Sinisterra v. United States

600 F.3d 900, 2010 U.S. App. LEXIS 6914, 2010 WL 1236310
CourtCourt of Appeals for the Eighth Circuit
DecidedApril 1, 2010
Docket08-1925
StatusPublished
Cited by31 cases

This text of 600 F.3d 900 (Sinisterra v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sinisterra v. United States, 600 F.3d 900, 2010 U.S. App. LEXIS 6914, 2010 WL 1236310 (8th Cir. 2010).

Opinion

*903 WOLLMAN, Circuit Judge.

German Sinisterra was convicted of murder, drug trafficking, traveling in interstate commerce with the intent to commit a murder for hire, and criminal forfeiture, and was sentenced to death. After his convictions and sentence were affirmed on appeal, United States v. Ortiz, 315 F.3d 873 (8th Cir.2002), Sinisterra moved to vacate, set aside, or correct his sentence under 28 U.S.C. § 2255. Sinisterra argued, among other things, that he had been denied his Sixth Amendment right to effective assistance of counsel during the penalty phase of his trial. The district court denied the motion without holding an evidentiary hearing, and Sinisterra appeals. We affirm in part, reverse in part, and remand for an evidentiary hearing.

I. Background

Sinisterra worked as a drug courier for Edwin Hinestroza, who ran a cocaine distribution ring in the Kansas City, Missouri, area. Cocaine shipments came from La Oficina, a drug cartel, in Colombia, South America, via Mexico. Sinisterra transported cocaine from Houston, Texas, to Kansas City.

Hinestroza lived in Kansas City with Monica Osma, the sister of the murder victim, Julian Colon. In late 1998, $240,000 of drug proceeds was stolen from the apartment that Hinestroza and Osma shared. According to Osma, the apartment was robbed and she was injured during the robbery. Shortly after the alleged robbery, Hinestroza, his associate, and two men claiming to represent La Oficina questioned Osma about the incident. They did not believe her account and issued a death threat, meaning that La Oficina would not be satisfied unless someone was killed.

Two days after the meeting with Osma, Hinestroza asked Colon and Héberth Andres Borja-Molina to meet him at a hotel, where they were confronted by Hinestroza, Sinisterra, and two other men. Colon and Borja-Molina went with the men to another house in Kansas City, where they were bound with duct tape and beaten. The men demanded to know where the missing $240,000 was. The beatings and demands continued until Borja-Molina overheard Hinestroza order the men to “shoot him [Colon] in the head” and then heard “shoot the other one, too.” BorjaMolina heard the sound of a gunshot and ringing in his ears. Pretending to be dead, Borja-Molina was placed with Colon’s body in the trunk of a vehicle. The vehicle was driven to a park, where it and the bodies were abandoned. After he was arrested, Sinisterra admitted that he had shot Colon and that Hinestroza had employed him to participate in the beatings and shootings, promising to pay him $1,000 for his participation.

Sinisterra was charged with (1) conspiracy to distribute five or more kilograms of cocaine; (2) aiding and abetting the use of a firearm in relation to a drug-trafficking crime and committing a murder in the perpetration of a drug-trafficking crime; (3) knowingly traveling in interstate commerce with the intent that a murder for hire be committed; and (4) criminal forfeiture. Attorney Fred Duchardt was appointed to represent Sinisterra. He asked Jennifer Herndon to serve as co-counsel. Both Duchardt and Herndon had previously handled capital cases. Duchardt hired Daniel Grothaus, a private investigator, to serve as both the fact investigator and the mitigation specialist. Grothaus was highly regarded as a fact investigator, and Duchardt gave him the dual role to obtain a higher pay rate. Herndon disagreed with *904 the decision to forego hiring a mitigation specialist.

According to his affidavit, Grothaus has been working as a defense investigator in capital cases since 1988. Grothaus spent the majority of his time investigating issues related to the guilt phase of Sinisterra’s trial, although he interviewed some of Sinisterra’s friends and family members in Houston for mitigation purposes. Those interviews provided information about Sinisterra’s relationships and his role as a husband, father, and friend. Grothaus did not investigate Sinisterra’s background or social history and did not gather any records of his life history. Herndon, who was in charge of the penalty phase of trial, undertook most of the mitigation investigation herself. Grothaus was not asked to develop mitigation themes, to prepare demonstrative evidence for the penalty phase, or to assist in drafting the mitigating factors to be considered by the jurors.

