1 2 UNITED STATES DISTRICT COURT 3 NORTHERN DISTRICT OF CALIFORNIA 4 SAN JOSE DIVISION 5 CARL SKIDMORE, 6 Case No. 14-cv-04222-BLF Petitioner, 7 ORDER RE PETITIONER’S v. AMENDED MOTION TO ALTER OR 8 AMEND JUDGMENT PURSUANT TO JOE LIZARRAGA, Warden of California FEDERAL RULE OF CIVIL 9 State Prison at Mule Creek, PROCEDURE 59(e) 10 Respondent. [Re: ECF 98]
12 13 Before the Court is Petitioner Carl Skidmore’s amended motion to alter or amend 14 judgment pursuant to Federal Rule of Civil Procedure 59(e) (“amended Rule 59(e) motion”), 15 which was filed on September 19, 2019. See Amended Rule 59(e) Motion, ECF 98. Briefing on 16 the motion was completed on October 7, 2019. See Opposition, ECF 99; Reply, ECF 100. The 17 amended Rule 59(e) motion was not noticed for hearing, and the Court finds it suitable for 18 decision without oral argument. See Civ. L.R. 7-1(b). 19 The amended Rule 59(e) motion is DENIED to the extent Petitioner seeks to alter or 20 amend the judgment in favor of Respondent. The motion is GRANTED IN PART to correct 21 certain errors in the underlying order identified by Petitioner. 22 I. BACKGROUND 23 Petitioner Carl Skidmore, a state prisoner represented by counsel, is serving a sentence of 24 307 years to life in prison following his conviction of rape, sexual assault, and molestation of his 25 two stepdaughters. On March 18, 2019, this Court issued an order denying Petitioner’s amended 26 petition for writ of habeas corpus under 28 U.S.C. § 2254 and motion for evidentiary hearing 27 (“Denial Order”). See Denial Order, ECF 78. The Court entered judgment for Respondent on the 1 Petitioner filed a Rule 59(e) motion on April 4, 2019. See Rule 59(e) Motion, ECF 80. On 2 June 8, 2019, after briefing was completed, Petitioner filed a motion to amend his Rule 59(e) 3 motion. See Motion to Amend, ECF 88. However, Petitioner withdrew his motion to amend after 4 Respondent filed opposition. See Notice of Withdrawal of Motion, ECF 90. 5 Petitioner filed second motion to amend his Rule 59(e) motion on June 27, 2019. See 6 Motion to Amend, ECF 91. The Court granted Petitioner’s request to extend the briefing 7 schedule, and briefing was completed on August 15, 2019. See Order Granting Extension, ECF 8 95; Reply, ECF 96. The Court granted Petitioner’s second motion to amend his Rule 59(e) motion 9 on September 16, 2019. See Order Granting Leave to Amend Motion, ECF 97. 10 Petitioner filed the current amended Rule 59(e) motion on September 19, 2019. See 11 Amended Rule 59(e) Motion, ECF 98. Respondent filed an opposition on October 2, 2019, and 12 Petitioner filed a reply on October 7, 2019. See Opposition, ECF 99; Reply, ECF 100. 13 II. LEGAL STANDARD 14 A habeas petitioner may seek to alter or amend a judgment pursuant to Federal Rule of 15 Civil Procedure 59(e). See Rishor v. Ferguson, 822 F.3d 482, 492 (9th Cir. 2016). Relief under 16 Rule 59(e) “is an ‘extraordinary remedy’ usually available only when (1) the court committed 17 manifest errors of law or fact, (2) the court is presented with newly discovered or previously 18 unavailable evidence, (3) the decision was manifestly unjust, or (4) there is an intervening change 19 in the controlling law.” Id. at 491-92 (internal quotation marks and citations omitted). “[A] Rule 20 59(e) motion may not be used to raise arguments or present evidence for the first time when they 21 could reasonably have been raised earlier in the litigation.” Id. at 492 (internal quotation marks 22 and citation omitted). A district court has “considerable discretion” in deciding a Rule 59(e) 23 motion. Id. 24 III. DISCUSSION 25 Petitioner does not expressly identify which of the four possible grounds identified above 26 entitle him to relief, but he appears to request relief under ground (1), as he asserts that the Court’s 27 Denial Order contains several legal and factual errors. First, Petitioner argues that the Court erred 1 3, and 6. Second, Petitioner contends that the Court erred in denying Claim 4 based in part on 2 determinations that certain of Petitioner’s arguments proffered in support of that claim were 3 speculative. Third, Petitioner contends that the Court erred in denying Claim 4 based on 4 determinations that trial counsel’s actions were strategic choices. Fourth, Petitioner argues that 5 the Court erred in crediting the state appellate court’s erroneous finding that Petitioner was found 6 guilty of soliciting murder and bribery. Fifth, Petitioner contends that the Court erred in denying a 7 certificate of appealability as to: (a) its finding that de novo review of Claim 7 did not required de 8 novo review of all claims; (b) denial of Claims 1, 2, 3, and 6; (c) denial of Claim 4; and (d) denial 9 of discovery and/or an evidentiary hearing. Sixth, Petitioner asserts that the Court erred in finding 10 that he failed to submit a signed copy of his declaration. 11 Respondent argues that Petitioner has failed to demonstrate any error by the Court, with 12 the possible exception of the Court’s statement regarding Petitioner’s declaration. Respondent 13 argues that the Court’s statement that the declaration Petitioner submitted with his traverse was 14 unsigned was correct, and that the Court may have disregarded the signed declaration Petitioner 15 submitted after the fact. Respondent argues that even if the Court erred in failing to recognize that 16 Petitioner later submitted a signed declaration, such error had no effect because the Court 17 expressly accepted Petitioner’s declaration based on an assumption that Petitioner could submit a 18 signed and dated declaration after the fact. 19 The Court takes up each of the errors asserted by Petitioner in turn. 20 A. New Evidence Submitted with Traverse 21 Petitioner contends that the Court erred in declining to consider new evidence that 22 Petitioner submitted as Exhibits 44-52 to his traverse (“Traverse Exhibits”). The Traverse 23 Exhibits were not presented to the California Supreme Court or submitted to this Court with