherein pro forma priority was awarded against appellants, David R. Smith and Robert P. ZelinsM (hereinafter Smith).

Smith is involved on application serial No. 578,166 filed April 16, 1956. The Slocombe application, serial No. 502,189, was filed April 18, 1955, while the application of Horne et al. (hereinafter Horne), serial No. 503,027, was filed April 21, 1955. In the preliminary statement, Smith, the junior party by about a year, alleged no date prior to the filing dates of Horne and Slocombe. Smith was therefore advised that judgment on the record would be entered against him unless good and sufficient cause be shown why such action should not be taken. In response, Smith moved to dissolve the interference on the ground that neither Horne nor Slocombe had a right to make the count. Smith’s motion was denied by the primary examiner, the denial was affirmed by the Board of Patent Interferences, priority was awarded against Smith, and that decision was adhered to on request for reconsideration.

[713]*713Therefore, the only issue on. appeal here is whether the parties Horne and Slocombe can make the single count, which reads:

A method for polymerizing 1,3-butadiene which comprises contacting said 1,3-butadiene with a catalyst consisting essentially of (a) a compound corresponding to the formula RaAl, wherein It is an alkyl radical haying 2 to 4 carbon atoms and (b) titanium tetraiodide.

After reviewing the applications of Horne and Slocombe, the board made the following findings of fact:

A. Application Serial No. 508,189 of party Slocombe
1. The application of Slocombe includes the following disclosure:
(a) (page 2) “The invention is carried out by polymerizing butadiene 1,3 .. . in the presence of . . . catalysts prepared by the interaction of trialkyl aluminum, e.g., triethyl aluminum, triisobutyl aluminum, with titanium tetrachloride.”
(b) (page 4) “The aluminum compounds in question are interacted with one or more chlorides of titanium or zirconium, the chlorides and iodides being preferred. . . . The tetrahalides are specially preferred.” (Emphasis added [by board]).
(c) (page 12) The working example describes the polymerization of butadiene with a catalyst prepared from triethylaluminum and titanium tetrachloride.
B. Application Serial No. 508,087 party Horne et al.
1. The application of Horne et al. includes the following original disclosure:
(a) (page 5) “The conjugated diolefin hydrocarbon may be butadiene 1,3 hydrocarbon, such as butadiene 1,3 (which is the simplest conjugated diolefin) . . . .”
(b) (page 6) “The heavy metal catalysts employed is made up of metal atoms connected to radicals capable of joining to metal atoms in organo-metallie compounds, at least one of such radicals being an organic radical connected to a metal atom thru a carbon atom, and at least one of the metal atoms being a heavy metal occurring in the 4th to 10th position of the long periods of the periodic table. ... In this definition of catalyst the term ‘radicals capable of joining to metal atoms in organometallic compounds’ includes ... (3) inorganic salt-forming radicals such as halogen atoms (that is fluorine, chlorine, bromine and iodine atoms). . . .” (Emphasis added [by board]).
(c) (page 8) Catalysts “include the following combinations:
(R)s — —(-X')e"
“Preferred catalysts of all the above types are those wherein:
R is an alkyl radical such as ethyl, propyl, butyl ....
Ms is . . . most preferably titanium,
X' is a halogen, preferably chlorine
M"' is aluminum- ...
c represents the maximum valence of Mh”
(d) (pages 21 and 22) Examples 0-16 describe the polymerization of butadiene with a catalyst prepared- from TiGE and triisobutyl aluminum.
(e) (page 30) Example 86 describes the polymerization of isoprene with a catalyst of Zrl4 and diisobutyl aluminum hydride, (emphasis added [by board]).

[714]*714Tlie board then concluded:

A. The Slocombe disclosure, taken as a whole, teaches workers of ordinary-skill in the art that the catalyst used in the working example on page 12 may be prepared by replacing TiCk by TiL. The count does not require more. The Slocombe application supports the count.
B. The Home et al. disclosure, taken as a whole teaches workers of ordinary skill in the art that in their example 9-16 the catalyst may be prepared by substituting TiL for the TiCk. The Home et al. application supports the count.

Appellants, citing Prutton v. Fuller, 43 CCPA 831, 230 F. 2d 459, 109 USPQ 59 (1956), contend that since claims directed specifically to using titanium tetraiodide (Til4) as a component in the catalyst system first appeared in the Smith application and the other parties in essence copied claims from that application, the burden is on appellees to show a clear disclosure of the invention of the count. Assuming that appellees had such a burden, the board evidently felt that they had met it. We agree.

As noted, appellants’ primary reason for asserting that Home and Slocombe cannot make the count is that, prior to copying the count, neither of them disclosed or claimed the specific use of Til4 in preference to other titanium halides. In regard to the other limitations in the count, the disclosures and claims of all the parties are essentially the same.

Considering first the Slocombe application, we note that there is disclosed the polymerization of butadiene, isoprene, or mixtures thereof. Butadiene is singled out as the preferred material because it is better, cheaper and more readily available. The sole example in the Slocombe application deals with polymerizing butadiene. Likewise, Slocombe discloses that preferably one component of the catalyst system is trialkylaluminum, e.g., triethyla'luminum, triisobutylaluminum, and trioctylaluminum. Triethylaluminum and triisobutylaluminum are the same particular trialkylaluminums disclosed by Smith as being preferred. As to the second component of the catalyst system, Slo-combe discloses that the chlorides and iodides of titanium or zirconium are preferred and that the tetrahalides are especially preferred. As we interpret this, four compounds (TiCl4, Til4, ZrCl4, and Zrl4) are the ones particularly emphasized by Slocombe. One, TiCl4, is used in the example. Like the board, we do not see where the selection of one of the other three, i.e., TiI4, is beyond that which is clearly and specifically taught to one of ordinary skill in the art. As such, the Slocombe disclosure supports the count which merely calls for polymerizing butadiene with a catalyst consisting essentially of a trialkyl-aluminum and titanium tetraiodide.

Appellants contend, however, that there is no recognition of the.

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Bluebook (online)
450 F.2d 1401, 59 C.C.P.A. 712, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-horne-ccpa-1971.