STATE OF MAINE SUPERIOR COURT CUMBERLAND, ss CIVIL ACTION DOCKET NO. CV-04-765 flJ' l!:'v L r, ~~\- ,,~\---.IJ,' !;~(" \- , :" JEFFREY E. SIMPSON, Plaintiff ORDER ON CROSS v. MOTIONS FOR SUMMARY JUDGMENT CUMBERLAND COUNTY, MARK DION, E.J. BURKE, WAYNE PIKE, AND DANIEL HASKELL,
Defendants
BEFORE THE COURT
Before the court is Defendants' Motion for Summary Judgment pursuant
to M.R. Civ. P. 56, on Plaintiff's claims against Defendants Cumberland County,
Mark Dion, E.J. Burke, Wayne Pike, and Officer Daniel Haskell. Also before the
court is Plaintiff's Cross Motion for Summary Judgment.
PROCEDURAL BACKGROUND The Plaintiff, Jeffrey Simpson is incarcerated in the
United States Federal Penitentiary in Lewisburg, Pennsylvania. His expected
release date is April 12, 2028. Simpson filed his Original Complaint on December
20, 2004, against Cumberland County for events Simpson alleges occurred while
in custody at the Cumberland County Jail (CCJ) between October 2003 and July
2004. The Plaintiff filed an Amended Complaint on January 5, 2005, which in
addition to Cumberland County, named Mark Dion, E.J. Burke, Wayne Pike,
Officer Daniel Haskell, and an Unknown Officer as individual defendants. The
CCJ and/ or the Cumberland County Sheriff's Department employed each of the
named individual defendants when Simpson was in custody in the CCJ. Count I of the Complaint is a claim under the Maine Tort Claims Act (MTCA), which
alleges Defendants negligently used pepper spray against a person in the jail cell
next to Simpson's, causing Simpson to suffer physical pain from the pepper
spray. Count II asserts negligent infliction of emotional distress and Count III
asserts intentional infliction of emotional distress. Counts II and III both relate to
Simpson's claim that the CCJ recorded his telephone calls.
On November 23,2005, the Defendants filed a Motion for Summary
Judgment. On December 9, 2005, Simpson filed a Motion for Leave to file an
Amended Complaint, and submitted a Second Amended Complaint. On
December 22, 2005, Plaintiff filed an Opposition to Defendant's Motion for
Summary Judgment, and also filed a Cross Motion for Summary Judgment.
Simpson's Second Amended Complaint attempts to add Brian
Cummings, Peter Crichton, Francine Breton, and Nancy Vigue as defendants,
and also attempts to add additional claims, including: (1) an alleged violation of
15 M.R.S. § 711 - which provides a civil damages remedy against those who
intercept wire and oral communications; (2) fraud for using a pen register; (3)
spoliation of evidence;! (3) invasion of privacy; (4) negligence for "the manner in
which [the Defendants] intercepted the Plaintiff's dial impulses and
communications occurring on the prisoner telephones;" (4) nuisance due to the
I The Law Court has never recognized the spoliation of evidence as a cause of action. Breen v. Lucas, 2005 Me. Super. LEXIS 67, * 24; Lawrence v. Mooers, 2001 Me. Super. LEXIS 93, *2; see also Gagne v. J017sen, Inc., 298 F.Supp. 2d 145, 147-48 (D.Me. 2003) (discussing that the court resolves claims based on the alleged spoliation of evidence through evidentiary sanctions).
2 alleged interference with phone communications; and (5) assault and battery
related to the pepper spray incident. 2
The Defendants oppose Simpson's Motion to Amend his Complaint
alleging the addition of parties and claims is untimely. However, the court
permits Simpson's Second Amended Complaint. The court will rule on the
Cross Motions for Summary Judgment that are presently before the court and
allows Defendants to address the additional parties and claims in a later motion,
if they should chose to do so.
The court addresses the Defendants' Motion, and Plaintiff's Cross Motion
for Summary Judgment below.
FACTUAL BACKGROUND Jeffrey Simpson went into custody at the CCJ on October 9, 2003, where he
remained until June 2004. Both of Simpson's claims arise from events that
occurred while he was in custody at the CCp
1. Facts of Alleged Telephone Recording
During the time that Simpson was in custody in the CCJ he requested to
use a non-recorded telephone to call his attorney. He was advised that he could
use the phone in the day room area of his cellblock to make a collect phone call.
2 The exact dates Plaintiffs phone related tort claims occurred is not alleged. The pepper spray incident occurred on November 23, 2003. Plaintiff filed his Original Complaint on December 20, 2004. While this issue was not raised by the Defendants, the court notes that a claimant under the Maine Torts Claim Act must provide notice of a claim within 180 days after the claim accrues, or if later than 180 days and before the expiration of the statute of limitations, a claimant must show good cause why notice could not have reasonably been filed within the 180-day time limit. 14 M.R.S. § 8107(1). Ifa claimant fails to comply with the MTCA' s notice provision, it can be a ground for summary judgment. See, e.g., Pepperman v. Barrett, 661 A.2d 1124 (Me. 1995). .3 The CCl is administered by the Cumberland County Sheriff's Department and is insured through the Maine County Commissioners Association Self-Funded Risk Management Pool. Simpson requested further information about the phone system, and he was
advised that further information would not be provided because it presented a
security issue to the facility. Simpson claims that the CCl's telephone system
was capable of monitoring and recording prisoner phone conversations. 4
However, the exhibits referenced in Simpson's Response to the Defendants'
Statement of Material Facts do not support Simpson's contention. 5 According to
the Defendants, the CCJ did not have the ability to listen in on or record
Simpson's phone calls when he was incarcerated. 6
A now defunct company called T-NETIX designed the jail's phone system.
