Smith v. Carvajal

CourtDistrict Court, N.D. Texas
DecidedSeptember 1, 2021
Docket3:20-cv-02062
StatusUnknown

This text of Smith v. Carvajal (Smith v. Carvajal) is published on Counsel Stack Legal Research, covering District Court, N.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Carvajal, (N.D. Tex. 2021).

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF TEXAS DALLAS DIVISION CALEB SMITH, § § Plaintiff, § § v. § CIVIL ACTION NO. 3:20-CV-2062-B § MICHAEL CARVAJAL, KRISTIN § ZOOK, and UNITED STATES OF § AMERICA, § § Defendants. § MEMORANDUM OPINION AND ORDER Before the Court are a motion to dismiss (Doc. 13) filed by the Government and a motion to dismiss (Doc. 15) filed by Defendants Michael Carvajal and Kristin Zook.1 For the reasons that follow, the Court GRANTS the motions and DISMISSES Plaintiff Caleb Smith’s amended complaint (Doc. 12). I. BACKGROUND2 On February 26, 2016, Smith was sentenced to 235 months of imprisonment and three years of supervised release after he pleaded guilty to conspiracy to possess with intent to distribute methamphetamine. J. at 1–4, United States v. Smith, No. 4:15-CR-0214-A-2 (N.D. Tex. Feb. 28, 1 For simplicity’s sake, this Order refers to Carvajal and Zook, together, as “the Individual Defendants” and refers to Carvajal, Zook, and the Government, collectively, as “Defendants.” 2 The Court derives the factual background from Plaintiffs’ Amended Complaint (Doc. 12) and from matters of public record. See Norris v. Hearst Tr., 500 F.3d 454, 461 n.9 (5th Cir. 2007) (citation omitted). For purposes of this Order, the Court takes all of Smith’s factual assertions as true. See In re Katrina Canal Breaches Litig., 495 F.3d 191, 205 (5th Cir. 2007) (citation omitted). - 1 - 2016), ECF No. 60; Doc. 12, Am. Compl., ¶ 9. Smith, who is thirty-six years old, is currently incarcerated at Seagoville Federal Correctional Institution (FCI), with a statutory release date of November 4, 2031.3

In April 2020, near the onset of the COVID-19 pandemic in the United States, Smith filed a motion for compassionate release in the court that sentenced him—the district court for the Northern District of Texas, Fort Worth Division—citing “serious or life[-]threatening complications if he contracts COVID-19” as the basis for his requested release. Mot. at 2, United States v. Smith, No. 4:15-CR-0214-A-2 (N.D. Tex. Apr. 15, 2020), ECF No. 93. The court denied Smith’s motion because he failed to exhaust his administrative remedies. Order at 1, United States v. Smith, No. 4:15-CR-0214-A-2 (N.D. Tex. Apr. 15, 2020), ECF No. 94; Final J. at 1, United States v. Smith, No.

4:15-CR-0214-A-2 (N.D. Tex. Apr. 15, 2020), ECF No. 95. Smith claims to suffer from “severe asthma” and to be “highly prone to pneumonia,” and alleges that these conditions make him “susceptib[le] to complications and death” should he contract COVID-19. Doc. 12, Am. Compl. ¶ 9. Smith argues that the “growing spread” of COVID-19 and rising “death count” in Texas “have put [him] at an even greater risk.” Id. ¶ 10. Moreover, Smith notes that “[i]n prisons[,] inmates are held in tight quarters and have trouble practicing social

distancing” or implementing “other counter measures to stop the spread of” COVID-19. Id. On July 5, 2020, Smith was diagnosed with COVID-19. Id. ¶ 11. Since his diagnosis, Smith suffers from “fluid in [his] lung[,] . . . a hacking cough, shortness of breath, [inability to smell or taste], and body aches among other symptoms.” Id. Smith claims that “[t]here are indications that C[OVID]-19 immunity

3 The Court derives this information from the Bureau of Prisons (BOP)’s Inmate Locator, available at https://www.bop.gov/inmateloc/ (last accessed August 26, 2021). - 2 - wears off” and that he is thus “not guaranteed protection from reinfection.” Id. ¶ 12. On April 13, 2020, and July 3, 2020, Smith’s counsel notified Zook4—the Warden of Seagoville FCI—of the “medical situation involving” Smith. Doc. 12, Am. Compl., ¶ 16.

