Sims v. State

530 P.2d 1176, 1975 Wyo. LEXIS 125
CourtWyoming Supreme Court
DecidedJanuary 17, 1975
Docket4362
StatusPublished
Cited by32 cases

This text of 530 P.2d 1176 (Sims v. State) is published on Counsel Stack Legal Research, covering Wyoming Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sims v. State, 530 P.2d 1176, 1975 Wyo. LEXIS 125 (Wyo. 1975).

Opinion

RAPER, Justice.

The áppellant-defendant was found guilty by a jury and sentenced to the Wyoming State Penitentiary for the crime of unlawful possession with intent to deliver a controlled substance, lysergic-acid diethyla-mide, commonly known as LSD, in violation of § 35-347.31, W.S.1957, 1973 Cum.Supp. He asks three questions in this appeal:

1. Did the trial court improperly limit defense counsel’s cross-examination of the State’s principal witness relating to prior inconsistent statements made by the witness under oath ?
2. Did the trial court err in failing to grant a continuance on the basis of surprise when the State’s principal witness testified at variance with prior sworn affidavits, upon which defense counsel has relied and thereby denied the defendant of effective assistance of counsel?
3. May “intent to deliver” as an essential part of the alleged crime be inferred from the evidence adduced at trial, without benefit by the jury of any specific instructions on the intent?

To support a search warrant of a trailer-house occupied by defendant and another by the name of Strait, witness Schwartz on May 14, 1973, made an affidavit in which he narrated the circumstances of his buy of LSD, upon which this prosecution is based. Later, on May 19, 1973, Schwartz made another affidavit for the purpose of supporting a criminal complaint for arrest warrant, to show probable cause. On May 18, 1973, Strait made an affidavit implicating himself and the defendant as financial partners in the drug sale and stated that the money was to be divided between them. The May 19 affidavit of Schwartz and the May 18 affidavit of Strait were attached to the complaint and together constituted probable cause for the issuance of a warrant for the arrest of defendant.

At the trial of the case, Schwartz testified that when- he went to the trailerhouse occupied by the defendant and Strait, Strait went to a refrigerator and brought out a baggie full of LSD tablets, sold $20 worth to Schwartz, after which Strait sat down at a table and handed to the defendant $10, Strait keeping $10. In neither of *1178 Schwartz’s May 14 or May 19 affidavits, had he made any mention whatsoever of any transfer of funds from Strait to the defendant, of the money paid him by the witness.

Defense counsel attempted a cross-examination of Schwartz with respect to the sworn statements. It must be kept in mind that neither of the statements were in evidence nor were marked for identification, but they did appear in the court file, being a part of the transcript filed by the justice of the peace with the district court. Without laying any foundation, defense counsel jumped into inquiring about the contents of the May 14 affidavit and an objection that no proper foundation had been laid was made and sustained, so defense counsel proceeded to ask some foundation questions, without inquiring into the circumstances under which the affidavit was made and, again, the court sustained an objection that there was no proper foundation, but nevertheless the witness, after the objection was sustained, answered a question that indicated that he had not in the May 14 affidavit stated that the defendant had participated in the money which he had paid to Schwartz. The answer was not stricken so it was before the jury.

The defendant’s counsel then started to inquire about another affidavit (probably the May 19 affidavit). The court at this point stated, in effect, to defense counsel that he did not know what these affidavits were, and foundation must be laid and that he could proceed with cross-examination. Defense counsel still failed to lay any foundation and started to examine about the contents of the prior affidavits, to which an objection was sustained. Defense counsel thereupon abandoned any further inquiry about the affidavits.

The court has gone into some detail in regard to these circumstances, in order to make meaningful the governing rules and the importance of proper foundation in the impeachment of a witness. There is a regular, established and accepted procedure for impeachment with a previously made statement either in direct contradiction or in those situations where there is no patent contradiction, but an important fact is not mentioned and we shall approach these considerations in that order.

