Smith v. Commonwealth

41 S.W.3d 458, 2001 Ky. App. LEXIS 35, 2001 WL 282703
CourtCourt of Appeals of Kentucky
DecidedMarch 23, 2001
Docket1999-CA-001924-MR
StatusPublished
Cited by9 cases

This text of 41 S.W.3d 458 (Smith v. Commonwealth) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Commonwealth, 41 S.W.3d 458, 2001 Ky. App. LEXIS 35, 2001 WL 282703 (Ky. Ct. App. 2001).

Opinion

OPINION

COMBS, Judge.

Randall Smith appeals from the judgment of the Knox Circuit Court convicting him of second-degree unlawful transaction with a minor (Kentucky Revised Statutes (KRS) 580.065) and sentencing him to serve three and one-half years in the penitentiary. Smith argues that he was entitled to a directed verdict of acquittal. Our review of the record does not support that contention. Thus, we affirm.

On the morning of December 4, 1998, Smith, a school bus driver, was alleged to have allowed four of his teenaged passengers to remain on the bus instead of attending school. He then took the students — all boys — to his own house, where he provided them with beer and marijuana. Smith later drove the four students to Corbin and bought them something to eat. Meanwhile, the mother of one of the truants, fourteen-year-old D.B.R., received a phone call from the school informing her that her son was not at school. That evening, after D.BR. told his mother about the events of the day, she took him to the Knox County Hospital, where blood and urine tests were conducted indicating the presence of marijuana metabolites.

On February 12, 1999, Smith was indicted on one count of unlawful transaction with a minor in the second degree; he was tried by a jury on June 14, 1999. Several witnesses, including the four juveniles, testified about the events of December 4, 1998. Smith did not testify. In her closing argument, Smith’s counsel argued that discrepancies in the testimony should convince the jury that the four students had never been in Smith’s home and that their explanations for their whereabouts on the day of the alleged crime were fabricated. Nevertheless, the jury found Smith guilty, and on August 6, 1999, he was sentenced to serve three and one-half years in prison according to the jury’s recommendation. This appeal followed.

Smith raises two arguments in support of his contention that he was entitled to a directed verdict. First, he insists that in order to be guilty of the crime proscribed in KRS 580.065, a person must induce a minor to commit a felony-not a mere misdemeanor. We have found no such provision in the statute, which reads as follows:

(1) A person is guilty of unlawful transaction with a minor in the second degree when he knowingly induces, assists, or causes a minor to engage in illegal controlled substances activity involving marijuana, illegal gambling activity, or any other criminal activity constituting a felony.

Smith argues that the participial phrase at the end of the sentence, “constituting a felony,” modifies all three types of acts prohibited in the statute. Under his interpretation of the statute, only those marijuana and gambling activities constituting felonies as opposed to misdemeanors could satisfy the elements of KRS 580.065. We agree that the Commonwealth has correctly construed the grammar and punctuation of the language resulting in a different interpretation. Each of the three prohibited behaviors is set off by commas; the conjunction or precedes the last offense. Thus, the activities are disjunctive and separate from one another. Furthermore, the participial phrase at the very end of the definition, “constituting a felony,” is not preceded by a comma — a grammatical *460 fact that renders it restrictive in nature modifying only the noun (i.e., the criminal activity) immediately preceding it — vastly enlarging the scope of forbidden criminal activity to encompass far more than the marijuana use or gambling enterprises discussed above.

Smith also argues that an expansive interpretation of KRS 530.065 is warranted because

there is no rational reason why a person should be punished as a felon under KRS 530.065 for inducing a minor to engage in drug or gambling activity that was a misdemeanor and therefore would be covered by KRS 530.070.

In any discussion of statutory interpretation, we begin with the principle that “our duty is to ascertain and give effect to the intent” of the Legislature. Beckham v. Board of Education of Jefferson County, Ky., 873 S.W.2d 575, 577 (1994). In so doing, it is not our function “to add or subtract from the legislative enactment nor discover meaning not reasonably ascertainable from the language used.” Id. We are directed to follow the clear language of the statute (Lydic v. Lydic, Ky.App., 664 S.W.2d 941, 943 (1983)) and when “plain and unambiguous” words are employed, we must apply those terms “without resort to any construction or interpretation.” Terhune v. Commonwealth, Ky.App., 907 S.W.2d 779, 782 (1995). We find KRS 530.065 to be clear on its face and not susceptible of interpretation — especially not the extreme interpretation argued by Smith.

However, even if the statute were amenable to interpretation, we cannot accept Smith’s argument that the Legislature intended to include within its parameters only those persons who induce minors to engage in felonious marijuana or gambling activities. KRS 530.065 is part of a rather comprehensive, three-part statutory scheme to punish those who induce or assist minors to engage in a variety of illegal acts. The scheme begins with KRS 530.064, which proscribes unlawful transaction with a minor in the first degree. Pursuant to that statute, a person can be convicted of a Class A, B, or C felony-depending on the age of the minor-for “knowingly indue[ing], assisting], or causing] a minor to engage in illegal sexual activity, or in illegal controlled substances activity other than activity involving marijuana....”

A violation of the statute under which Smith was convicted constitutes a Class D felony. KRS 530.065(2). As discussed earlier, this statute expands upon the activities covered by KRS 530.064; it is within the “second” tier, setting forth the elements of unlawful transaction with a minor in the second degree. KRS 530.065

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Cite This Page — Counsel Stack

Bluebook (online)
41 S.W.3d 458, 2001 Ky. App. LEXIS 35, 2001 WL 282703, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-commonwealth-kyctapp-2001.