The Maine County Jails obtained T-NETIX phones through its contract with Bell
4 This case appears to be Simpson's second attempt to bring a claim against Cumberland County for alleged unlawful recording of phone calls. In Simpson v. Cumherland County, AP-04-17, Simpson filed an 80C Appeal in which he requested declaratory judgment that the defendants violated federal statutes 18 U.S.c.A. §§ 241, 2510-2520 & 3121 and his rights under the Fourth Amendment. The court granted the defendants' Motion to Dismiss because Simpson failed to exhaust his administrative remedies. 5 The exhibits referenced by the Plaintiff support Defendants' claim that the Jail did not have the ability to record or monitor the telephone calls of its prisoners. The following evidence supporting the Defendants' argument is referenced in the exhibits attached to Plaintiff's Response to Defendants' Statement of Facts: 1. Mark Dion stated in response to Plaintiff's interrogatories that the jail can identify numbers called, but cannot identify who used the phone. 2. In Plaintiff's Exhibit II, there is a March 1,2005 message from Genie Beaulieu to Michael Kelly regarding inmate phones, which states: "Verizon reports that the inmate phone units are so old that they do not have any information on them. They are called' inmate mimi units" and the company who made the units is out of business. The units do not have recording ability ...." 3. While there is a brochure in Plaintiff's Exhibit II about the T-NETIX phone system, there is no indication that the CCJ actually had the relevant technology T NETIX described as capable of recording and monitoring calls. 4. Sheriff Mark Dion states in his March 15,2005 response to Plaintiff's interrogatories that the "telephone system does not provide monitoring capabilities," and later states "To my understanding, our system makes a record of the phone numbers called from the jail. It does not record calls." 6 Major Francine Breton states in her affidavit that the jail did not have the capability to listen in on or record telephone calls at any time while Simpson was in the Cumberland County Jail's custody.
4 Atlantic from February 2000 to February 2005. The phones were replaced when
the contract expired and the Maine County Jails entered into a new contract.
Simpson claims that in removing the T-NETIX system the CCJ failed to preserve
evidence relevant to his claims. In his affidavit, Simpson states that the CCJ's
computerized telephone system monitored phone calls. He claims that at least
eight of his phone calls were intercepted and stored through the jail's telephone
system. Relying on the T-NETIX brochure, Simpson claims that the T-NETIX
telephones had real time monitoring and recording capability, and that the
phones also recorded the phone numbers of calls. Simpson appears to infer that
the jail had the technology to record conversations (as detailed in the brochure)
based on the following: (1) a response to a grievance appeal from Mark Dion, in
which Dion says: "The computerized phone system is standard in all correctional
facili ties;" and (2) a prior experience in the Penobscot County Jail in 2002, in
which his conversations were recorded and he was prosecuted for witness
tampering based on the recorded telephone conversations.
2. Facts of Pepper Spray Incident
On November 23, 2003, according to the Defendants, Corrections Officers
Brian Cummings and Daniel Haskell were working in the maximum-security
area of the CCJ. While conducting a security check, Cummings saw inmate
Robert Anthony jump down from his sink, and Cummings advised Anthony that
he is not allowed to stand on the sink. Anthony began to yell obscenities.
Cummings attempted to speak through the crack on the edge of the cell door to
calm Anthony down. When Cummings did so, Anthony threw warm soup in
Cummings face, and yelled more obscenities. Officer Haskell responded by
going to the officer's station, where he grabbed handcuffs. Haskell then opened
5 the food chute, and ordered Anthony to stop yelling and put his hands through
the food chute. Anthony continued to yell obscenities and refused to comply
with the order to place his hands through the food chute. In response to
Anthony's refusal and his continued disruptive behavior, Cummings sprayed a
quarter second burst of oleoresin capsicum (pepper spray) into Anthony's cell
through the food slot. Approximately five minutes later Anthony became
compliant and Haskell and Cummings were able to place handcuffs on
Anthony's wrists and take him to the shower.
Anthony was given 15 minutes to wash his eyes out and shower and he
declined to be evaluated by medical staff. Cummings and Haskell continued to
work the maximum-security shift afterwards, and they were unaffected by the
fumes from the capsicum spray. No other inmates were exposed to the capsicum
fumes from the spray and none of the other inmates requested to shower to rinse
the spray, or requested medical attention. Officer Cummings stated in his
affidavit that the use of the spray was reasonable because if Anthony's behavior
were left unchecked it would escalate and potentially create a risk either to the
inmate or to jail staff.
The Cumberland County Sheriff's Department Field Services Guide
General Order No. 2-23 governs the use of oleoresin capsicum spray.7 General
Order No. 2-23 as well as pertinent sections of the training manual for the use of
7 According to the Affidavit of Major Francine Breton, General Order No. 2-23 requires that employees are responsible for providing fresh air and water for flushing the eyes of any person sprayed with disabling pepper agents and that this will be done as soon as possible after the person is in proper custody. Employees are to monitor the health of any person sprayed with pepper spray, and medical attention will be provided should the person show any ill effects or show any unusual reaction to being sprayed with the disabling agent.
6 oleoresin capsicum (pepper spray) were attached to Mark Dion's March 15, 2005
response to Simpson's request for documents and interrogatories. General Order
No. 2-23 permits the use of pepper spray to subdue a violently resisting subject
or to deter a person engaged in riotous conduct. The training manual states that
an officer should use two quarter second bursts of the pepper spray to subdue a
person when in still air and at a distance of 4-6 feet, and it says that an officer
should repeat until the desired effect occurs.
