Siples v. Collins

127 F.4th 1325
CourtCourt of Appeals for the Federal Circuit
DecidedFebruary 7, 2025
Docket22-1528
StatusPublished
Cited by2 cases

This text of 127 F.4th 1325 (Siples v. Collins) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Siples v. Collins, 127 F.4th 1325 (Fed. Cir. 2025).

Opinion

Case: 22-1528 Document: 51 Page: 1 Filed: 02/07/2025

United States Court of Appeals for the Federal Circuit ______________________

CLINTON SIPLES, Claimant-Appellant

v.

DOUGLAS A. COLLINS, SECRETARY OF VETERANS AFFAIRS, Respondent-Appellee ______________________

2022-1528 ______________________

Appeal from the United States Court of Appeals for Veterans Claims in No. 19-7957, Judge Joseph L. Toth. ______________________

Decided: February 7, 2025 ______________________

KENNETH DOJAQUEZ, Carpenter Chartered, Topeka, KS, argued for claimant-appellant.

BORISLAV KUSHNIR, Commercial Litigation Branch, Civil Division, United States Department of Justice, Wash- ington, DC, argued for respondent-appellee. Also repre- sented by BRIAN M. BOYNTON, ELIZABETH MARIE HOSFORD, PATRICIA M. MCCARTHY; JONATHAN KRISCH, Y. KEN LEE, Office of General Counsel, United States Department of Veterans Affairs, Washington, DC. ______________________ Case: 22-1528 Document: 51 Page: 2 Filed: 02/07/2025

Before CHEN, BRYSON, and STOLL, Circuit Judges. CHEN, Circuit Judge. Clinton Siples is a veteran of the United States Air Force (Air Force) who was granted service connection for bilateral shoulder subluxation by a Regional Office (RO) of the United States Department of Veterans Affairs (VA). After that decision became final, the United States Court of Appeals for Veterans Claims (Veterans Court) decided Burton v. Shinseki, 25 Vet. App. 1 (2011) (Burton), which deferred to the Secretary of Veterans Affairs’ interpreta- tion of 38 C.F.R. § 4.59 as not limited to cases of arthritis. Mr. Siples then filed a motion alleging clear and unmistak- able error (CUE) in the RO’s rating decision, contending that the newly interpreted § 4.59 would have required the VA to assign him a higher rating for his shoulder disability, which was not based on arthritis. The Veterans Court af- firmed the Board of Veterans’ Appeals’ (Board) denial of Mr. Siples’s CUE motion on the basis that, at the time of his rating decision, § 4.59 was not undebatably understood to apply to cases other than arthritis, and thus there was no error of the type required for CUE. Siples v. McDonough, No. 19-7957, 2021 WL 5919626 (Vet. App. Dec. 15, 2021) (Decision). Mr. Siples appeals. For the rea- sons explained below, we affirm. BACKGROUND I. Section 4.59 We begin with a history of 38 C.F.R. § 4.59. Section 4.59, unamended since its adoption in 1964, is titled “Pain- ful motion” and provides in full: With any form of arthritis, painful motion is an im- portant factor of disability, the facial expression, wincing, etc., on pressure or manipulation, should be carefully noted and definitely related to affected joints. Muscle spasm will greatly assist the identi- fication. Sciatic neuritis is not uncommonly caused Case: 22-1528 Document: 51 Page: 3 Filed: 02/07/2025