the 24 amended habeas petition. See Denial Order at 11, ECF 78. Respondent objected to the Court’s 25 consideration of the Traverse Exhibits in connection with any of Petitioner’s claims. See id. at 11- 26 12. The Court sustained the objection with respect to Claims 1, 2, 3, and 6, as those claims were 27 denied on the merits and thus review was limited to the state court record pursuant to 28 U.S.C. § 1 This Court properly limited its § 2254(d) review of Claims 1, 2, 3, and 6 to the state court 2 record, because the California Supreme Court’s summary denial of those claims constituted an 3 adjudication on the merits. See Harrington v. Richter, 562 U.S. 86, 98 (2011). Under § 2254(d), a 4 district court cannot grant relief on any habeas claim that was adjudicated on the merits by a state 5 court unless that adjudication: “(1) resulted in a decision that was contrary to, or involved an 6 unreasonable application of, clearly established Federal law, as determined by the Supreme Court 7 of the United States; or (2) resulted in a decision that was based on an unreasonable determination 8 of the facts in light of the evidence presented in the State court proceeding.” In determining 9 whether the requirements of § 2254(d) are met, a district court is limited to the state court record. 10 See Pinholster, 563 U.S. at 181. If the district court determines that the petitioner has satisfied § 11 2254(d) based only on the evidence that was before the state court, the district court then must 12 evaluate the claim de novo, and may consider evidence presented for the first time in federal court. 13 See Ayala v. Chappell, 829 F.3d 1081, 1094 (9th Cir. 2016). 14 Petitioner does not argue that the Court erred in limiting its § 2254(d) review of Claims 1, 15 2, 3, and 6 to the state court record. However, Petitioner contends that this Court applied the 16 wrong legal standard in conducting the § 2254(d) review, and that had it applied the correct legal 17 standard the Court would have found the requirements of § 2254(d) satisfied as to those claims. 18 Petitioner asks the Court to amend its ruling to reflect that the California Supreme Court’s denial 19 of relief on Claims 1, 2, 3, and 6 involved an unreasonable application of clearly established 20 federal law, and then to conduct a de novo evaluation of those claims. Petitioner points out that 21 the Traverse Exhibits properly could be considered on de novo review. 22 Petitioner’s contention that the Court applied the wrong legal standard turns on the nature 23 of the California Supreme Court’s collateral review process, which was summarized in a footnote 24 in Pinholster:
25 Under California law, the California Supreme Court’s summary denial of a habeas petition on the merits reflects that court’s determination that “the claims made in 26 th[e] petition do not state a prima facie case entitling the petitioner to relief.” In re Clark, 5 Cal. 4th 750, 770, 21 Cal. Rptr. 2d 509, 855 P.2d 729, 741-742 (1993). It 27 appears that the court generally assumes the allegations in the petition to be true, 1 the record of the trial . . . to assess the merits of the petitioner’s claims,” Clark, supra, at 770, 21 Cal. Rptr. 2d 509, 855 P.2d, at 742. 2 3 Pinholster, 563 U.S. at 188 n.12. Petitioner argues that when a federal district court reviews a 4 summary denial issued pursuant to this process, the district court must expressly address the 5 reasonableness of the state court’s finding that the petitioner failed to state a prima facie case. 6 According to Petitioner, it was error for this Court instead to frame the inquiry in the following 7 terms: “[T]his Court’s task is to determine, based on the state court record, what arguments or 8 theories could have supported the denial of Claim 1 and whether fairminded jurists could disagree 9 as to whether those arguments or theories constitute an unreasonable application of Strickland v. 10 Washington, 466 U.S. 668 (1984).” Amended Rule 59(e) Motion at 6 (quoting Denial Order at 11 15), ECF 98. 12 Petitioner has not cited any authority holding that it is error for a federal district court to 13 review the state court’s summary denial of a habeas petition without expressly recognizing that the 14 denial was based on failure to state a prima facie case.1 This Court applied the legal standard 15 articulated by the United States Supreme Court in Richter, 562 U.S. 86, and later recited in 16 Pinholster, 563 U.S. 170. Both Richter and Pinholster involved review of the California Supreme 17 Court’s summary denial of habeas claims. See Pinholster, 563 U.S. at 187-88; Richter, 562 U.S. 18 at 98. In each case, the United States Supreme Court held that the denial constituted a decision on 19 the merits for purposes of § 2254(d), and that the federal habeas petitioner could “satisfy the 20 ‘unreasonable application’ prong of § 2254(d)(1) only by showing that ‘there was no reasonable 21 basis’ for the California Supreme Court’s decision.” Pinholster, 563 U.S. at 188 (quoting Richter, 22 562 U.S. at 98). In applying this standard, the federal court “must determine what arguments or 23 theories . . . could have supporte[d] the state court’s decision; and then it must ask whether it is 24 1 The Court notes that while Claims 1, 2, and 3 were raised in a habeas petition filed in the 25 California Supreme Court and denied summarily pursuant to the collateral review process described above, i.e., for failure to state a prima facie case, Claim 6 was raised in a petition for 26 review of the California Court of Appeal’s reasoned decision affirming Petitioner’s conviction on direct appeal. See Denial Order at 12, ECF 78. It does not appear that Petitioner’s arguments 27 centered on California’s collateral review process would apply to Claim 6, which was denied in 1 possible fairminded jurists could disagree that those arguments or theories are inconsistent with 2 the holding in a prior decision of this Court.’” Id. (quoting Richter, 562 U.S. at 102). As noted 3 above, this Court closely tracked this language in framing its review of the California Supreme 4 Court’s summary denial of Claims 1, 2, and 3. See Denial Order at 15 (“[T]his Court’s task is to 5 determine, based on the state court record, what arguments or theories could have supported the 6 denial of Claim 1 and whether fairminded jurists could disagree as to whether those arguments or 7 theories constitute an unreasonable application of Strickland.” (citing Richter, 562 U.S. at 102)). 