According to Simpson, his cell was directly adjacent to Robert Anthony's
cell and the doors to their cells were sliding doors. Simpson says that he and
Anthony were able to see each other through the crack of the doors. Simpson
provides a different account of the events after Anthony threw the soup at
Cummings. Simpson says that prior to attempting to handcuff Anthony, Officers
Haskell and Cummings discharged the capsicum spray into Anthony's cell for
four to five seconds in retaliation. Approximately five minutes later, Anthony
became compliant and Haskell and Cummings handcuffed Anthony. Simpson
says that Officers Haskell and Cummings, as well as the nurse, exhibited adverse
effects from the spray, and he claims that the vapors were not confined to
Anthony's cell. Simpson says that he and fellow prisoner Douglas Lafrance also
suffered from the capsicum spray. He claims that when he and Lafrance
requested medical attention as well, the nurse said there was nothing she could
do. Haskell and Cummings ignored his complaints about the vapors, and
Simpson says he suffered from the fumes for about two hours.
7 DISCUSSION
I. Standard of Review
Summary judgment should be granted if there is no genuine dispute as to
any material fact and the movant is entitled to judgment as a matter of law. M.R.
Civ. P. 56(c). In considering a motion for summary judgment, the court should
consider the facts in the light most favorable to the non-moving party, and the
court is required to consider only the portions of the record referred to and the
material facts set forth in the parties' Rule 56(h) statements. E.g., Johnson v.
McNeil, 2002 ME 99, <]I 8, 800 A.2d 702, 704. A contested fact is "material" if it
could potentially affect the outcome of the suit under the governing law. Inkel v.
Livingston, 2005 ME 42, <]I 4, 869 A.2d 745,747. A fact is "genuine" if there is
sufficient evidence supporting the claimed fact to require a fact-finder to choose
between competing versions of facts at trial. Id. For the purposes of summary
judgment, factual disputes and ambiguities must be resolved against the movant.
Nevertheless, when the facts offered by a party in opposition to summary
judgment would not, if offered at trial, be sufficient to withstand a motion for
judgment as a matter of law, summary judgment should be granted. Rodrigue v.
Rodrigue, 1997 ME 99, <]I 8, 694 A.2d 924, 926.
II. Simpson's Claims for Negligent Infliction of Emotional Distress and Intentional Infliction of Emotional Distress due to the Defendants' Alleged Recording and Monitoring of Phone Calls
In Counts II and III of his First Amended Complaint Simpson claims that
the Defendants' alleged recording and monitoring of phone calls caused him to
suffer great mental distress and mental anguish, and "severe distress of the mind
and other diverse injuries."
8 In order to recover for a claim for intentional infliction of emotional
distress, a plaintiff must demonstrate that: (1) the defendant engaged in
intentional or reckless conduct that inflicted serious emotional distress or would
be substantially certain to result in serious emotional distress; (2) the defendant's
conduct was so extreme and outrageous as to exceed all possible bounds of
decency and must be regarded as atrocious and utterly intolerable; and (3) the
plaintiff suffered serious emotional distress as a result of the defendant's
conduct. Champagne v. Mid-Maille Med. Ctr., 1998 ME 87, § 15, 711 A.2d 842, 847.
To make a claim for negligent infliction of emotional distress a plaintiff
must demonstrate that (1) the defendant owed a duty of care to the plaintiff; (2)
the defendant breached that duty; (3) the plaintiff suffered emotional harm; and
(4) the breach caused the plaintiff's harm. Fass v. Wasil. County, 260 F. Supp. 2d
198, 208 (D. Me. 2003); see also Curtis v. Porter, 2001 ME 158,
Simpson has not presented facts upon which relief can be granted.
Simpson has failed to show (1) extreme and outrageous conduct necessary for a
claim of intentional infliction of emotional distress or (2) a breach of duty by the
Defendants necessary to sustain a claim for negligent infliction of emotional
distress.
Simpson asserts in his affidavit that the CCJ has recording and monitoring
capabilities. Simpson's claim appears to be based on a loose association of the
following facts: (1) the T-NETIX brochure wluch details the technologies the
company offers, including conversation recording and monitoring technology;
(2) Mark Dion's response to a grievance appeal in which Dion states: "The
computerized phone system is standard in all correctional facilities;" and (3) his
9 prior experience in the Penobscot County Jail, which did have phone
conversation recording technology.
Aside from Simpson's speculative inference, there is no evidence that the
CCJ recorded his phone calls, or had the same phone conversation recording
technology as the Penobscot County Jail. s The evidence Simpson references in
his Response to Defendant's Statement of Material Facts does not support his
contention. As mentioned in footnote 3, the CCJ had the ability to monitor and
record the phone numbers that were dialed,9 but did not have the ability to
monitor and record the conversations prisoners were having. 10 This is further
supported by Major Francine Breton's affidavit, which states that the CCJ did not
have the capability to listen in on or record telephone calls at any time while
Simpson was in the CCJ's custody.
Because Simpson has not shown that the Defendants engaged in extreme
and outrageous conduct, or breached a duty to the Plaintiff, the court grants
Defendants' Motion for Summary Judgment on the claims of Intentional and
Negligent Infliction of Emotional Distress.