The technique of laying the foundation in such case is very nicely outlined in McCormick et al. on Evidence, 2d Ed. H.B., p. 72:

“To satisfy the requirement the cross-examiner will ask the witness whether he made the alleged statement, giving its substance, and naming the time, the place, and the person to whom made. The purpose of this particularity is, of course, to refresh the memory of the witness as to the supposed statement by reminding him of the accompanying circumstances.”

McCormick also says on the same page:

“The purposes of the requirement are (1) to avoid unfair surprise to the adversary, (2) to save time, as an admission by the witness may make the extrinsic proof unnecessary, and (3) to give the witness, in fairness to him, a chance to explain the discrepancy.”

This is not a new rule in Wyoming, being first mentioned in Dayton v. The Wyoming National Bank, 1875, 1 Wyo. 263, 266, the court saying:

“It is simple justice to the witness. If his mind is directed to the particular circumstances and occasion, he may not only recollect but satisfactorily explain his previous and apparently contradictory statements. In this case the foundation was not laid to impeach the testimony of the said Irvinson, and the court properly ruled out the affidavit: (authority cited).”

See also Hawkins v. B. F. Walker, Wyo. 1967, 426 P.2d 427, 430, and Mares v. State, Wyo.1972, 500 P.2d 530, 536. This fundamental is even statutory in this state, § 1-143, W.S.1957, where it is declared that a witness may be impeached by state *1179 ments inconsistent with his present testimony,

“ * * * but * * * the circumstances of the supposed statement sufficient to designate the particular occasion, as near as may be, must' be mentioned to the witness, and he must be asked whether or not he has made such statements, and, if so, allowed to explain them.”

Actually, the witness’ testimony was not in direct conflict with his previous affidavits because in the affidavits there had been no mention of any payment by Strait to the defendant in the presence of the witness Schwartz, so what exists is an omission to state matters in an earlier affidavit, rather than a direct contradiction between testimony at the trial and the previous statement. However, this is considered as a contradiction under some circumstances, which ought to be explained in order to make clear the applicability of the foundation requirements.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Clearwater v. State
2 P.3d 548 (Wyoming Supreme Court, 2000)
State v. Blake
478 S.E.2d 550 (West Virginia Supreme Court, 1996)
Haselhuhn v. State
727 P.2d 280 (Wyoming Supreme Court, 1986)
Lindsey v. State
725 P.2d 649 (Wyoming Supreme Court, 1986)
Gentry v. State
724 P.2d 450 (Wyoming Supreme Court, 1986)
Smith v. Smith
704 P.2d 1319 (Wyoming Supreme Court, 1985)
Tageant v. State
683 P.2d 667 (Wyoming Supreme Court, 1984)
Stogner v. State
674 P.2d 1298 (Wyoming Supreme Court, 1984)
State v. Hines
633 P.2d 1384 (Arizona Supreme Court, 1981)
Munoz v. Maschner
590 P.2d 1352 (Wyoming Supreme Court, 1979)
Dorador v. State
573 P.2d 839 (Wyoming Supreme Court, 1978)
Goodman v. State
573 P.2d 400 (Wyoming Supreme Court, 1977)
Garcia v. State
571 P.2d 606 (Wyoming Supreme Court, 1977)
Raigosa v. State
562 P.2d 1009 (Wyoming Supreme Court, 1977)
Dodge v. State
562 P.2d 303 (Wyoming Supreme Court, 1977)
Miller v. State
560 P.2d 739 (Wyoming Supreme Court, 1977)
Ash v. State
555 P.2d 221 (Wyoming Supreme Court, 1976)
Stuebgen v. State
548 P.2d 870 (Wyoming Supreme Court, 1976)
Moore v. State
542 P.2d 109 (Wyoming Supreme Court, 1975)

Cite This Page — Counsel Stack

Bluebook (online)
530 P.2d 1176, 1975 Wyo. LEXIS 125, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sims-v-state-wyo-1975.