8 The phrase “prima facie case” was not mentioned in Richter, and in Pinholster it was 9 relegated to a footnote. Neither opinion suggested that a district court’s evaluation of a habeas 10 claim under § 2254(d) must be framed in the manner asserted by Petitioner. Petitioner argues in 11 his reply brief that Richter and Pinholster did not require an express determination whether the 12 petitioner had stated a prima facie case because the California Supreme Court obtained informal 13 briefing before issuing its summary denials in those cases. See Reply at 2, ECF 100. Neither 14 Richter nor Pinholster discussed California’s informal briefing process or suggested that informal 15 briefing affected the § 2254(d) inquiry. To the contrary, in Pinholster the United States Supreme 16 Court recognized that the summary denial at issue constituted a determination by the California 17 Supreme Court that petitioner’s allegations, viewed in light of the trial record, did not state a 18 prima facie case. See Pinholster, 563 U.S. at 188 n.12. This Court therefore concludes that it did 19 not err in applying the standard articulated in Richter and Pinholster. 20 Petitioner cites Sully v. Ayers, 725 F.3d 1057 (9th Cir. 2013), in support of his position. In 21 Sully, the bulk of the petitioner’s federal habeas claims were exhausted in a state habeas petition 22 filed in the California Supreme Court and denied summarily. See id. at 1066-67. The district 23 court denied Sully’s request for an evidentiary hearing and denied his federal habeas petition. See 24 id. The Ninth Circuit affirmed, finding that the district court had not abused its discretion in 25 denying an evidentiary hearing and that Sully had “failed to establish that the California Supreme 26 Court’s decision denying his claims necessarily involved an unreasonable application of clearly 27 established federal law” pursuant to § 2254(d). Id. at 1068, 1075-76. In reviewing Sully’s claims 1 Circuit applied the legal standard articulated in Richter and Pinholster – the same standard applied 2 by this Court to Petitioner’s claims. See id. at 1067-1074. The Ninth Circuit did not mention the 3 phrase “prima facie case” in Sully, except in a footnote explaining that the California Supreme 4 Court’s summary denial of a habeas petition constitutes a denial on the merits. See id. at 1067 & 5 n.4. 6 Petitioner argues that his position is supported by language in Sully indicating that the 7 district court must consider “what arguments or theories actually supported the state court’s 8 decision.” Sully, 725 F.3d at 1075 n.6. According to Petitioner, this language indicates that the 9 proper standard of review requires an explicit finding regarding the reasonableness of the 10 California Supreme Court’s determination that Petitioner did not state a prima facie case. 11 Petitioner’s reliance on the quoted language is misplaced. In the cited passage, the Sully court 12 drew a distinction between those claims that were summarily denied by the California Supreme 13 Court on collateral review and a single claim that was denied by the California Supreme Court in a 14 reasoned opinion affirming Sully’s conviction and sentence on direct appeal. See id. With respect 15 to the latter claim as to which the California Supreme Court issued a reasoned opinion, the Ninth 16 Circuit held that “unlike with the court’s summary denial, we consider for the purposes of § 17 2254(d) what arguments or theories actually supported the state court’s decision, and ask whether 18 it is possible fairminded jurists could disagree that those arguments or theories are inconsistent 19 with the holding in a prior decision of the Supreme Court.” Id. (internal quotation marks, citation, 20 and alternation omitted, emphasis added). The Ninth Circuit’s discussion of the standard of 21 review applicable to a reasoned opinion of the California Supreme Court on direct appeal does not 22 advance Petitioner’s argument regarding the standard of review applicable to a summary denial of 23 the California Supreme Court on collateral review. 24 Some Ninth Circuit and district court decisions have expressly recognized that the 25 California Supreme Court’s summary denial of a habeas petition represents a determination that 26 the petitioner has not stated a prima facie case, and have framed the § 2254(d) inquiry in those 27 terms. See, e.g., Burt v. Yarborough, 313 F. App’x 23, 23 (9th Cir. 2008) (“We review under the 1 Burt failed to make a prima facie showing of prejudice on his ineffectiveness claim.”); Dixon v. 2 Yates, No. 2:10-cv-0631 JAM ACP, 2016 WL 1183588, at *9 (E.D. Cal. Mar. 28, 2016) (“When a 3 state court denies a claim for failing to state a prima facie case, the absence of a prima facie case 4 is the determination that must be reviewed for reasonableness under § 2254(d).”). However, 5 numerous other decisions have framed the § 2254(d) inquiry in more general terms, as did this 6 Court. See, e.g., Livaditis v. Davis, 933 F.3d 1036, 1045-46 (9th Cir. 2019) (“The California 7 Supreme Court denied Livaditis’s petition summarily. Because it did not discuss its reasons for 8 denying the claims of ineffective assistance of counsel, the question before us becomes ‘whether 9 there is any reasonable argument’ that could have supported that decision under the deferential 10 standard that applies in this context.”); Nguyen v. Adams, 445 F. App’x 963, 965-66 (9th Cir. 11 2011) (“Where, as here, the state court issues a summary denial on the merits, federal courts must 12 attempt to deduce any reasonable basis for the state court’s decision.”); Vivano v. Lizarraga, No. 13 3:18-CV-00028-WHO, 2019 WL 2191343, at *12 (N.D. Cal. May 20, 2019) (“Vivano raised this 14 claim to the California Supreme Court in his habeas petition, which the court summarily denied. . . 