S The United States Supreme Court provided guidance on the evidentiary standard for summary judgment in Sea" v. Harris, 550 U.S. 372, 127 S. Ct. 1769 (2007). In Scott v. Harris the court explained: "When opposing parties tell two different stories, one of which is blatantly contradicted by the record, so that no reasonably jury could believe it, a court should not adopt that version of the facts for purposes of ruling on a motion for summary judgment." Jd 550 U.S. at 380-81, 127 S. Ct. at 1776. ') The recording of the numbers dialed on a phone is a common business practice by phone companies for billing purposes, and does not appear to violate any federally protected rights. See e.g., Gilday v. Dubois, 124 F.3d 277, 290 (1st Cir. 1997). In Gilday, Massachusetts corrections officers were permitted to obtain call details related to an inmates use of the phone, including numbers dialed or the particular phone used. Id 124 F.3d at 290-291. 10 As a prisoner, Simpson does not have an unfettered right to use a prison phone on his own terms. A prisoner's right to telephone access is subject to rational limitations in the face of the prison's legitimate security interests. See Washington v. Reno. 35 F.3d 1093, 1100 (6th Cir. 1994).
10 III. Simpson's Claim of Negligent use of the Pepper Spray
Simpson asserts a violation of the Maine Tort Claims Act, claiming that
the Defendants' negligent use of pepper spray caused him to suffer physical
pain. The Defendants assert municipal immunity on behalf of Cumberland
County and discretionary immunity on behalf of the named individual
defendants.
From the caption of Simpson's January 5,2005 Complaint, it appears that
Simpson attempted to sue Mark Dion, E,J. Burke, Wayne Pike, and Daniel
Haskell in their individual capacities. However, Simpson has failed to articulate
a basis for suing the named Defendants in their individual capacities. Under
M.R. Civ. P. 8(a), "a pleading which sets forth a claim for relief, .. shall contain
(1) a short and plain statement of the claim showing that the pleader is entitled to
relief, and (2) a demand for judgment for the relief which the pleader seeks." rd.
Because Simpson failed to state a basis for suit against the named Defendants in
their individual capacities, the court only addresses the suit against the named
Defendants in their official capacities as government employees.
The MTCA provides a broad grant of immunity to governmental entities.
Dmlforth v. Gottnrdi, 667 A.2d 847, 848 (Me. 1995). Cumberland County is among
the governmental entities covered by this grant of immunity. 14 M.R.S. §§
8102(2)-(3). A governmental entity "is immune from suit unless the immunity is
expressly removed by statute," Moreover, a government entity is not liable for
any claim resulting from the performance of a discretionary function or duty. Id.
11 at § 8104-B(3). The County can be liable to the extent it procures insurance
against claims against it waived by statute. Id. at § 8116. 11
The County, although entitled to broad immunity, can be held liable for
the acts of its employees for claims arising out of acts or occurrences within the
course and scope of an employee's employment. See Id. at § 8112. Under 14
M.R.S. § 8111, government employees are also entitled to immunity for certain
government related actions. "Employee" under the MTCA means "a person
acting on behalf of a governmental entity in any official capacity." 14 M.R.S. §
8102." The corrections officers named in Simpson's suit were acting in their
capacity as corrections officers at the CCJ and are government employees under
the MTCA.
The Defendants assert that the corrections officers are entitled to
discretionary immunity for claims arising out of their use of pepper spray.
Government employees are absolutely immune from personal civil liability for
"performing or failing to perform any discretionary function or duty, whether or
not the discretion is abused; and whether or not any [rule] under which the
discretion is performed is valid." [d. at § 8111(1)(C). This absolute immunity is
applicable whenever a discretionary act is reasonably encompassed by the duties
of the government employees who are required to exercise judgment or
discretion in performing their official duties. Id. at § 8111 (1).
II "A governmental entity otherwise immune from suit waives its immunity to the extent it procures insurance." Dw?forfh v. GO!fardi, 667 A.2d 847, 848 (Me. 1995). 14 M.R.S. § 8116. Cumberland County has liability coverage under the Maine County Commissioners Association (MCCA) Self-Funded Risk Management Pool. The County's coverage under the MCCA excludes any claims from which immunity is provided under the MTCA. See Def sEx. 1, MCCA Coverage Document, p. 33.
12 The officers engaged in two acts that require this court to determine if
discretionary immunity applies. The first act was Officer Cummings' decision to
use the pepper spray. The second was the corrections officers' response to
Simpson's alleged complaints and requests for treatment following the use of the
pepper spray on inmate Anthony.
The Law Court has adopted a four-factor test to determine whether
discretionary immunity applies:
(1) Does the challenged act, omission, or decision necessarily involve a basic governmental policy, program or objective? (2) Is the questioned act, omission, or decision essential to the realization or accomplishment of that policy, program, or objective as opposed to one which would not change the course or direction of the policy, program, or objective? (3) Does the act, omission, or decision require the exercise of basic policy evaluation, judgment, and expertise on the part of the governmental agency involved? (4) Does the governmental agency involved possess the requisite constitutional, statutory, or lawful authority and duty to do or make the challenged act, omission, or decision?
Roberts v. Stnte, 1999 ME 89, 9[ 8, 731 A.2d 855, 857 (ci ting Darling v. Augusta
Mental Health Illst., 535 A.2d 421, 426 (Me. 1987). The Law Court has granted
discretionary immunity pursuant to the MTCA in the context of the care and
custody of prison inmates. Roberts, at err 9, 731 A.2d at 857. In applying the four
factor test, the Law Court stated in Roberts that, "there can be no dispute that
corrections is a basic governmental program and that the supervision of inmates
is essential to a corrections program." Roberts, at err 10, 731 A.2d at 857. Implicitly,
the ability to control inmates is also essential to the administration of a
corrections program. The use of pepper spray and the care CCJ officers are
required to administer following the use of pepper spray are governed by the
Cumberland County Sheriff's Department Field Services Guide General Order
13 No. 2-23. Through this regulation corrections officers are granted discretion in
terms of when and how to use pepper spray.
