Small v. Secretary of Health and Human Services

CourtUnited States Court of Federal Claims
DecidedDecember 2, 2019
Docket15-478
StatusPublished

This text of Small v. Secretary of Health and Human Services (Small v. Secretary of Health and Human Services) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Small v. Secretary of Health and Human Services, (uscfc 2019).

Opinion

REISSUED FOR PUBLICATION DEC 2 2019 OSM U.S. COURT OF FEDERAL CLAIMS In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 15-478V Filed: November 1, 2019 PUBLISHED

ADINA SMALL, Special Master Horner Petitioner, v. Dismissal; Ruling on the Written Record; Influenza (flu) Vaccine; SECRETARY OF HEALTH AND Shoulder Injury Related to Vaccine HUMAN SERVICES, Administration; SIRVA; Injection Injury; Direct Nerve Trauma Respondent.

Ronald Craig Homer, Conway, Homer, P.C., Boston, MA, for petitioner. Lynn Christina Schlie, U.S. Department of Justice, Washington, DC, for respondent.

DECISION 1 On May 11, 2015, petitioner, Adina Small, filed a petition under the National Childhood Vaccine Injury Act, 42 U.S.C. § 300aa-10-34 (2012), 2 alleging that she suffered a Shoulder Injury Related to Vaccine Administration or “SIRVA” caused-in-fact by her February 12, 2013 influenza (“flu”) vaccination. A SIRVA is a musculoskeletal, rather than neurological, injury manifesting as shoulder pain and reduced range of motion. E.g. 42 C.F.R. §100.3(c)(10). Subsequently, however, although she did not amend her petition, petitioner later submitted expert opinion indicating that petitioner’s shoulder injury was a direct result of a nerve injury. For the reasons set forth below, I conclude that petitioner is not entitled to an award of compensation under either theory.

1 Because this decision contains a reasoned explanation for the special master’s action in this case, it will be posted on the United States Court of Federal Claims’ website in accordance with the E-Government Act of 2002. See 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services). This means the decision will be available to anyone with access to the Internet. In accordance with Vaccine Rule 18(b), petitioner has 14 days to identify and move to redact medical or other information the disclosure of which would constitute an unwarranted invasion of privacy. If the special master, upon review, agrees that the identified material fits within this definition, it will be redacted from public access. 2Throughout this decision all references to “§ 300aa-“ refer to specific sections of the Vaccine Act at 42 U.S.C. § 300aa-10-34.

1 I. Procedural History As noted above, petitioner commenced this action on May 11, 2015, alleging that she suffered a SIRVA in her left shoulder that was caused-in-fact by her February 12, 2013 flu vaccination. (ECF No. 1.) Based on the allegations in the petition, the case was assigned to the Special Processing Unit (“SPU”). (ECF No. 5.) The SPU “is designed to expedite the processing of claims that have historically been resolved without extensive litigation.” (Id. at 1.) Cases assigned to the SPU remain on the Chief Special Master’s docket. 3

Initially, petitioner supported her petition with medical records marked as Exhibits 1-14 and affidavits marked Exhibits 15-17. (ECF Nos. 6-8.) A statement of completion was filed on May 18, 2015. (ECF No. 9.)

Respondent filed a Rule 4 Report on September 15, 2015. (ECF No. 16.) Respondent recommended against compensation, noting (1) there is no contemporaneous medical documentation demonstrating that petitioner received the flu vaccination in her left arm; (2) petitioner received both a vaccine covered by this program (flu) and a non-covered vaccine (shingles) at the same time and the vaccination record does not identify the site of either vaccination; (3) petitioner did not report her alleged vaccine-caused shoulder pain until ten months after her vaccination despite seeing her primary care doctor twice during that period; (4) petitioner had a years-long history of recurring neck pain radiating to both extremities; and (5) petitioner was diagnosed by a neurologist as having neuritis, which is not consistent with SIRVA. (Id. at 8-9.)

Within the SPU, the Chief Special Master held a Rule 5 status conference 4 to provide the parties with her preliminary assessment. (ECF No. 24.) The Chief Special Master preliminarily found preponderant evidence that petitioner received her February 12, 2013 flu vaccine in her left arm and that her flu vaccine was a more likely cause of her injury than her shingles vaccine. (Id. at 1-2.) She also noted that petitioner had provided evidence of an extenuating circumstance that could explain petitioner’s delay in seeking treatment. (Id. at 2.) For this reason, she felt that respondent maintained litigative risk, suggesting an onset ruling could potentially favor petitioner. (Id.) Nonetheless, the Chief Special Master cautioned that petitioner also maintained litigative risk due to her diagnosis of neuritis, her history of cervical pain, and references in her medical records to a possible lifting injury. (Id.)

3At the time this petition was filed, the Chief Special Master was Denise Vowell. (ECF Nos. 4-5.) However, shortly after the case was filed, Nora Beth Dorsey became Chief Special Master and the case was reassigned to her docket. (ECF No. 14.)

4 Vaccine Rule 5 provides that following respondent’s filing of his report setting forth his position regarding entitlement (in accordance with Vaccine Rule 4), the special master may hold a status conference to “(1) afford the parties an opportunity to address each other’s position; (2) review the materials submitted and evaluate the parties’ respective positions; and (3) present tentative findings and conclusions.” Vaccine Rule 5(a). Such findings are not final; rather, the conference allows the special master the opportunity to “issue a scheduling order outlining the necessary proceedings for resolving the issues presented in the case.” Vaccine Rule 5(b).

2 Following the Chief Special Master’s review, respondent confirmed that he intended to continue defending the case. (ECF No. 26.) As a result, the case was removed from the SPU and reassigned to Special Master Millman on April 27, 2016. (ECF No. 28.)

On May 17, 2016, Special Master Millman held a status conference with the parties in which she reviewed petitioner’s medical records and concluded that petitioner did not suffer a SIRVA, but agreed to allow petitioner the opportunity to file an expert report from a neurologist. (ECF Nos. 29, 31.) In a subsequent status report, however, petitioner expressed concern that Special Master Millman’s impression of the case was in contrast to the Chief Special Master’s prior preliminary findings which were suggestive of a SIRVA. (ECF No. 30.)

On June 29, 2016, Special Master Millman issued an order addressing petitioner’s concern and explaining at length why petitioner’s injury does not constitute a SIRVA. (ECF No. 31.) Following a comprehensive review of the medical records, Special Master Millman disagreed with the Chief Special Master’s tentative conclusion regarding onset. (Id. at 2, 7.) She also stressed, as the Chief Special Master had observed, that petitioner’s injury had been treated by a neurologist as a nerve injury rather than a musculoskeletal injury. (Id. at 2-3.) She recommended that petitioner either dismiss her claim or provide an opinion by a neurology expert supporting her claim. (Id. at 7.)

Subsequently, on August 23, 2016, petitioner filed a letter from her treating neurologist, Nicholas Szumski, M.D., marked as Exhibit 18. (ECF No. 33.) Dr. Szumski indicated that petitioner experienced a nerve injury to the lateral cutaneous nerve of the arm directly caused by her injection which led indirectly to “frozen shoulder.”5 (Ex.

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Small v. Secretary of Health and Human Services, Counsel Stack Legal Research, https://law.counselstack.com/opinion/small-v-secretary-of-health-and-human-services-uscfc-2019.