Defense counsel decided to present mitigation evidence through live witnesses at the penalty phase of trial. Because Sinisterra was born and raised in Buenaventura, Colombia, Herndon traveled to Colombia to meet with Sinisterra’s mother, other family members, and friends. According to Herndon, the interviews she conducted were preliminary interviews to get acquainted with the family and friends and to develop rapport; she did not delve into issues of abuse or family discord. She recorded her interviews, but did not intend to introduce the recordings at trial. She made no attempt to gather records in Colombia, nor did she ask Sinisterra’s family members who lived there to do so. The potential Colombian witnesses were required to secure visas or humanitarian parole to gain entry into the United States. According to Duchardt, although all appropriate steps were taken to assist potential witnesses in timely applying for the visas, the applications were denied and thus Sinisterra’s relatives were unable to enter this country.

Following the guilt phase of Sinisterra’s trial, the jury convicted him of the crimes described above. During the penalty phase of the trial, Sinisterra introduced ten witnesses in support of mitigation: his wife, his mother-in-law, his nine-year-old daughter, his daughter’s mother, two Mends, a former employer, two corrections officers, and a probation officer. The videotaped interviews, which were redacted and shown to the jury, constituted the only evidence regarding Sinisterra’s childhood in Colombia. No evidence of Sinisterra’s mental health or capacity was presented.

During closing arguments, the government asked the jury to send a message to Sinisterra and other drug traffickers like him and to act as the conscience of the community. The government also told the jurors that the mitigation evidence was a “smoke screen” and compared it to the dark ink an octopus ejects to evade danger. The prosecutor framed the murder as being cold and premeditated, telling the jury that defense counsel wanted its sympathy but that it would be wrong to base the sentence on how Sinisterra’s children felt. Neither Duchardt nor Herndon objected to the government’s closing argument.

The jury returned a death-sentence verdict on the murder and murder-for-hire counts. It found three statutory aggravating factors: (1) the murder was committed with the expectation of pecuniary gain; (2) the murder included substantial planning and premeditation; and (3) Sinisterra intentionally attempted to kill more than one person. The jury also determined that Sinisterra was likely to commit criminal acts of violence in the future and was a continuing threat to society. The jury found no statutory mitigating factors, but *905

Free access — add to your briefcase to read the full text and ask questions with AI

Related

DeMarrias v. United States
D. South Dakota, 2022
Davis v. United States
E.D. Missouri, 2022
Bates v. Norman
E.D. Missouri, 2020
Alfred Jackson v. United States
956 F.3d 1001 (Eighth Circuit, 2020)
Salgado-Lopez v. United States
W.D. Wisconsin, 2019
United States v. Tegeler
309 F. Supp. 3d 728 (D. Nebraska, 2018)
Jacques Slocum v. Wendy Kelley
854 F.3d 524 (Eighth Circuit, 2017)
Deck v. Steele
249 F. Supp. 3d 991 (E.D. Missouri, 2017)
Key v. Rapelje
634 F. App'x 141 (Sixth Circuit, 2015)
Nelson v. United States
97 F. Supp. 3d 1131 (W.D. Missouri, 2015)
Dawn Lawrey v. Kearney Clinic, P.C.
751 F.3d 947 (Eighth Circuit, 2014)
United States v. Williams
18 F. Supp. 3d 1065 (D. Hawaii, 2014)
Andrew Sasser v. Ray Hobbs
735 F.3d 833 (Eighth Circuit, 2013)
Honken v. United States
42 F. Supp. 3d 937 (N.D. Iowa, 2013)
Norris Holder v. United States
721 F.3d 979 (Eighth Circuit, 2013)
United States v. David Runyon
707 F.3d 475 (Fourth Circuit, 2013)
United States v. Mark Snarr
Fifth Circuit, 2013

Cite This Page — Counsel Stack

Bluebook (online)
600 F.3d 900, 2010 U.S. App. LEXIS 6914, 2010 WL 1236310, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sinisterra-v-united-states-ca8-2010.