As stated in the General Order No. 2-23, a corrections officer may use
pepper spray to subdue a violently resisting inmate or to deter inmates from
engaging in riotous conduct. Inmate Anthony violentl y resisted Officer
Cummings' orders and was engaged in riotous conduct. Accordingly, Officer
Cummings was authorized to use pepper spray to subdue inmate Anthony.
Officer Cummings states in his affidavi t that the use of the spray on Anthony
was to prevent the situation from escalating and creating risk either to the inmate
or to jail staff.
Turning to the manner in which the pepper spray was used, the training
manual says that pepper spray should be discharged in two separate quarter
second bursts to subdue a person at close distance, and that an officer should
repeat the use of the spray until the desired effect occurs. A factual dispute
exists regarding how long the pepper spray was used - Simpson claims it was
discharged for four to five seconds, while Officer Cummings claims he
discharged it for a single quarter second burst. However, this factual dispute is
not material because the training manual permits the spray to be discharged
"until the desired effects occur." Because the officers discharged the pepper
spray until the desired effect occurred, such that Anthony was subdued, the total
amount of time during which the spray was discharged is not material. The
court finds that Officer Cummings actions are entitled to discretionary immunity
with respect to the use of the pepper spray.
The court now turns to the care the officers and CCJ employees provided
following the use of the pepper spray. The pepper spray training manual
14 provides: "Subjects who are sprayed should be exposed to fresh air and ...
should be allowed to use cool water (and soap if available) to rinse the oily resin
from their skin. Encourage them to open their eyes and flush them with cool
water. Ice may be applied if burning persists." Simpson contends that he should
have been given care following the use of pepper spray on inmate Anthony. The
court disagrees based on an examination of the above policy.
The court narrowly construes the requirement that inmates sprayed shall
be provided care to mean the inmate that was directly sprayed. This is
supported by the fact that the policy allows subjects sprayed "to rinse the oily
resin from their skin," which implies "subjects" are those who are directly
sprayed. If the policy were construed broadly as Simpson claims, then any
inmate who remotely feels the effects of the pepper spray would be entitled to
special care. Such a policy would hinder the officers' ability to supervise and
control the jail because under a broad interpretation, any time pepper spray is
discharged every inmate would be entitled to fresh air and water to flush their
eyes. A broad interpretation of the policy would in effect deter officers from
using pepper spray to supervise and control the jail and would be contrary to the
intent of General Order No. 2-23. For this reason, the court finds that Haskell,
Cummings, and other CCJ employees did not abuse their discretion in ignoring
Simpson's alleged complaints and requests for treatment due to the pepper spray
vapors. Simpson was not directly sprayed with the pepper spray. Therefore,
they are entitled to the protections of discretionary immunity for their decision
not to provide Simpson treatment.
15 DECISION
Therefore, the entry is:
Defendants' Motion for Summary Judgment on Plaintiff's claims of negligent and intentional infliction of emotional distress related to alleged phone recording is GRANTED.
Defendants' Motion for Summary Judgment on Plaintiff's MTCA claim for negligence with regard to the use of pepper spray is GRANTED.
Defendants' Motion for Summary Judgment on the Plaintiff's MTCA claim for negligence with regard to the denial of treatment for the use of pepper spray is GRANTED.
Plaintiff's Motion for Summary Judgment is DENIED.
Dated at Portland, Maine this day of Il!~h- ,2009. ~~
16 = COURTS nd County DX 287 Ie 04112-0287
JEFFREY SIMPSON #04394-036 LEWISBURG USP PO BOX 1000 LEWISBURG PA 17837
. COURTS ld County )X 287 e 04112-0287
PETER MARCHESI ESQ WHEELER & AREY PO BOX 376 WATERVILLE ME 04903-0376 STATE OF MAINE SUPERIOR COURT CUMBERLAND, ss CIVIL ACTION DOCKET NO. CV-04-116~ IV / lIl ' , C i) ('11; l./ (; /~ 0 II JEFFREY SIMPSON,
Plaintiff
v. ORDER ON DEFENDANTS' MOTION FOR SUMMARY JUDGMENT
CUMBERLAND COUNTY, "' ST !i, -;~;'-~ , I ~:: (.Ufll h .,; :' . ();.: et aI., . ~ " ' ",n Office Defendants 't",,,, ,. ,
{", :~:: C: L' : r'i! ,f:;..,,~t
Before the court is the motion for summary judgment filed by the defendants,
Cumberland County, Mark Dion, E.J. Burke, Wayne Pike, Daniel Haskell, Brian
Cummings, Peter Crichton, and Francine Breton. The defendants move for summary
judgment in their favor on the plaintiff's second amended complaint pursuant to M.R.
Civ. P. 56. The plaintiff did not file an opposition to the defendants' motion. For the
following reasons, the motion is granted.
BACKGROUND
The following undisputed facts are taken from the Defendants' statement of
material facts. On October 9, 2003, the plaintiff was accepted into custody at the
Cumberland County Jail. (Defs.' S.M.F.
Cumberland County Jail until June 2004. ago
recorded telephone for an attorney call. ag.
provided as it presented a security issue for the facility. ag.
in which the plaintiff was incarcerated in the Cumberland County Jail. ag.
recorded, any telephone conversation of the plaintiff while incarcerated in the
Cumberland County Jail. (Id.
were dialed from the phones in the jail. (Id.
which inmate was making the phone call. ag.
