Smillie v. Greiner

82 F. App'x 45
CourtCourt of Appeals for the Second Circuit
DecidedOctober 28, 2003
DocketDocket Nos. 01-2778(L), 02-2023(CON) and 02-2225(CON)
StatusPublished

This text of 82 F. App'x 45 (Smillie v. Greiner) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smillie v. Greiner, 82 F. App'x 45 (2d Cir. 2003).

Opinion

SUMMARY ORDER

Petitioners Andrew Smillie, James Daughtry, and Ivan Rennie, co-defendants at trial, who are currently serving sentences for convictions of various crimes, appeal the denial of their joint habeas petitions under 28 U.S.C. § 2254 by the District Court of the Eastern District of New York (Raggi, J.). The district court granted a Certificate of Appealability on two of petitioners’ claims: one alleging a violation of their Sixth Amendment right to a public trial because the state court ordered the court fully closed during the testimony of an informant and an undercover police officer; and another alleging a violation of the requirements of Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986), claiming that the prosecution exercised peremptory challenges in a racially discriminatory manner. We review the district court’s denial of a petition for a writ of habeas corpus de novo. See Jones v. Vacco, 126 F.3d 408, 413 (2d Cir.1997). In doing so here, we conclude that the district court properly held that the state court’s decisions were not contrary to or unreasonable applications of federal law as established by the United States Supreme Court, and affirm the judgment of the district court.

DISCUSSION

I. The Closure Claim

With regard to the closure issue, we very recently clarified this area of law in two published opinions addressing a defendant’s right to a public trial. See Yung v. Walker, 341 F.3d 104, 110-11 (2d Cir. 2003); Sevencan v. Herbert, 342 F.3d 69, 74 (2d Cir.2003). Because these decisions control the merits of petitioners’ claims, there is no need to address whether the claims have been waived or procedurally barred.

At issue are two separate decisions the state court made after required hearings, pursuant to People v. Hinton, 31 N.Y.2d 71, 334 N.Y.S.2d 885, 286 N.E.2d 265 (N.Y. 1972), to determine the propriety and scope of the proposed courtroom closure. Under the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), we may overturn a state court adjudication only if it “resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States.” 28 U.S.C. § 2254(d)(1). “We must presume the state court’s factual findings to be correct and may overturn those findings only if petitioner[s] offer[] clear and convincing evidence of their incorrectness.” Yung, 341 F.3d at 109 (citing 28 U.S.C. § 2254(e)). In Yung, we clarified that application of our pre-AEDPA decision in Vidal v. Williams, 31 F.3d 67 (2d Cir.1994), which adopted a specialized standard for the exclusion of family members in this circuit, cannot be reconciled with the Supreme [47]*47Court’s holding in Williams v. Taylor, 529 U.S. 362, 412, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000), that under AEDPA only Supreme Court precedent is relevant to the inquiry at hand. See Yung, 341 F.3d at 110; Sevencan, 342 F.3d at 74-75. Therefore, Waller v. Georgia, 467 U.S. 39, 104 S.Ct. 2210, 81 L.Ed.2d 31 (1984), not Vidal, provides the guiding test. Yung, 341 F.3d at 111. Because both state court decisions conformed to Waller, neither exclusion violated appellants’ right to a public trial.

In Waller, the Supreme Court held that before public access to a courtroom in a criminal case may be restricted, “[ (1) ] the party seeking to close the hearing must advance an overriding interest that is likely to be prejudiced, [ (2) ] the closure must be no broader than necessary to protect that interest, [ (3) ] the trial court must consider reasonable alternatives to closing the proceeding, and [ (4) ] [the court] must make findings adequate to support the closure.” 467 U.S. at 48. Yung requires us to apply the “more general teachings of Waller” even when reviewing the exclusion of family members. Yung, 341 F.3d at 111.

The trial court’s decision to exclude everyone from the courtroom during the testimony of a confidential informant (“Cl”) comported with Waller’s parameters and was not “unreasonable” in its application: (1) The prosecutor advanced an “overriding interest” that was “likely to be prejudiced” by a public hearing-the safety of the Cl. (2) The closure was “no broader than necessary to protect that interest,” as it occurred solely during the Cl’s and an undercover officer’s testimony. See Sevencan, 342 F.3d at 76.(3) The trial court satisfied its obligation to consider reasonable alternatives; in any event, where “[n]o additional alternatives [a]re suggested by any party, ... trial judges ha[ve] no obligation to consider additional alternatives sua sponte. ” Ayala v. Speckard, 131 F.3d 62, 72 (2d Cir.1997) (in banc). And, (4) the court made an explicit finding about the threats on the Cl’s life and family.

The second closure-this time for an undercover police officer’s (“UC-1028”) testimony-also comported with Waller. (1) The prosecutor advanced an “overriding interest” that was “likely to be prejudiced” by a public hearing-protecting both the life and usefulness of UC-1028. (2) The closure was also “no broader than necessary to protect that interest,” as it occurred solely during the Cl’s and UC-1028’s testimony. See Sevencan, 342 F.3d at 76. Moreover, transcripts of the testimony were available to the public, and the trial court did not seal the courtroom for other law enforcement officer testimony, indicating the exercise of discretion in closure. See Ayala, 131 F.3d at 69-72.(3) The trial court considered reasonable alternatives; in any event, no alternatives were offered by the parties and the trial court need not have considered any sua sponte. See id. at 72. Finally, because the court made an explicit finding about UC-1028’s life and family, prong (4) is satisfied on the record before us. We are presented with no clear and convincing evidence of the incorrectness of the state court actions, as required for reversal under AEPDA.

While Waller plainly provides no relief on appellants’ general closure claim, they further assert that the exclusion of them families required a special standard and a specialized finding by the trial court. However, Yung and Sevencan hold that Waller, rather than cases from this circuit, supplies the standard by which all courtroom closures are to be judged. Because

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Waller v. Georgia
467 U.S. 39 (Supreme Court, 1984)
Batson v. Kentucky
476 U.S. 79 (Supreme Court, 1986)
Williams v. Taylor
529 U.S. 362 (Supreme Court, 2000)
United States v. Horacio Alvarado
923 F.2d 253 (Second Circuit, 1991)
United States v. Diaz
176 F.3d 52 (Second Circuit, 1999)
People v. Hinton
286 N.E.2d 265 (New York Court of Appeals, 1972)
Ayala v. Speckard
131 F.3d 62 (Second Circuit, 1997)

Cite This Page — Counsel Stack

Bluebook (online)
82 F. App'x 45, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smillie-v-greiner-ca2-2003.