Smith v. Delaware North Companies

144 A.3d 682, 449 Md. 371, 2016 Md. LEXIS 505
CourtCourt of Appeals of Maryland
DecidedAugust 19, 2016
Docket103/15
StatusPublished

This text of 144 A.3d 682 (Smith v. Delaware North Companies) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Delaware North Companies, 144 A.3d 682, 449 Md. 371, 2016 Md. LEXIS 505 (Md. 2016).

Opinion

GREENE, J.

In the instant case, we address whether Md. Code (1981, 2014 Repl. Vol., 2015 Cum. Supp.), § 14-410 of the Health Occupations Article (“HO”) bars the admission of a Board of Physicians’ consent order as evidence in a civil or criminal proceeding. Brenda Smith (“Smith”) filed a workers’ compensation claim seeking compensation benefits from Delaware North Companies and its insurer (collectively “Delaware North”) for a full knee replacement. At issue was whether the injury Smith sustained at work caused her to need knee replacement surgery. During a jury trial in the Circuit Court for Baltimore City, Smith presented the expert testimony of Dr. Kevin McGovern. To impeach Dr. McGovern’s credibility, Delaware North sought to admit a consent order that Dr. McGovern entered into with the Maryland Board of Physicians (“the Board”). Over a timely objection, the trial court admitted into evidence a portion of that consent order. We *376 conclude it was legal error to do so. HO § 14-410 serves generally as a statutory bar to the admission of a Board of Physicians’ consent order into evidence in a civil or criminal action.

FACTUAL AND PROCEDURAL BACKGROUND

On September 7, 2012, Smith slipped on the floor in the course of her employment as a cook at Camden Yards. She landed on her left knee when she fell. A few weeks after the fall, Smith sought medical attention from Dr. Thomas Whitten. An MRI of her left knee revealed that she had torn the posterior horn of the medial meniscus 1 and that she had medial 2 compartment arthritis. Smith initially sought conservative treatment from Dr. Whitten in the form of cortisone shots. Dr. Whitten also recommended that Smith undergo an arthroscopic procedure. After Dr. Whitten’s retirement, Smith transferred her care to Dr. Kenneth Tepper. Dr. Tepper recommended that Smith undergo unicompartmental knee arthroplasty. 3 Next, Smith visited Dr. Mark Cohen at Maryland Orthropedics, P.A. on November 11, 2013. Dr. McGovern, another practitioner at Maryland Orthropedics, P.A. saw Smith on February 18, 2014. Both Dr. Cohen and Dr. McGovern recommended Smith undergo a full left knee replacement.

On January 28, 2014, Smith filed a workers’ compensation claim requesting an authorization for a total left knee replacement. The Workers’ Compensation Commission denied her *377 claim after it held a hearing on April 4, 2014. Smith filed a petition for judicial review of the Workers’ Compensation Commission’s denial of her claim in the Circuit Court for Baltimore City and requested a jury trial. On November 24, 2014, Smith filed a “Motion In Limine to Exclude Certain Testimony from Kevin McGovern, M.D.” to prevent Delaware North from raising questions at trial about any professional disciplinary action taken against Dr. McGovern. 4 Smith also sought to exclude portions of Dr. McGovern’s de bene esse deposition where defense counsel inquired into the disciplinary charges against Dr. McGovern. 5 She argued in her motion that *378 HO § 14-410 “expressly prohibits the introduction of such evidence in any collateral proceeding such as an appeal from a workers’ compensation commission claim.” 6

*379 On December 11, 2014, a jury trial was held in the Circuit Court for Baltimore City to answer the question of whether Smith’s knee replacement surgery was causally related to the accidental injury she suffered on September 7, 2012. Prior to jury selection, the trial judge heard the parties’ arguments regarding Smith’s “Motion In Limine to Exclude Certain Testimony from Kevin McGovern, M.D.” Smith argued that the admission of the consent order would violate HO § 14-410(a). The trial judge disagreed and stated, “I do agree with [djefense counsel that the stating (sic) of the consent order in effect is a stipulation of the parties that it’s okay to be used.” 7 She explained, “it’s an exception to the medical review committee privilege 8 as we’re referring to it.”

Once the trial judge determined that the consent order was admissible, she provided Smith with an opportunity to argue whether the admission of the consent order was “more substantially prejudicial than probative of the issue of whether Dr. McGovern is telling us facts that are relevant to Ms. Smith’s case.” 9 Smith noted that even though Dr. McGovern was on probation pursuant to the consent order, his license to practice medicine was still in good standing and that Dr. *380 McGovern was still qualified to treat patients and offer expert testimony. Smith then argued that questioning on the disciplinary action would confuse and mislead the jury about the merits of the case, which involved the narrow issue of whether Smith’s workplace injury caused her need for knee replacement surgery. Therefore, Smith contended that the probative value of the consent order and disciplinary action was substantially outweighed by their prejudicial effect.

The trial judge ruled that

[i]t appears to this [cjourt that the probative value of going into the disciplinary action against Dr. McGovern is outweighed by the prejudicial effect of the possible confusion of the jury. However, there’s no question in my mind that the question about the status of his license, that should be asked.
Now, how far that question is allowed to go will depend on the answers Dr. McGovern gives. If I understand from the written submissions, Dr. McGovern’s license is authorized only in the case that he obey the terms of the consent order.

Thus, the trial judge granted, in part, Smith’s “Motion In Limine to Exclude Certain Testimony from Kevin McGovern, M.D.” and excluded the portions of Dr. McGovern’s de bene esse deposition that referenced the disciplinary charges against him. She, however, allowed “the Defense to introduce the consent order showing that there are restrictions on [Dr. McGovern’s] license.” In response, Smith asked that the admission of the consent order “be limited to the conclusions of law and the order that sets forth the conditions in [Dr. McGovern’s] probation” rather than the whole consent order which details the facts of each disciplinary charge against Dr. McGovern. The trial judge agreed with Smith and limited the submission of the consent order to the last six pages, excluding the first seventeen pages of the order. The last six pages of the consent order begin with the Board’s “Conclusions of Law,” which state:

Based on the foregoing Findings of Fact, the Board concludes as a matter of law that [Dr. McGovern’s] actions and *381

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Cite This Page — Counsel Stack

Bluebook (online)
144 A.3d 682, 449 Md. 371, 2016 Md. LEXIS 505, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-delaware-north-companies-md-2016.