Simpson v. Saul

District Court, N.D. California·Decided September 21, 2021·No. 3:20-cv-07168·Unknown

Opinion

ROBIN S., Case No. 20-cv-07168-JSC

Plaintiff, ORDER RE: CROSS-MOTIONS FOR v. SUMMARY JUDGMENT

ANDREW M. SAUL, Re: Dkt. Nos. 14, 17 Defendant.

Plaintiff seeks Disability Insurance Benefits (DIB) and Supplemental Security Income Benefits (SSI) for a combination of physical and mental impairments, including: osteoarthritis, disorders of back discogenic and degenerative, carpal tunnel syndrome, slipped hip with chronic pain, adjustment disorder with depressive, high blood pressure, and post-traumatic stress disorder (“PTSD”). (Administrative Record “AR” 112.) Pursuant to 42 U.S.C. § 405(g), Plaintiff filed this lawsuit for judicial review of the partially favorable final decision by the Administrative Law Judge (“ALJ”).1 Now pending before the Court are Plaintiff’s and Defendant’s motions for summary judgment. (Dkt. Nos. 14, 17.) 2 For the reasons stated below, the Court GRANTS IN PART and DENIES IN PART Plaintiff’s motion for summary judgment, and GRANTS IN PART and DENIES IN PART Defendant’s motion for summary judgment, and REMANDS for further proceedings consistent with this Order. // // 1 All parties have consented to the jurisdiction of a magistrate judge pursuant to 28 U.S.C. Section636(c). (Dkt. Nos. 2, 8.) A. Procedural History Plaintiff applied for DIB and SSI in April and May of 2014, respectively, alleging a disability since April 30, 2010. (AR 336-39.) The agency denied her claims. (AR 154-58, 167- 72.) She requested reconsideration with good cause for late filing, which was denied. (AR 159, 166, 167.) She then filed a request for hearing. (AR 174.) Her application was dismissed without prejudice due to her failure to appear for her scheduled court hearing. (AR 142, 269.) The Appeals Council then provided her with another opportunity for a hearing, which was held before an ALJ. (AR 50-69.) The ALJ issued a partially favorable opinion which concluded that the onset date of her disability was on, but not before, June 1, 2018. (AR 20.) Plaintiff subsequently appealed to the Appeals Council which found no reasons to review the ALJ’s decision and denied Plaintiff’s request for review. (AR 1.) In accordance with Civil Local Rule 16-5, the parties filed cross motions for summary judgment. (Dkt. Nos. 14, 17.) B. Issues for Review 1. Did the ALJ err in determining that Plaintiff’s mental impairments were non-severe? 2. Did the ALJ err in evaluating the medical evidence? 3. Did the ALJ err in evaluating the Listings for Plaintiff’s physical and/or mental impairments? 4. Should the case be remanded for payment of benefits or for additional proceedings? A claimant is considered “disabled” under the Social Security Act if she meets two requirements. See 42 U.S.C. § 423(d); Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). First, the claimant must demonstrate “an inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A). Second, the impairment or impairments must be education, and work experience “engage in any other kind of substantial gainful work which exists in the national economy.” Id. § 423(d)(2)(A). To determine whether a claimant is disabled, an ALJ is required to employ a five-step sequential analysis, examining: (1) whether the claimant is engaging in “substantial gainful activity”; (2) whether the claimant has a “severe medically determinable physical or mental impairment” or combination of impairments that has lasted for more than 12 months; (3) whether the impairment “meets or equals” one of the listings in the regulations; (4) whether, given the claimant’s “residual functional capacity,” (“RFC”) the claimant can still do her “past relevant work”; and (5) whether the claimant “can make an adjustment to other work.” Molina v. Astrue, 674 F.3d 1104, 1110 (9th Cir. 2012), superseded by regulation on other grounds; see also 20 C.F.R. § 416.920(a). Because the ALJ found Plaintiff disabled as of June 1, 2018, the sole issue is whether the ALJ erred in not finding that she was disabled prior to that date, and in particular, as of her alleged disability onset date of April 30, 2010. I. The ALJ’s Determination that Plaintiff Had No Severe Mental Impairments Plaintiff first challenges the ALJ’s step two determination that she did not suffer a severe mental impairment. An impairment is considered severe if it “significantly limits the claimant’s physical or mental ability to do basic work activities.” Ford v. Saul, 950 F.3d 1141, 1148 (9th. Cir. 2020) (internal quotations and citations omitted). The plaintiff has the burden to demonstrate the existence of a medically determinable impairment through medical evidence. Bowen v. Yuckert, 482 U.S. 137, 146 (1987); see also 20 C.F.R. § 404.1508 (providing that claimant must establish existence of medically determinable impairment from “medically acceptable clinical and laboratory diagnostic techniques”). The Ninth Circuit has recognized, however, that the step-two inquiry is a “de minimis screening device used to dispose of groundless claims.” Edlund v. Massanari, 253 F.3d 1152, 1158 (9th. Cir. 2001) (internal quotation marks and citation omitted). Indeed, the ALJ can find that an slight abnormality than has no more than a minimal effect on an individual’s ability to work.” Smolen, 80 F.3d at 1290. (internal quotation marks and citations omitted.) On review, this Court’s duty is to determine “whether the ALJ had substantial evidence to find that the medical evidence clearly established that” Plaintiff did not have a severe mental impairment prior to the June 1, 2018 onset date. Webb v. Barnhart, 433 F.3d 683, 687 (9th Cir. 2005). The ALJ identified four reasons why the record evidence did not support a finding of a severe mental impairment for a 12-month period prior to June 1, 2018: (1) Plaintiff’s “limited and sporadic mental health treatment prior to the established disability onset date;” (2) Plaintiff’s ability to carry on activities of daily living; (3) Plaintiff’s own testimony that she stopped working due to physical, not mental impairments; and (4) Plaintiff’s long history of polysubstance abuse. (AR 26-27.) The Court concludes that, while the first reason, standing alone, does not constitute substantial evidence, the final three reasons are sufficient to establish that Plaintiff’s mental impairments prior to June 1, 2018 were not sufficiently severe at step two. Further, Plaintiff’s arguments regarding errors in weighing the medical evidence do not undermine the non-severity finding. A. Plaintiff’s “Limited and Sporadic” Mental Health Treatment Prior to June 2018 First, the ALJ found that Plaintiff’s mental impairments were non-severe because “the record shows limited and sporadic mental health treatment prior to the establishe

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