15 . Accordingly, to succeed on this claim Vivano must show ‘there was no reasonable basis for the 16 state court to deny relief.’”). None of these decisions suggests that a district court applies the 17 wrong legal standard if it does not expressly recognize that the summary denial under review 18 constituted a finding that the petitioner had failed to state a prima facie case. 19 In conclusion, Petitioner has not demonstrated that the Court applied the wrong legal 20 standard in evaluating Claims 1, 2, 3, and 6. Petitioner therefore has not demonstrated a basis for 21 this Court to amend its ruling to find that Petitioner satisfied § 2254(d) as to Claims 1, 2, and 3, 22 conduct a de novo review of those claims, and consider the Traverse Exhibits in connection with 23 such de novo review. Petitioner’s amended Rule 59(e) motion based on asserted error in 24 excluding the Traverse Exhibits is DENIED. 25 B. Claim 4 – Petitioner’s Speculative Arguments 26 Petitioner next contends that the Court erred in denying Claim 4 based on the Court’s 27 determination that aspects of the claim are speculative. Petitioner argues that the Court cannot 1 Petitioner requests that the Court either amend its order to allow for discovery and/or an 2 evidentiary hearing, or amend the order to remove any reliance on a finding that the claims are 3 speculative. 4 In Claim 4, Petitioner alleges that trial counsel was ineffective for failing to investigate 5 several enumerated factual and legal issues. The claim was denied by the California Supreme 6 Court as untimely. Because the denial was not on the merits, this Court reviewed Claim 4 de 7 novo. This Court denied Petitioner’s assertions that his trial counsel was ineffective for failing to: 8 (a) investigate A.D.’s school records; (b) investigate the immediacy of the family’s planned move 9 to Hawaii; (c) have Petitioner evaluated by a psychologist; (d) investigate or challenge the Child 10 Sexual Abuse Accommodation Syndrome (“CSAAC”) report; and (e) investigate the sexual 11 assault examination results. Denial Order at 23, ECF 78. Petitioner challenges the Court’s 12 determinations that Petitioner’s assertions of prejudice were speculative as to Claims 4(c), (d), and 13 (e), arguing that the Court erred in making those determinations without first allowing discovery 14 and/or an evidentiary hearing. 15 Petitioner primarily relies on the Advisory Committee Notes to Rule 6 Governing § 2254 16 Cases, in particular guidance that “where specific allegations before the court show reason to 17 believe that the petitioner may, if the facts are fully developed, be able to demonstrate that he is 18 confined illegally and is therefore entitled to relief, it is the duty of the court to provide the 19 necessary facilities and procedures for an adequate inquiry.” Rule 6, Rules Governing Section 20 2254 Cases, Advisory Comm. Note to 1976 adoption. That guidance is unhelpful to Petitioner in 21 this case, as he has not shown reason to believe that he may be entitled to relief if the facts were 22 fully developed. 23 Claim 4(c) asserts that counsel was ineffective for failing to have Petitioner evaluated by a 24 Stoll2 expert. As noted in the Denial Order, California law permits a defendant charged with child 25 molestation to introduce expert opinion testimony that the defendant is not a sexual deviant and is 26 not predisposed to molest children. See Denial Order at 25-26, ECF 78. This Court found that 27 1 Petitioner had not shown either deficient performance or prejudice arising from counsel’s failure 2 to retain a Stoll expert. See id. at 26. As to prejudice, the Court determined that Petitioner’s 3 suggestion that counsel could have found a Stoll expert to testify on his behalf was entirely 4 speculative. The Ninth Circuit has held that where the petitioner merely speculates as to what a 5 medical examination might disclose, “[t]his speculation is not sufficient to establish prejudice.” 6 Bible v. Ryan, 571 F.3d 860, 871 (9th Cir. 2009). 7 Petitioner suggests that the report of Dr. John Podboy, submitted as Exhibit 48 to his 8 traverse, shows that retention of a Stoll expert might have aided the defense, and thus that further 9 factual development was warranted. Petitioner cites to Dr. Podboy’s statement that he “[did] not 10 feel that Mr. Skidmore poses a threat to the community at large, and he appears to be an excellent 11 candidate for probation consideration.” Dr. Podboy Report at 4, Exh. 48 to Traverse, ECF 57-5. 12 However, Dr. Podboy stated that Petitioner had admitted to multiple instances of sexual abuse of 13 his ten-year-old daughter, including fondling of her breasts and genitals as well as attempted 14 intercourse. See id. Dr. Podboy opined that Petitioner had no insight into his sexual attraction to 15 his daughter, which Dr. Podboy referred to as “psychosexual deviancy.” Id. at 5. Dr. Podboy’s 16 report therefore provides no reason to believe that defense counsel could have obtained a Stoll 17 expert to opine that Petitioner is not a sexual deviant and is not predisposed to molest children. 18 None of the authorities cited by Petitioner requires a district court to order further factual 19 development when the record provides no basis to believe that such development could entitle the 20 petitioner to relief. To the contrary, numerous cases hold that speculative allegations do not entitle 21 a petitioner to an evidentiary hearing. See, e.g., Thomas v. McGrath, 329 F. App’x 85, 86 (9th 22 Cir. 2009) (“Thomas failed to raise a colorable claim for relief because his allegations were 23 speculative and, even if proven, would not demonstrate prejudice. The district court therefore did 24 not abuse its discretion when it denied Thomas’s request for an evidentiary hearing.”); Jones v. 25 Gomez, 66 F.3d 199, 205 (9th Cir. 1995) (“Nor did the district court abuse its discretion in 26 concluding that Jones’s bald assertions of ineffective assistance did not entitle him to an 27 evidentiary hearing.”). 