Smith v. Goff

38 Cal. 4th 1045
CourtCalifornia Supreme Court
DecidedJune 22, 2006
DocketNo. S129110
StatusPublished
Cited by1 cases

This text of 38 Cal. 4th 1045 (Smith v. Goff) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Goff, 38 Cal. 4th 1045 (Cal. 2006).

Opinions

[1047]*1047Opinion

CORRIGAN, J.

A will that meets statutory requirements is effective upon the testator’s death. (Cook v. Cook (1941) 17 Cal.2d 639, 646 [111 P.2d 322] (Cook); Estate of Lopes (1984) 152 Cal.App.3d 302, 305 [199 Cal.Rptr. 425] (Lopes).) Probate Code section 6110 requires a will be signed by two witnesses.1 The question here is whether the signature of a witness affixed after the testator’s death satisfies the statute. We conclude that such postdeath subscription is not permitted, and reverse the contrary Court of Appeal judgment.

I. Factual and Procedural Background2

On December 26, 2000, Timothy Kirk Saueressig asked Joongok Shin, a notary public, to notarize the execution of his will.3 Ms. Shin did so, and Saueressig delivered copies to Scott Smith and Harry Ernst. Under the will, Smith was named executor. He, Ernst, and Cliff Thomas were beneficiaries.

Saueressig died in August 2002. In October, Smith filed a petition to probate the will, supported by a proof of subscribing witness, executed by Ms. Shin. Smith argued that, although the will was typewritten, it qualified as a holographic will. Smith based the claim on the fact that the typed will was found in an envelope on which decedent had handwritten: “DEC. 26th, 2000” and “TIMOTHY K SAUERESSIG’S LAST WILL AND TESTAMENT.”

The public administrator filed objections and exceptions to the petition, asserting that the proposed will failed to comply with the statutory requirements. He also filed a competing petition for letters of special administration. On December 16, 2002, the trial court denied the petition for probate, finding that the will did not qualify as holographic because its material terms were typed. Nor did it qualify as a formal will because, having been signed by only one witness, it failed to meet the two-signature requirement of section 6110. The court granted the petition for letters of special administration.

A week later, Estate of Eugene (2002) 104 Cal.App.4th 907 [128 Cal.Rptr.2d 622] (Eugene) was filed. Eugene held that under its particular circumstances, the signature of a witness subscribed after a testator’s death [1048]*1048was valid under section 6110. (Eugene, at p. 909.) Relying on Eugene, Smith filed an “alternative motion” for relief from the order denying probate of Saueressig’s will.

Smith urged there was a second qualifying witness, Theodore Boody, who was notary Shin’s husband. According to his March 25, 2003 declaration, Boody heard decedent ask Shin to notarize the will, saw decedent sign the document, and saw Shin notarize decedent’s signature. Boody understood that the document signed and notarized was decedent’s will, and was “ready and willing to sign the will as a witness to the signing of the will by [decedent] on December 26, 2000.” Shirley K. Goff and the public administrator opposed Smith’s motion, which the trial court denied.

The Court of Appeal reversed, concluding that the trial court abused its discretion in denying relief to Smith and excluding the will from probate.

We granted Goff’s petition for review.

II. Discussion

The right to dispose of property by will is entirely statutory. (Kizer v. Hanna (1989) 48 Cal.3d 1, 10 [255 Cal.Rptr. 412, 767 P.2d 679].) “The Legislature may withhold the right altogether, or impose any conditions or limitations upon it which it chooses.” (Estate of Burnison (1949) 33 Cal.2d 638, 640 [204 P.2d 330], affd. sub nom. United States v. Burnison (1950) 339 U.S. 87, 95 [94 L.Ed. 675, 70 S.Ct. 503].)

Before 1985, a formal will required attestation by two witnesses in the presence of the testator. (Former § 50, as amended by Stats. 1982, ch. 187, § 1, p. 569, and repealed by Stats. 1983, ch. 842, § 18, p. 3024.) The required presence of the testator foreclosed any argument that a witness’s signature affixed after the testator’s death would satisfy the statute.

In 1982, in response to an Assembly resolution, the California Law Revision Commission (Commission) submitted its Tentative Recommendation Relating to Wills and Intestate Succession. (16 Cal. Law Revision Com. Rep. (1982) p. 2301; see Stats. 1980, Res. ch. 37, p. 5086.) As relevant here, the Commission observed that “[t]he formalities for execution of an attested will are to ensure that the testator intended the instrument to be a will, to minimize the opportunity for fraudulent alteration of the will or substitution of another instrument for it, and to provide witnesses who can testify that the testator appeared to be of sound mind and free from duress at the time [1049]*1049the testator signed or acknowledged the will. These purposes are served by the existing requirements that the will be in writing, be signed by the testator, and be signed by two witnesses who understand that the instrument is the testator’s will and who were present at the same time to witness the testator’s signing of the will. The proposed law continues these requirements.” (16 Cal. Law Revision Com. Rep., supra, p. 2320, fns. omitted.)

In 1983, effective January 1, 1985, the Legislature substantially revised the Probate Code.4 As part of that revision, section 50 was repealed and replaced by section 6110.5 (Stats. 1983, ch. 842, §§ 18, 55, pp. 3024, 3049.) Section 6110, subdivision (c) (section 6110(c)) provides a will “shall be witnessed by being signed by at least two persons each of whom (1) being present at the same time, witnessed either the signing of the will or the testator’s acknowledgment of the signature or of the will and (2) understand that the instrument they sign is the testator’s will.”

Section 6110 eliminated several technical requirements, including “that the witnesses sign the will in the testator’s presence.” (Sen. Rep., 3 Sen. J., supra, p. 4872; 16 Cal. Law Revision Com. Rep., supra, p. 2393.) Section 6110 continued “the requirements of former Section 50 that (1) the will be in writing, (2) that the will be signed by the testator or by someone else who signs the testator’s name in the testator’s presence and by the testator’s direction, (3) that the will be signed or the testator acknowledge the signature in the presence of two witnesses who are present at the same time, [1050]*1050and (4) that the witnesses sign the will.”6 (Sen. Rep., 3 Sen. J., supra, p. 4872; 16 Cal. Law Revision Com. Rep., supra, p. 2393.)

The issue here is the scope of the legislative intent in eliminating the requirement that the witnesses sign the will in the testator’s presence. Plainly, section 6110(c) contains no express temporal limitation on when the witnesses must sign the will in order for the document to be valid.7 Thus, it is ambiguous as to whether it permits postdeath attestation.

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Related

In Re Estate of Saueressig
136 P.3d 201 (California Supreme Court, 2006)

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Bluebook (online)
38 Cal. 4th 1045, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-goff-cal-2006.