Additionally, through his counsel, Smith sent three additional letters to Zook and Carvajal—the Director of the Federal Bureau of Prisons (BOP)—dated July 9, 2020, July 19, 2020, and July 29, 2020, “alerting them to the situation[.]” Id. ¶¶ 13–15. Zook and Carvajal did not respond to these letters. Id. On August 4, 2020, Smith filed a complaint (Doc. 1) in this Court against the Individual Defendants and subsequently amended his complaint on February 23, 2021. See generally Doc. 12, Am. Compl. In his amended complaint, Smith asserts “a claim against [the Individual] Defendants

for their deliberately indifferent, negligent, and grossly negligent medical care related to C[OVID]-19.” Id. ¶ 20 (footnote omitted). Smith also asserts a claim against the Individual Defendants for damages under Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388 (1971). Id. ¶ 19. Smith requests thirteen categories of damages, as well as “any other such relief as is deemed just and proper.” Id. ¶ 21. By a notice filed on February 2, 2021, the Government substituted itself for the Individual

Defendants, pursuant to the Westfall Act. Doc. 8, Gov’t’s Notice. Defendants filed their motions to dismiss (Docs. 13 & 15) on March 9, 2021. The motions have been fully briefed and are ripe for review.

4 Smith’s complaint misidentifies Zook as “Kristi Ciolli.” Doc. 12, Am. Compl., ¶ 6; Doc. 15, Individual Defs.’ Mot., 1 n.1. - 3 - II. LEGAL STANDARD A. Federal Rule of Civil Procedure 12(b)(1)

“Federal courts are courts of limited jurisdiction.” Stockman v. Fed. Election Comm’n, 138 F.3d 144, 151 (5th Cir. 1998). For that reason, they can adjudicate claims only when subject matter jurisdiction is expressly conferred by the Constitution and federal statute. Id. “Federal Rule of Civil Procedure 12(b)(1) provides the vehicle through which” a party may challenge federal jurisdiction. Armstrong v. Tygart, 886 F. Supp. 2d 572, 584 (W.D. Tex. 2012) (citations omitted). “A Rule 12(b)(1) motion can mount either a facial or factual challenge.” MacKenzie v. Castro, 2016 WL 3906084, at *2 (N.D. Tex. July 19, 2016). A facial challenge occurs “when a party files a

Rule 12(b)(1) motion without including evidence.” Id. A factual challenge, by contrast, occurs when a party supports its Rule 12(b)(1) motion with evidence. Id. In both cases, the burden of proof “is on the party asserting jurisdiction.” Ramming v. United States, 281 F.3d 158, 161 (5th Cir. 2001) (per curiam). Yet that is no high bar: “[I]t is extremely difficult to dismiss a claim for lack of subject matter jurisdiction.” Santerre v. AGIP Petrol. Co., 45 F. Supp. 2d 558, 566 (S.D. Tex. 1999) (quoting Garcia v. Copenhaver, Bell & Assocs., 104 F.3d 1256,

1260 (11th Cir. 1997)). In reviewing a facial challenge, courts consider just “the allegations in the complaint because they are presumed to be true.” Paterson v. Weinberger, 644 F.2d 521, 523 (5th Cir. 1981). But this is a factual challenge. Plaintiffs enjoy no presumption of truthfulness here. See Williamson v. Tucker, 645 F.2d 404, 412–13 (5th Cir. 1981). Instead, they must “prove subject matter jurisdiction by a preponderance of the evidence.” MacKenzie, 2016 WL 3906084, at *2 (citing Paterson, 644 F.2d at - 4 - 523). To that end, each party may submit affidavits, testimony, and other evidentiary materials in support of their positions. Paterson, 644 F.3d at 523. B. Federal Rule of Civil Procedure

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Bluebook (online)
Smith v. Carvajal, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-carvajal-txnd-2021.