1 evidence offered by the prosecution to explain the effects of sexual abuse on children and why a 2 child might not report abuse. The Court found that Petitioner had not shown either deficient 3 performance or prejudice. Denial Order at 26-27, ECF 78. As to prejudice, the Court found 4 Petitioner’s assertion that counsel could have found a CSAAS expert to testify for Petitioner to be 5 speculative, and also that if such testimony had been offered it likely would not have altered the trial 6 outcome in light of the substantial evidence of Petitioner’s guilt. Id. at 27. 7 Petitioner argues that a 2014 report by psychologist Rahn Minagawa, submitted as Exhibit 8 51 to his traverse, suggests that retention of a CSAAS expert would have benefitted the defense. 9 Based on his review of the trial transcript, Dr. Minagawa opined that the reasons why the victims 10 initially denied the abuse were so obvious from the record that the prosecution did not need to 11 introduce CSAAS testimony. See Minagawa Report ¶¶ 13-14, Exh. 51 to Traverse, ECF 57-5. 12 Dr. Minagawa also criticized the prosecution expert’s opinions and stated that defense counsel was 13 ineffective for failing to object to them. See id. ¶¶ 17-23. Dr. Minagawa appears qualified in the 14 field of CSAAS, but as Respondent points out, he did not indicate that he would have been willing 15 to testify for Petitioner. Nor did Dr. Minagawa disclose any legal expertise that would qualify him 16 to evaluate whether defense counsel’s performance was deficient. The Court therefore concludes 17 that Dr. Minagawa’s report does not change the speculative nature of Petitioner’s assertion of 18 prejudice stemming from counsel’s failure to retain a CSAAS expert. Moreover, as discussed 19 above, the Court found that it was highly unlikely CSAAS evidence would have altered the trial 20 outcome, because the other evidence of Petitioner’s guilt was so substantial. Importantly, even 21 Dr. Minagawa conceded that the CSAAS testimony was unnecessary to support the victims’ 22 credibility or explain their actions. See Minagawa Report ¶ 17, Exh. 51 to Traverse, ECF 57-5. 23 Rebutting superfluous evidence cannot be seen as important to the trial outcome. Accordingly, 24 Dr. Minagawa’s report does not support Petitioner’s position that discovery or an evidentiary 25 hearing was required before Claim 4(d) could be denied. 26 Claim 4(e) asserts that counsel was deficient for failing to investigate the victims’ sexual 27 assault examination results. Plaintiff contends that if his counsel had hired an expert, the expert 1 claims of abuse. The Court found that Petitioner had not shown either deficient performance or 2 prejudice. Denial Order at 27-28, ECF 78. As to prejudice, the Court found Petitioner’s assertion that 3 an expert would have testified in this manner to be purely speculative. See id. at 28. Petitioner argues 4 that scientific articles, submitted as Exhibit 56 to his traverse, suggest that Petitioner may have 5 benefitted from further development of the record. The Court disagrees that those articles render 6 Petitioner’s claim of prejudice any less speculative. Moreover, the Court concluded that if such 7 testimony had been offered it likely would not have altered the trial outcome, because the jury may 8 well have attributed the lack of trauma to the passage of time between the last episode of abuse and the 9 examination. On this record, no discovery or evidentiary hearing was required before denying the 10 claim. 11 To summarize, Petitioner has not established that this Court erred in denying his claims 12 without first ordering discovery or an evidentiary hearing. Petitioner also has not shown a basis 13 for amending the order to exclude the Court’s determination that certain aspects of the claims were 14 speculative. The amended Rule 59(e) motion on this basis is DENIED. 15 C. Trial Counsel’s Decisions 16 Petitioner also asserts that this Court erred by finding that Petitioner’s trial counsel made 17 strategic decisions. Petitioner argues that whether counsel’s actions represented strategic 18 decisions is a factual question that cannot be answered without further factual development, and 19 he requests that the Court amend its order to allow for discovery and/or an evidentiary hearing. 20 Alternatively, Petitioner asks the Court to amend its order to remove any reliance on factual 21 findings that trial counsel acted strategically. 22 Petitioner’s latter request is well-taken. In evaluating an IAC claim, a district court “must 23 indulge a strong presumption that counsel’s conduct falls within the wide range of reasonable 24 professional assistance.” Strickland, 466 U.S. at 689 (1984). “[T]he defendant must overcome the 25 presumption that, under the circumstances, the challenged action ‘might be considered sound trial 26 strategy.’” Id. (quoting Michel v. Louisiana, 350 U.S. 91, 101 (1955)). 27 “Surmounting Strickland’s high bar is never an easy task.” Richter, 562 U.S. at 105 1 judging counsel’s representation is a most deferential one.” Id. “Establishing that a state court’s 2 application of Strickland was unreasonable under § 2254(d) is all the more difficult.” Id. The 3 standards created by Strickland and § 2254(d) are both highly deferential, and when the two apply 4 in tandem, review is doubly so.” Id. (internal quotation marks and citations omitted). 5 In evaluating Petitioner’s numerous IAC claims, under § 2254(d) with respect to Claims 1, 6 2, and 3, and de novo with respect to Claims 4 and 5, this Court determined whether counsel’s 7 conduct might be considered sound trial strategy. Consistent with the standards articulated above, 8 this Court concluded that Petitioner had not shown deficient performance because counsel 9 reasonably could have believed that the challenged courses of conduct were appropriate strategies. 