On November 23, 2003, at approximately 5:45 p.m., Officers Brian Cummings
and Daniel Haskell were working in the maximum-security area of the Cumberland
County Jail. (rd.
Cummings saw Robert Anthony, an inmate, jump down from his sink. (Id.
Officer Cummings informed Mr. Anthony that he was not allowed to stand on his sink.
(Id.) Mr. Anthony began yelling obscenities and hitting his cell window. Officer
Cummings attempted to use the crack on the edge of the cell door to calm Mr. Anthony
down, and when he did so, Mr. Anthony threw warm soup in Officer Cummings's face.
(Id.
cell door. (Id.
Officer Haskell went to the officer's station and grabbed handcuffs. ilii.
his hands through the chute. Mr. Anthony continued to yell obscenities and threats and
refused to put his hands through the chute. ag.
actions, Officer Cummings sprayed a one forth second burst of oleoresin capsicum
spray into Mr. Anthony's cell through the food chute. ag.
The use of the spray was necessary because Mr. Anthony would not comply with
orders from either Officer Cummings or Officer Haskell, who were concerned that if
Mr. Anthony's behavior were left unchecked it would escalate and potentially create a
risk to Mr. Anthony or the jail staff. ag. en: 19.)
Approximately five minutes later, Mr. Anthony became compliant and Officers
Haskell and Cummings were able to place handcuffs on his wrists and take Mr.
Anthony to the shower. (Id. en: 15.) The officers gave Mr. Anthony fifteen minutes to
wash his eyes out. The officers asked Mr. Anthony if he wanted to be evaluated by
medical staff. (Id. en: 16.) Mr. Anthony declined. ag.)
Officers Cummings and Haskell continued to work in the maximum-security
area after the incident and had no problem with fumes from the spray. M. CJI 17.) No other inmates in the maximum-security area were exposed to the spray or the fumes of
the spray. (Id. CJI 20.) No other inmates in the maximum-security area requested access
to a shower to rinse off any spray or for medical attention due to exposure to the fumes
from the spray. (Id. CJI 21.)
The Cumberland County Jail is the only correctional facility in the State of Maine
that is accredited with the American Correctional Association (" ACA"). (Ig. CJI 22.) The
Maine County Commissioners Association Self-Funded Risk Management Pool ("Risk
Pool") is a public self-funded pool established pursuant to Title 3G-A, Chapter 117 of the
Maine Revised Statutes to provide risk management and coverage for pool members.
(Id. CJI 23.) Cumberland County is a Named Member of the Risk Pool and is provided
with insurance-type coverage pursuant to a document titled "Maine County
Commissioners Association Self-Funded Risk Management Pool Coverage Document"
("Coverage Document"). (Id. CJI 24.) Coverage under the Risk Pool's Coverage 3 Document extends to Cumberland County only for risks enumerated in the Coverage
Document and does not extend to those risks not enumerated or for which affirmative
language in the Coverage Document specifically excludes coverage. ag. ~ 25.)
The plaintiff filed a complaint against defendant Cumberland County on
December 20, 2004. The plaintiff alleged that while housed in the Cumberland County
Jail, his telephone calls were illegally recorded and he was exposed to oleoresin
capsicum spray fumes. The plaintiff filed an amended complaint on January 5, 2005
against defendants Cumberland County, Mark Dion, E.J. Burke, Wayne Pike, Daniel
Haskell, and an unknown officer based on the same allegations. On November 23,2005,
the defendants filed a motion for summary judgment. On December 22, 2005, the
plaintiff filed a cross-motion for summary judgment.
On December 9, 2005, the plaintiff filed a motion to amend his complaint. In his
second amended complaint, the plaintiff added defendants Brian Cummings, Peter
Crichton, Francine Breton, and Nancy Vigue. 1 The second amended complainf
includes the following eight claims:
• Count I - 15 M.R.S. § 711 • Count II - Fraud • Count III - Spoliation of Evidence • Count IV - Invasion of Privacy • Count V - Assault and Battery • Count VI - Negligence (exposure to the spray fumes) • Count VII - Negligence (recording of telephone conversations) • Count VIII - Nuisance By order dated November 23, 2009, the court granted summary judgment in
favor of the defendants on the first amended complaint and denied the plaintiff's
1 Ms. Vigue is not a county employee and is not represented by the counsel for the defendants. The defendants claim that the plaintiff never served Ms. Vigue with the amended complaint. 2 The palintiff did not designate which claims were brought against which defendants, but in the amended complaint, the plaintiff does not allege that Daniel Haskell or Brian Cummings were involved with recording Mr. Simpson's phone calls.
4 motion for summary judgment. The court granted the plaintiff's motion to amend hiS]
complaint. On October 13, 2010, the defendants filed a motion for summary judgment
on all counts in the second amended complaint. The plaintiff filed no opposition to the
defendants' motion.
DISCUSSION
A. Standard of Review
Summary judgment should be granted if there is no genuine dispute as to any
material fact and a party is entitled to judgment as a matter of law. M.R. Civ. P. 56(c).
In considering a motion for summary judgment, the court should consider the facts in
the light most favorable to the nonmoving party, and the court is required to consider
only the portions of the record referred to and the material facts set forth in the parties'
Rule 56(h) statements. See, e.g., Iohnson v. McNeil, 2002 ME 99, <]I 8,800 A.2d 702, 704.
