Small v. Horn

722 A.2d 664, 554 Pa. 600, 1998 Pa. LEXIS 2720
CourtSupreme Court of Pennsylvania
DecidedDecember 23, 1998
Docket79 M.D. Appeal Dkt. 1998
StatusPublished
Cited by136 cases

This text of 722 A.2d 664 (Small v. Horn) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Small v. Horn, 722 A.2d 664, 554 Pa. 600, 1998 Pa. LEXIS 2720 (Pa. 1998).

Opinion

OPINION

SAYLOR, Justice.

This is a direct appeal from an order of the Commonwealth Court sustaining preliminary objections of the Department of Corrections in an action by inmates confined in a state prison, who seek to invalidate the Department’s revocation of their permission to wear civilian clothing.

In 1978 the United States District Court for the Eastern District of Pennsylvania approved a consent decree (the “Decree”) entered into by the Department of Corrections (“Department”) and a court-certified plaintiff class known as the Imprisoned Citizens Union. Under the Decree, the Department was required to permit prisoners to wear civilian clothing when housed in the general population, subject to the right to impose reasonable regulations with respect to prisoner clothing based on safety, sanitary and security considerations. The district court subsequently terminated the Decree on April 27, 1998, after Congress, in 1996, passed the Prison Litigation Reform Act. 1

The official regulations governing state correctional institutions and facilities are published at 37 Pa.Code §§93.1 — 93.13. The latest revision of these regulations was promulgated in 1984, in accordance with the notice and comment requirements of the Commonwealth Documents Law, 45 P.S. §§1102-1602 (“Documents Law”), and the regulatory oversight provisions of the Regulatory Review Act, 71 P.S. §§745.1-745.15 (“Review *605 Act”). The regulations are silent on inmate clothing, stating only that “those items listed on the current Catalogue Purchase list may be purchased [by family and friends].” 37 Pa.Code §93.4(b).

Prior to 1997, the Department’s policy on prisoner clothing was set forth in a Department directive issued in accordance with the Consent Decree, and known as “DC-ADM 815.” This directive listed numerous items of civilian clothing that prisoners could either purchase from outside vendors, such as Sears or J.C. Penney’s, or have family members bring to them.

On February 26, 1997, the Department amended DC-ADM 815 by issuing two new bulletins. The first one, DC-ADM 815-4, provides a restricted list of garments that inmates are allowed to purchase; these items are more in the nature of prison uniforms than civilian attire. The second bulletin, DC-ADM 815-5, states that effective November 27, 1997, all nonconforming apparel must be removed from the prisons. Inmates have the option of sending these garments home, donating them to charity, or having them destroyed. After that date, if a prisoner is discovered to possess non-conforming clothing, such clothing would be considered contraband, and the prisoner would be subject to disciplinary measures. According to the Department, these changes were made out of a concern for public safety and prison security, after six inmates escaped from a Pennsylvania prison the previous month. The Department alleges that possession of civilian clothing played a role in the escape.

On February 23, 1998, Appellants, nine inmates at the State Correctional Institution at Huntingdon, filed a pro se petition for review in the Commonwealth Court, invoking that court’s original jurisdiction and naming the Secretary of the Department (“Secretary”) as defendant. The complaint contained three counts. In Count I, Appellants asserted that DC-ADM 815-4 and 815-5 (the “Bulletins”) are regulations and as such should have been promulgated pursuant to the notice-and-comment provisions of the Documents Law and the regulatory oversight provisions of the Review Act. Appellants requested *606 relief in the form of a court order: (i) declaring that the Bulletins were unlawfully promulgated, (ii) enjoining the Department from enforcing them, and (in) requiring the Department to hold hearings to determine the value of clothing confiscated from Appellants. 2

In Count II, Appellants asserted that the Decree created property rights in their favor to possess civilian clothing, and that the Bulletins deprived them of these rights without due process of law as guaranteed by the Pennsylvania Constitution. In this count, Appellants quoted the Pennsylvania Constitution’s “takings” clause, 3 but the property interest that they claimed was taken was apparently not the civilian clothing itself, but the right to possess civilian clothing that was allegedly vested in them by the Decree. Appellants requested relief in the form of a court order declaring: (i) that various provisions of the Decree create “personal and property rights” in favor of Appellants, and (ii) that Appellants’ property interest in their civilian clothing cannot lawfully be terminated without a hearing and “just compensation.”

Finally, in Count III of their complaint, Appellants reiterated their claim that property was taken from them without due process of law, but in this count the property interest at issue appears to have been the clothing itself. Appellants asked for relief in the form of a “final decree” by the Commonwealth Court, requiring: (i) the Department to conduct hearings to determine the value of the clothing that was confiscated from Appellants, and (ii) compensation in the form of replacement clothing or “financial reparations.”

Bryan Galvin, an inmate at SCI-Huntingdon, timely filed a petition to intervene as plaintiff in the case.

On March 25, 1998, the Secretary filed preliminary objections in the nature of a demurrer, in which he averred that the Department is not required to promulgate regulations when it adopts policies affecting prisoners, and that, because prisoners *607 can choose to send their non-conforming clothing home, donate it elsewhere, or have it destroyed, the Bulletins do not work an unconstitutional taking. The Secretary contended that, because the privilege of wearing civilian clothing in prison was eliminated by the Department pursuant to a policy applicable to all inmates, no due process concerns are implicated.

On May 8, 1998, the Commonwealth Court entered a per curiam memorandum and order sustaining the Secretary’s preliminary objections, dismissing Appellants’ petition for review, and dismissing Bryan Galvin’s petition to intervene as moot. In its memorandum opinion, the court noted that it was without jurisdiction to enforce a federal consent decree. It also found that because the prisoners have the option of sending their non-conforming attire home, they are not deprived of ownership of their property, and hence no taking has occurred. Finally, the court observed that the Documents Law exempts from its notice-and-comment provisions any regulation pertaining to agency organization, management or personnel. Finding that the Bulletins pertain to prison management, the court concluded that their promulgation absent notice and a public comment period did not run afoul of the Documents Law. The court did not address whether the Bulletins should have undergone the Review Act’s regulatory oversight procedures.

The issues, as framed by Appellants, are as follows:

a. Are DC-ADM 815-4 and DC-ADM 815-5 administrative regulations subject to the publication requirements of the Commonwealth Documents Law and Regulatory Review Act?

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Cite This Page — Counsel Stack

Bluebook (online)
722 A.2d 664, 554 Pa. 600, 1998 Pa. LEXIS 2720, Counsel Stack Legal Research, https://law.counselstack.com/opinion/small-v-horn-pa-1998.