10 See, e.g., Denial Order at 17 (counsel’s reliance on cross-examination to create reasonable doubt 11 regarding the prosecution’s DNA evidence, rather than presenting a defense expert, “may have 12 seemed like the best strategy”); 19 (The California Supreme Court easily could have concluded 13 that trial counsel’s decision not to locate and call Ms. Johnson as a witness was well within the 14 scope of his professional judgment.”); 22 (“the California Supreme Court could have believed that 15 counsel reasonably determined that an objection to the prior offense would not have been well- 16 taken.”). 17 However, Petitioner identifies four statements in the Denial Order that fairly may be read 18 as going beyond determinations that counsel’s actions “might be considered sound trial strategy” 19 to determinations that counsel’s actions actually were strategic. See Denial Order at 17 (“The fact 20 that counsel did not present the expert’s testimony gives rise to a reasonable inference that the 21 defense expert’s findings were not helpful to Petitioner, and that counsel made a strategic decision 22 not to present them.”); 24 (“counsel’s decision not to pursue such a minor and tangential issue 23 appears to be a reasonable, strategic choice rather than an error in judgment”); 26 (“Based on 24 counsel’s statements to Petitioner, it appears that the decision not to obtain a Stoll expert was a 25 strategic one.”); 26 (“It is apparent from Petitioner’s assertion that trial counsel made a strategic 26 decision not to challenge the prosecution’s CSAAS expert, Dr. Urquiza.”). 27 “[T]he determination whether counsel’s particular action was strategic is a factual 1 Mar. 30, 2013) (citing Wood v. Allen, 558 U.S. 290, 300-01 (2010)). This Court did not intend to 2 make factual findings regarding the reasons for counsel’s actions, but rather to illustrate that on 3 this record counsel’s actions might be considered sound trial strategy. A district court need not 4 determine the actual explanation for counsel’s actions in order to conclude that the petitioner has 5 failed to show deficient performance, so long as counsel’s actions fall within the range of 6 reasonable representation. See Morris v. State of Cal., 966 F.2d 448, 456 (9th Cir. 1991). 7 Accordingly, while the Court remains satisfied that all of Petitioner’s IAC claims properly are 8 subject to denial for failure to show deficient performance as well as for failure to show prejudice, 9 the Court will grant Petitioner’s request to amend the Denial Order to remove the language 10 indicating that the Court made factual determinations that counsel acted strategically. 11 At page 17, lines 8-10, the sentences reading “The fact that counsel did not present the 12 expert’s testimony gives rise to a reasonable inference that the defense expert’s findings were not 13 helpful to Petitioner, and that counsel made a strategic decision not to present them” and “Under 14 those circumstances, counsel’s reliance on cross-examination to create reasonable doubt may have 15 seemed like the best strategy” are amended to read “Because counsel did not present the expert’s 16 testimony, the California Supreme Court reasonably could have concluded that counsel found the 17 defense expert unhelpful to Petitioner and that counsel’s reliance on cross-examination to create 18 reasonable doubt may have seemed like the best strategy.” 19 At page 24, lines 1-3, the sentence reading “Even if obtaining the grades had been possible, 20 counsel’s decision not to pursue such a minor and tangential issue appears to be a reasonable, 21 strategic choice rather than an error in judgment” is amended to read “Even if obtaining the grades 22 had been possible, counsel reasonably could have chosen not to pursue such a minor and 23 tangential issue.” 24 At page 26, lines 7-11, the sentence reading “Based on counsel’s statements to Petitioner, 25 it appears that the decision not to obtain a Stoll expert was a strategic one” is omitted and the 26 sentence immediately following is amended to read “Counsel reasonably could have decided not 27 to pursue a defense that Petitioner is not predisposed to molest children, in light of Petitioner’s 1 eight years old.” 2 At page 26, lines 27-28, the sentence reading “It is apparent from Petitioner’s assertion that 3 trial counsel made a strategic decision not to challenge the prosecution’s CSAAS expert, Dr. 4 Urquiza” is amended to read “Trial counsel reasonably could have chosen not to challenge the 5 prosecution’s CSAAS expert, Dr. Urquiza.” 6 The Court emphasizes that these amendments do not change the analysis or outcome of its 7 Denial Order, either with respect to the denial of Petitioner’s motion for evidentiary hearing or 8 denial of the habeas petition. The sole purpose of the amendments is to clarify the bases for the 9 Court’s determination that Petitioner has not shown deficient performance. 10 As so limited, Petitioner’s amended Rule 59(e) motion is GRANTED IN PART. 11 D. Crediting State Appellate Court’s Finding 12 Petitioner contends that this Court erred in crediting an erroneous factual finding of the 13 California Court of Appeal when reviewing Claim 6. In Claim 6, Petitioner alleges that his 14 sentence of 307 years to life in prison constitutes cruel and unusual punishment in violation of the 15 Eighth Amendment. The claim was raised on direct appeal in a petition for review, and summarily 16 denied by the California Supreme Court. See Denial Order at 30, ECF 78. In his federal habeas 17 petition, Petitioner claimed that the denial of Claim 6 involved an unreasonable application of the 18 Supreme Court’s decision in Trop v. Dulles, 356 U.S. 86 (1958), a claim cognizable under § 19 2254(d)(1). See id. This Court evaluated Petitioner’s claim by looking through the California 20 Supreme Court’s summary denial to the reasoned decision of the California Court of Appeal. See 21 id. 22 The state appellate decision’s recitation of the procedural history included the following 23 information about charges brought against Petitioner based on his conduct while in jail on the 24 sexual offense charges with respect to his stepdaughters J.D. and A.D.:
25 While these charges were pending, Skidmore was convicted in case number SCR- 471023 on a felony charge of soliciting another to commit an assault by means 26 likely to produce great bodily injury. (§ 653f, subd. (a).) This charge arose when Skidmore, while in jail on the sexual offense charges, arranged for his relatives to 27 pay a former jail inmate to kill the molestation victims' mother, assault their older 1 People v. Skidmore, No. A121339, 2009 WL 2766801, *1 (Cal. Ct. App. Sept. 1, 2009). 2 Later in the appellate decision, when evaluating Petitioner’s Eight Amendment claim, the 3 appellate court stated as follows:
4 As to the nature of the offense and offender, Skidmore was convicted of nine felony sexual offenses perpetrated on his own stepdaughters, who were under the 5 age of 14. For years he repeatedly and continuously molested and raped them, despite their pleas for him to stop, while their drunken mother was asleep. He 6 convinced them not to tell anyone for fear they would break up their family. While the charges on this sexual abuse were pending, Skidmore was convicted of 7 soliciting a former inmate to kill their mother, assault their brother, and bribe the young victims to recant. 8 The gravity of Skidmore’s crimes must be assessed in light of his past criminal 9 history and recidivism. (See Solem, supra, 463 U.S. at p. 296 [state is justified in punishing a recidivist more severely than it punishes a first offender]; People v. 10 Cooper (1996) 43 Cal.App.4th 815, 820-825.) Skidmore had a prior molestation conviction for sexually assaulting his preteen stepdaughter in another relationship. 11 Despite the prior conviction, he failed to reform. The nature of his offenses, as well as his recidivism, make him a danger to society. 12 13 People v. Skidmore, 2009 WL 2766801, *5-6. The California Court of Appeal determined that 14 Petitioner’s sentence is not grossly disproportionate to his crimes and recidivism. See id. This 15 Court noted that Petitioner had not challenged any particular aspect of the appellate court’s 16 reasoning, and concluded that his general assertion that the sentence is excessive and exceeds his 17 life expectancy is without merit. See Denial Order at 33. 18 Petitioner asserts that the California Court of Appeal’s statement that he “was convicted of 19 soliciting a former inmate to kill their mother, assault their brother, and bribe the young victims to 20 recant” was erroneous, and that actually he pled no contest only to solicitation to commit an 21 assault against the victims’ older brother in violation of California Penal Code § 653f(a). Based 22 on this error, Petitioner now claims for the first time that the California Court of Appeal’s decision 23 was based on an unreasonable determination of the facts pursuant to 28 U.S.C. § 2254(d)(2). 24 Respondent correctly points out that a Rule 59(e) motion is not the appropriate vehicle for raising 25 a new habeas claim. As noted above, Petitioner claimed in his amended petition and the briefing 26 thereon that the state court’s denial of Claim 6 involved an unreasonable application of clearly 27 established federal law under § 2254(d)(1). Petitioner has not previously argued that the state 1 2254(d)(2). This Court cannot consider the argument here, because “a Rule 59(e) motion may not 2 be used to raise arguments or present evidence for the first time when they could reasonably have 3 been raised earlier in the litigation.” Rishor, 822 F.3d at 492 (internal quotation marks and 4 citation omitted). Petitioner could have challenged the state appellate court’s erroneous factual 5 statement in his federal habeas petition, but he did not. 6 Petitioner contends that this Court erred in “crediting” the California Court of Appeal’s 7 erroneous factual determination. As an initial matter, it is not clear that the California Court of 8 Appeal made an erroneous factual determination, as the appellate decision correctly stated that 9 Petitioner was convicted on a felony charge of soliciting another to commit an assault by means 10 likely to commit great bodily injury in violation of California Penal Code § 653f(a). That the 11 appellate court was imprecise in referring to that conviction later in the decision does not compel a 12 conclusion that the state court made an erroneous factual determination. 13 Moreover, Petitioner has not shown that any confusion regarding the exact nature of 14 Petitioner’s conviction arising from solicitation of an assault against the victims’ brother affected 15 the state court’s decision or this Court’s review of the state court decision. The state court referred 16 to the conviction while discussing Petitioner’s recidivism in molesting two stepdaughters after 17 previously molesting another stepdaughter. See People v. Skidmore, 2009 WL 2766801, *5-6. 18 Nothing in the record suggests that the state appellate court would have reached a different result 19 had it correctly observed that Petitioner’s conviction was only for soliciting assault of the victims’ 20 brother and not for soliciting murder or bribery. Petitioner has cited no authority suggesting that 21 he is entitled to relief under these circumstances. 22 Petitioner requests that if the Court declines to amend the judgment to grant relief on 23 Claim 6, the Court amend the Denial Order to remove any reliance on the finding that he solicited 24 murder or bribery. The Court finds it appropriate to clarify the nature of Petitioner’s conviction 25 under California Penal Code § 653f(a). At page 33, lines 8-10, the sentence reading “To the 26 contrary, while the sexual abuse charges in the present case were pending, Petitioner was 27 convicted of soliciting a former inmate to kill the victims’ mother, assault their brother, and bribe 1 sexual abuse charges in the present case were pending, Petitioner was convicted on a felony 2 charge of soliciting another to commit an assault by means likely to commit great bodily injury in 3 violation of California Penal Code § 653f(a), arising from his solicitation of an assault against the 4 victims’ brother.” 