A contested fact is "material" if it could potentially affect the outcome of the case. Inkel
v. Livingston, 2005 ME 42,
exists when there is sufficient evidence to require a fact-finder to choose between
competing versions of the truth at trial." Id. When the facts offered by a party in
opposition to summary judgment would not, if offered at trial, be sufficient to
withstand a motion for judgment as a matter of law, summary judgment should be
granted. Rodrigue v. Rodrigue, 1997 ME 99, <]I 8, 694 A.2d 924, 926.
Once a properly supported motion is filed, the party opposing a summary
judgment must show that a factual dispute exists sufficient to establish a prima facie
case for each element of the claim or defense in order to avoid a summary judgment.
Watt v. Unifirst Corp., 2009 ME 47, <]I 21, 969 A.2d 897, 902; Reliance Nat'l Indem. v.
Knowles Indus. Servs., 2005 ME 29,
respond to a statement of material facts permits a court to deem admitted any 5 statements not properly denied or controverted." Dyer v. Dep't of Transp., 2008 ME
106,
B. Claims Against the Defendants in Their Individual Capacity
Count I-IS M.R.S. § 711
Title IS, section 711 of the Maine Revised Statutes governing interception of wire
and oral communications provides: "Any party to a conversation intercepted, disclosed
or used in violation of this chapter shall have a civil cause of action against any person
who intercepts, discloses or uses such communications and shall be entitled to recover
from any such persons." 15 M.R.S. § 711 (2010). '''Intercept' means to hear, record or aid
another to hear or record the contents of any wire or oral communication through the
use of any intercepting device." 15 M.R.S. § 709(4) (2010). '''Contents,' when used with
respect to any wire or oral communication, means any information concerning the
identity of the parties to such communication or the existence, contents, substance,
purport or meaning of that communication." 15 M.R.S. § 709(2) (2010).
The defendants did not have the capability to listen to, or record, the substance of
the inmates' phone calls. (Defs.' S.M.F.
numbers dialed, but did not have information about which inmate made the call. (Ig.
does not appear to violate any federally protected rights. See Gilday v. Dubois, 124 F.3d
277, 290 (1st Cir. 1997) (interpreting the Massachusetts Wiretap Act, which tracts the
Federal Wiretap Act).
Count II - Fraud
The plaintiff alleges that the defendants committed fraud by "surreptitiously
utilizing a pen register and interception device" to unlawfully obtain information.
(CompI.
reckless disregard of whether it is true or false (4) for the purpose of inducing him to act
in reliance upon it, and (5) he justifiably relied upon the representation as true and
acted upon it to his damage." Guiggey v. Bombardier, 615 A.2d 1169, 1173 (Me. 1992).
"When a plaintiff alleges not an affirmative false statement, but rather a failure to
disclose rising to the level of a misrepresentation, the plaintiff must prove either (1)
active concealment of the truth, or (2) a specific relationship imposing on the defendant
an affirmative duty to disclose." Tobin v. Casco N. Bank, 663 A.2d 1, 2 (Me. 1995).
There is no genuine issue of material fact with respect to any active concealment
by the defendants. Though the defendants did not provide information about their
phone system to the plaintiff, the phone system could not record the plaintiff's
telephone calls. (Defs.' S.M.F.
material fact with respect to any confidential or fiduciary relationship that existed
between the plaintiff and the defendants that would have required the defendants to
disclose its phone system's capabilities.
Count III - Spoliation of Evidence
The Law Court has never recognized spoliation of evidence as a separate cause of
action. Breen v. Lucas, 2005 Me. Super. LEXIS 67, *24 (Me. Super. Jul. 4, 2005); Butler v.
Mooers, 2001 Me. Super. LEXIS 93, *2 (Me. Super. Jun. 15, 2001); Gagne v. D.E. Jonsen,
Inc., 298 F. Supp. 2d 145, 147-48 (D.Me. 2003) (stating that the remedy for spoliation of
evidence is sanctions upon the offending party).
Count IV - Invasion of Privacy
The plaintiff alleges that the defendants are liable for intruding upon his
seclusion. (Compi.
upon the solitude or seclusion of another or his private affairs or concerns, is subject to 7 liability to the other for invasion of his privacy, if the intrusion would be highly
offensive to a reasonable person.'" Nelson v. Maine Times, 373 A.2d 1221, 1223 (Me.
1977) (quoting Restatement (Second), Torts § 652A). Incarcerated persons have a lesser
expectation of privacy. See Bell v. Wolfish, 441 U.s. 520, 545-46 (1979) ("'Lawful
incarceration brings about the necessary withdrawal or limitation of many privileges
and rights, a retraction justified by the considerations underlying our penal system."')
(quoting Price v. Johnston, 334 U.s. 266, 285 (1948)). Additionally, it is not highly
offensive to record the telephone numbers dialed from a phone, which is a standard
billing practice for telephone companies. Gilday, 124 F.3d at 290.
Count V - Assault and Battery
The plaintiff claims that defendants are liable for assault and battery' because
defendant Cummings sprayed oleoresin capsicum spray on another inmate knowing
that it would cause the plaintiff to suffer injuries. (CompI. <]I 34.) Defendants Haskell
and Cummings assert that they are entitled to discretionary function immunity under
14 M.R.S. § 8111(1)(C) on all of the plaintiff's tort law claims.
The Maine Tort Claims Act governing discretionary function immunity states, in
relevant part:
Notwithstanding any liability that may have existed at common law, employees of governmental entities shall be absolutely immune from personal civil liability for the following:
C. Performing or failing to perform any discretionary function or duty, whether or not the discretion is abused; and whether or not any statute, charter, ordinance, order, resolution, rule or resolve under which the discretionary function or duty is performed is valid
3/1 A battery may be committed by a mere touching of another./1 Richards v. Town of Eliot, 2001 ME 132, <]I 31 n. 8, 780 A.2d 281, 292 n. 8 (citing Jack H. Simmons et al., MAINE TORT LAW § 1.01 (2001». /ILaw enforcement officials, however, are immune from liability from such touching within the scope of their discretion./1 Id.
