Smart Study Co., LTD v. Shenzhenshixindajixieyouxiangongsi

CourtCourt of Appeals for the Second Circuit
DecidedDecember 18, 2025
Docket24-313
StatusPublished

This text of Smart Study Co., LTD v. Shenzhenshixindajixieyouxiangongsi (Smart Study Co., LTD v. Shenzhenshixindajixieyouxiangongsi) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smart Study Co., LTD v. Shenzhenshixindajixieyouxiangongsi, (2d Cir. 2025).

Opinion

24-313 Smart Study Co., LTD v. Shenzhenshixindajixieyouxiangongsi

United States Court of Appeals For the Second Circuit

August Term 2024

Submitted: February 5, 2025 Decided: December 18, 2025

No. 24-313

SMART STUDY CO., LTD,

Plaintiff-Appellant,

ABC,

Plaintiff,

v.

SHENZHENSHIXINDAJIXIEYOUXIANGONGSI, CHANGGESSHANGMAOYOUXIANGONGSI,

Defendants-Appellees,

DEF, HAPPY PARTY-001, TUOYI TOYS, SALIMHIB-US, GEGEONLY, NA-AMZ001, LICHE CUPCAKE STAND, BEIJINGKANGXINTANGSSHANGMAOYOUXIANGONGSI, QINGSHU, CKYPEE, WCH-US, THEGUARD, SUJIUMAISUSU, MARY GOOD SHOP, HEARTLAND GO, BLUE VIVI, TOPIVOT, IVYUN, SMSCHHX, NAGIWART, XUANNINGSHANGWU, QT-US, LADYBEETLE, SUNNYLIFYAU, XUEHUA INC, TONGMUMY, WONDERFUL MEMORIES, KANGXINSHENG1, ACUTEYE-US, NUOTING, TELIKE, HAOCHENG-TRADE, YAMMO202, UNE PETITE MOUETTE, JOYSAIL, XUIYUI7I, ZINGON US, HAITING$, YONGCHUNCHENGQINGMAOYIYOUXIANGONGSI, HUIBI- US, FAMING, BONUSWEN, APZNOE-US, DAZZPARTY, SMASSY US, DAFA INTERNATIONAL, YICHENY US, YLILILY, WOW GIFT, GAIFEI TRADE CO LTD., JYOKER- US1, SAM CLAYTONDDG, CITIHOMY, WEN MIKE, YOOFLY, SENSIAMZ BACKDROP, VETERANS CLUB,

Defendants.

Appeal from the United States District Court for the Southern District of New York No. 21-cv-5860, Gregory H. Woods, Judge.

Before: PARKER, SULLIVAN, and BIANCO, Circuit Judges.

Plaintiff Smart Study Co., Ltd. (“Smart Study”), a global entertainment company that owns trademarks associated with the hit song “Baby Shark,” appeals from a judgment of the district court (Woods, J.) dismissing two China- based defendants alleged to have manufactured or sold counterfeit Baby Shark products. The district court found that service on the defendants by email violated the Convention on Service Abroad of Judicial and Extrajudicial Documents in Civil and Commercial Matters, Nov. 15, 1965 (the “Hague Service Convention” or “the Convention”), 20 U.S.T. 361, T.I.A.S. No. 6638, and therefore was not permitted under Federal Rule of Civil Procedure 4(f). We agree with the well-reasoned decision of the district court on this issue of first impression and conclude that the Hague Service Convention does not permit email service on the China-based defendants. We therefore AFFIRM the judgment of the district court dismissing defendants from the case for lack of proper service.

AFFIRMED.

Ashly E. Sands, Kerry B. Brownlee, Jason M. Drangel, Danielle S. Futterman, Epstein

2 Drangel LLP, New York, NY, for Plaintiff- Appellant.

Justin R. Gaudio, Amy C. Ziegler, Greer, Burns & Crain, LTD, Chicago, IL, for Amici Curiae, The Toy Association, Inc., Juvenile Products Manufacturers Association, Inc., and Halloween Industry Association, Inc., in support of Plaintiff- Appellant.

RICHARD J. SULLIVAN, Circuit Judge:

Plaintiff Smart Study Co., Ltd. (“Smart Study”), a global entertainment

company that owns trademarks associated with the hit song “Baby Shark,”

appeals from a judgment of the district court (Woods, J.) dismissing two China-

based defendants it claims manufactured or sold counterfeit Baby Shark products.