SIPLES v. COLLINS 3

by arthritis of the spine. The intent of the schedule is to recognize painful motion with joint or periar- ticular pathology as productive of disability. It is the intention to recognize actually painful, unsta- ble, or malaligned joints, due to healed injury, as entitled to at least the minimum compensable rat- ing for the joint. Crepitation either in the soft tis- sues such as the tendons or ligaments, or crepitation within the joint structures should be noted carefully as points of contact which are dis- eased. Flexion elicits such manifestations. The joints involved should be tested for pain on both ac- tive and passive motion, in weight-bearing and nonweight-bearing and, if possible, with the range of the opposite undamaged joint. 38 C.F.R. § 4.59 (emphases added); see 29 Fed. Reg. 6718, 6725 (May 22, 1964). Prior to the Veterans Court’s 2011 decision in Burton, non-precedential decisions of the Veter- ans Court were inconsistent as to whether § 4.59 applied to non-arthritis claims. Compare, e.g., Denk v. West, 16 Vet. App. 460, 1999 WL 446865, at *4 (1999) (unpublished table decision) (“Because § 4.59 applies to arthritis and because the appellant has not been diagnosed as having arthritis, that regulation is not applicable to this claim.” (citation omitted)), with Abbey v. Principi, 18 Vet. App. 13, 2001 WL 1181652, at *1–2 (2001) (unpublished table decision) (re- manding for the Board to address § 4.59 in a non-arthritis claim). A pair of precedential Veterans Court decisions had also applied § 4.59 to arthritis-based claims, though with- out formally interpreting the regulation as limited to that context. See Ferguson v. Derwinski, 1 Vet. App. 428, 430 (1991); Lichtenfels v. Derwinski, 1 Vet. App. 484, 488 (1991). In Burton, a veteran argued that § 4.59 was applicable to rating his shoulder pain not based on arthritis. The Sec- retary at first disagreed and argued that § 4.59 was appli- cable to only arthritis-based claims. See Burton, 25 Vet. Case: 22-1528 Document: 51 Page: 4 Filed: 02/07/2025

App. at 3. A single-judge memorandum decision of the Vet- erans Court agreed with the Secretary. See id. at 2–3. The Veterans Court subsequently granted the veteran’s motion for a panel decision and withdrew the memorandum deci- sion in order to “clarify the law as to whether § 4.59 is ap- plicable only to claims involving arthritis.” Id. at 3. At that point, the Secretary filed a supplemental brief that re- versed course and conceded that § 4.59 may apply in cases other than arthritis, citing the earlier reflection of that po- sition in VA Fast Letter 04-22 (Oct. 1, 2004). 1 Id. In the panel decision, the Veterans Court recognized that § 4.59 begins by stating that “[w]ith any form of ar- thritis, painful motion is an important factor of disability,” and that § 4.59 mentions arthritis again in the third sen- tence. Burton, 25 Vet. App. at 3–4 (quoting 38 C.F.R. § 4.59). On the other hand, the Veterans Court explained that “the majority of the regulation provides guidance for noting, evaluating, and rating joint pain, and that guidance is devoid of any requirement that the pain be arthritis re- lated.” Id. at 4. Looking also to the title of the regulation as a tool of interpretation, the court observed that the ti- tle—“Painful motion”—“implies no limitation to arthritis claims,” in contrast to the title of a neighboring section, 38 C.F.R. § 4.58 (“Arthritis due to strain”), which deals exclu- sively with arthritis. Id. Accordingly, the Veterans Court deferred to the Secretary’s interpretation of § 4.59 as not limited to arthritis claims, finding it reasonable and “not inconsistent with the regulation or otherwise plainly erro- neous.” Id. at 5; see also id. at 3. This court entered a judg- ment of affirmance without opinion pursuant to Federal Circuit Rule 36. See Burton v. Shinseki, 479 F. App’x 978 (Fed. Cir. 2012) (per curiam).

1 The Fast Letter was issued a little over two months after the RO’s decision in Mr. Siples’s case. Case: 22-1528 Document: 51 Page: 5 Filed: 02/07/2025

SIPLES v. COLLINS 5

II. Mr. Siples’s Appeal Mr. Siples served honorably in the Air Force from 1978 to 2003. After his discharge from the Air Force, Mr. Siples sought VA disability benefits for a history of dislocations and subluxations in both of his shoulders. In July 2004, the RO granted service connection and assigned him a 10% rating for bilateral shoulder subluxation, noting that Mr.

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