5 As so limited, Petitioner’s amended Rule 59(e) motion is GRANTED IN PART. 6 E. Denial of Certificate of Appealability 7 Petitioner contends that this Court erred by denying a certificate of appealability as to: (a) 8 its finding that de novo review of Claim 7 did not required de novo review of all claims; (b) denial 9 of Claims 1, 2, 3, and 6; (c) denial of Claim 4; and (d) denial of discovery and/or an evidentiary 10 hearing. The Court denied a certificate of appealability based on its conclusion that Petitioner had 11 neither made “a substantial showing of the denial of a constitutional right,” 28 U.S.C. § 12 2253(c)(2), nor demonstrated that “reasonable jurists would find the district court’s assessment of 13 the constitutional claims debatable or wrong,” Slack v. McDaniel, 529 U.S. 473, 484 (2000). 14 Petitioner argues that a certificate of appealability is warranted with respect to Claim 7, asserting 15 cumulative error, because Petitioner’s argument that de novo review of Claim 7 required de novo 16 review of all underlying claims presents a novel question upon which reasonable jurists could 17 differ. Petitioner argues that a certificate of appealability is warranted with respect to the 18 remaining claims based errors in this Court’s analysis. 19 Petitioner’s arguments do not demonstrate that reconsideration is warranted. Petitioner has 20 not cited authority for the proposition that presentation of a novel theory necessarily means that 21 reasonable jurists would differ on its validity. Absent some authority supporting Petitioner’s 22 assertion that de novo review of a cumulative error claim entitles a petitioner to de novo review of 23 all underlying claims, even those denied on the merits by the California Supreme Court, this Court 24 finds no basis to issue a certificate of appealability. With respect to the other asserted errors in the 25 Denial Order, this Court concludes that the errors acknowledged and corrected herein did not 26 affect its analysis or conclusions, and therefore do not warrant a certificate of appealability. 27 Accordingly, Petitioner’s amended Rule 59(e) motion is DENIED insofar as he requests a 1 F. Statement that Petitioner Submitted an Unsigned Declaration 2 Finally, Petitioner requests that the Court amend its order to omit language indicating that 3 Petitioner submitted only an unsigned declaration in support of his traverse. The Court observed 4 in the Denial Order that Petitioner’s declaration submitted with his traverse was unsigned and 5 undated, but it considered the declaration on the assumption that a properly signed and declaration 6 could be submitted. See Denial Order at 24. In his amended Rule 59(e) motion, Petitioner points 7 out that Petitioner submitted a signed and dated copy of his declaration approximately one week 8 after submitting his traverse. See ECF 59. 9 As noted, the Court expressly considered Petitioner’s unsigned declaration submitted with 10 his traverse, and therefore its failure to acknowledge Petitioner’s later filing of a signed and dated 11 copy of the declaration did not affect the analysis of Petitioner’s claims. Respondent suggests that 12 the Court may have declined to consider the signed declaration on the basis that it was filed after 13 the traverse without leave of the Court for the untimely filing. Respondent argues that under these 14 circumstances, the Court at most committed a “scrivener’s error” that does not warrant altering or 15 amending the judgment under Rule 59(e). The Court agrees with Petitioner that the order should 16 reflect that Petitioner did submit a signed and dated declaration. 17 At page 24, lines 24-27, the sentence reading “Petitioner submits his declaration, which is 18 unsigned and undated, but which appears to have been prepared in 2018 according to Petitioner’s 19 traverse exhibit list” is amended to read “Petitioner submitted an unsigned and undated declaration 20 with his traverse on January 10, 2018.” The sentence reading “The Court considers it on the 21 assumption that a properly signed and dated declaration could be submitted” is amended to read 22 “Petitioner subsequently submitted a properly signed and dated declaration which was filed on 23 January 19, 2018 and considered by the Court.” 24 As so limited, the amended Rule 59(e) motion is GRANTED IN PART. 25 G. Conclusion 26 Petitioner’s counsel has represented Petitioner zealously throughout the federal habeas 27 proceedings in this Court and he has marshalled numerous cogent arguments in support of the 1 herein and will issue an amended Denial Order in conjunction with the present order. Those errors 2 did not affect this Court’s substantive analysis or conclusions, however, and thus they do not 3 entitle Petitioner to relief from the judgment in favor of Respondent. The Court remains of the 4 || view that Petitioner has not demonstrated entitlement to relief on any of his claims, an evidentiary 5 hearing, or a certificate of appealability. 6 IV. ORDER 7 (1) Petitioner’s amended Rule 59(e) motion is GRANTED IN PART to correct errors 8 || in the Court’s order denying his amended petition for writ of habeas corpus and motion for an 9 || evidentiary hearing. An amended order will issue concurrently with the present order, correcting 10 || the errors identified herein. 11 (2) Petitioner’s amended Rule 59(e) motion otherwise is DENIED. 12 (3) This order terminates ECF 98.
14 Dated: January 9, 2020 heh Low former) BETH LABSON FREEMAN 16 United States District Judge
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