The district court found that service on the defendants by email violated the

Convention on Service Abroad of Judicial and Extrajudicial Documents in Civil

and Commercial Matters, Nov. 15, 1965 (the “Hague Service Convention” or “the

Convention”), 20 U.S.T. 361, T.I.A.S. No. 6638, and therefore was not permitted

under Federal Rule of Civil Procedure 4(f). We agree with the well-reasoned

decision of the district court on this issue of first impression and conclude that the

Hague Service Convention does not permit email service on the China-based

defendants. We therefore AFFIRM the judgment of the district court.

3 I. BACKGROUND

A. The Hague Service Convention.

In November 1965, representatives from the United States and twenty-two

other countries met at The Hague to develop an international agreement that

would “simplify, standardize, and generally improve the process of serving

documents abroad.” Water Splash, Inc. v. Menon, 581 U.S. 271, 273 (2017). The

resulting treaty, commonly referred to as the “Hague Service Convention,” was

ratified by the United States in 1969 and has governed service on foreign

defendants in signatory countries ever since. See Volkswagenwerk Aktiengesellschaft

v. Schlunk, 486 U.S. 694, 699 (1988). Today, over eighty-five countries have signed

onto the Convention. See Hague Conference on Private International Law, Status

Table, https://perma.cc/BD22-AV8P (last visited Sept. 24, 2025).

The Hague Service Convention’s “primary innovation” was to “require[]

each state to establish a central authority to receive requests for service of

documents from other countries.” Schlunk, 486 U.S. at 698. That central authority

must then “serve the documents by a method prescribed by the internal law of the

receiving state or by a method designated by the requester and compatible with

that law.” Id. at 699; see also Hague Service Convention, Art. 5. As a practical

matter, there are often significant delays in effectuating service in this manner,

4 particularly on China-based defendants. See, e.g., Zobay v. MTN Grp. Ltd., No. 21-

cv-3505 (VMS), 2024 WL 4664675, at *7 (E.D.N.Y. Sept. 30, 2024) (describing two-

year delay and over $53,000 in expenses before Chinese authorities informed

plaintiff that they would not effect service against the state-owned defendants);

Schluter Sys., L.P. v. Sanven Corp., No. 22-cv-155 (TJM/CFH), 2023 WL 130888, at *2

(S.D.N.Y. Jan. 6, 2023) (describing similar two-year delay). China has designated

its Ministry of Justice as its central authority for purposes of receiving service

requests under the Convention, see Guangjian Tu, Service of Process (Documents) in

International Civil and Commercial Proceedings: A Critical Review of the Chinese

Approach, 13 Chinese J. Int’l L. 577, 588–90 (2014), but service of process through

the Ministry of Justice can be “slow, if not impossible,” Jesse M. Fried & Ehud

Kamar, China and the Rise of Law-Proof Insiders, 48 J. Corp. L. 215, 230 (2023). Service

may “take months or years,” and “[i]n some cases, the Chinese bureaucracy simply

refuses to cooperate.” Id. (characterizing China’s Ministry of Justice as “[t]he Great

Legal Wall of China”).

The Convention provides several alternatives to service through a foreign

country’s central authority. For example, Article 8 permits service through

“diplomatic or consular agents.” And Article 10, for its part, allows service by

5 “judicial officers, officials[,] or other competent persons of the State of origin . . .

through the judicial officers, officials[,] or other competent persons of the State of

destination” – that is, the place where service is being attempted – so long as that

state “does not object.” The Supreme Court has interpreted Article 10(a) to permit

service by mail if the receiving country “has not objected” and “service by mail is

authorized under otherwise-applicable law.” Water Splash, Inc., 581 U.S. at 284.

Article 11 of the Convention further permits states to enter bilateral agreements to

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Related

Mullane v. Central Hanover Bank & Trust Co.
339 U.S. 306 (Supreme Court, 1950)
Volkswagenwerk Aktiengesellschaft v. Schlunk
486 U.S. 694 (Supreme Court, 1988)
United States v. Aris Maria, AKA Luis A. Rivera
186 F.3d 65 (Second Circuit, 1999)
John Thompson v. Victor Maldonado
309 F.3d 107 (Second Circuit, 2002)
Water Splash, Inc. v. Menon
581 U.S. 271 (Supreme Court, 2017)
Elobied v. Baylock
299 F.R.D. 105 (E.D. Pennsylvania, 2014)
Sulzer Mixpac AG v. Medenstar Industries Co.
312 F.R.D. 329 (S.D. New York, 2015)
Kaplan v. Bank Saderat PLC
77 F.4th 110 (Second Circuit, 2023)

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