8 The absolute immunity provided by paragraph C shall be applicable whenever a discretionary act is reasonably encompassed by the duties of the governmental employee in question, regardless of whether the exercise of discretion is specifically authorized by statute, charter, ordinance, order, resolution, rule or resolve and shall be available to all governmental employees, including police officers and governmental employees involved in child welfare cases, who are required to exercise judgment or discretion in performing their official duties.
14 M.R.S. § 8111(1) (2010). The Law Court applies a "four-factor test to determine
whether discretionary function immunity applies.
(1) Does the challenged act, omission, or decision necessarily involve a basic governmental policy, program or objective? (2) Is the questioned act, omission, or decision essential to the realization or accomplishment of that policy, program, or objective as opposed to one which would not change the course or direction of the policy, program, or objective? (3) Does the act, omission, or decision require the exercise of basic policy evaluation, judgment, and expertise on the part of the governmental agency involved? (4) Does the governmental agency involved possess the requisite constitutional, statutory, or lawful authority and duty to do or make the challenged act, omission, or decision?"
Roberts v. State, 1999 ME 89, 'll 8, 731 A.2d 855, 857 (quoting Adriance v. Town of
Standish, 687 A.2d 238, 240 (Me. 1996) (quotation omitted)). '''[T]he management and
care of prisoners is a discretionary function.'" Roberts, 1999 ME 89, err 9, 731 A.2d at 857
(quoting Erskine v. Comm'r of Corr" 682 A.2d 681, 686 (Me. 1996)).
Considering these four factors, the actions of defendants Haskell and Cummings
with regard to the capsicum spray were discretionary. Their actions were taken in
furtherance of corrections, which is a "basic governmental program"; the "supervision of
inmates is essential to a corrections program." Roberts, 1999 ME 89, err 10, 731 A.2d at
857. Inmate Robert Anthony, who was located in a cell next to the plaintiff, was
sprayed because Mr. Anthony was causing a disturbance and would not calm down.
(Defs.' S.M.F. err'll 10-11.) Mr. Anthony would not allow defendant Cummings to
handcuff him and continued to cause disruptions. QQ. err 13.) Mr. Anthony became 9 compliant only after defendant Cummings sprayed one short burst of capsicum spray.
(Id.
to determine and utilize the best method to control Mr. Anthony's behavior, which was
within their authority as corrections officers.
Count VI - Negligence (exposure to capsicum spray fumes)
In count VI, the plaintiff alleges that the defendants Haskell and Cummings were
negligent in denying "available treatment to prisoners whom suffer collateral effects
from oleoresin capsicum spray" and, as a result, the plaintiff suffered "multiple traumas
for a period of nearly 2 hours.,,4 (CompI.
negligence, a plaintiff must show four elements: duty, breach, causation, and damages.
Mastriano v. Blyer, 2001 ME 134,
care is a question of law." Reid v. Town of Mt. Vernon, 2007 ME 125,
539,544.
For the same reasons stated above, Officers Haskell and Cummings are entitled
to discretionary function immunity for any tort claim arising out of their use of
capsicum spray, including negligence.
Count VII - Negligence (recording of telephone conversations)
In count VII, the plaintiff appears to allege a claim for negligent infliction of
emotional distress. The plaintiff claims that the defendants' alleged interception of his
telephone calls caused him "to suffer sever emotional distress" manifesting in physical
symptoms. (CompI.
4The court previously held that the defendants listed in the plaintiff's first amended complaint, including defendant Haskell, were entitled to discretionary function immunity on the plaintiffs claim that the defendants negligently exposed him to capsicum spray. Simpson v. Cumberland County, et a1., CV-2004-765, at 15 (Me. Super. Ct., Cum. Cty., Dec. 1, 2009) (Crowley, J.). 10 In order to state a claim for negligent infliction of emotional distress, "a plaintiff
must set forth facts from which it could be concluded that (1) the defendant owed a
duty to the plaintiff; (2) the defendant breached that duty; (3) the plaintiff was harmed;
and (4) the breach caused the plaintiff's harm." Curtis v. Porter, 2001 ME 158,
A.2d 18, 25. 784 A.2d 18, 25. Plaintiffs "face a significant hurdle in establishing the
requisite duty," because a "general duty to avoid negligently causing emotional harm
to others" does not exist. Id. The "limited circumstances" in which an individual has
such a duty are either in "bystander liability actions" or when "a special relationship
exists between the actor and the person emotionally harmed." Id.
The plaintiff alleges nothing that would give rise to the limited circumstances in which
a duty exists. Compare id.
v. Watchtower Bible & Tract Soc'y, Inc., 1999 ME 144,
relationship).
Count VIII - Nuisance
"Nuisance claims require proof of a substantial, unreasonable interference with
the use and enjoyment of land." Darney v. Dragon Prods. Co., LLC 2010 ME 39,
3, 994 A.2d 804, 807 n. 3 (citing Charlton v. Town of Oxford, 2001 ME 104,
A.2d 366, 377 & n. 10)). The plaintiff's claims do not relate to his use and enjoyment of
land.
C. Claims Against the Defendants in Their Official Capacity
Pursuant to the Maine Tort Claims Act, government entities are immune from
suit on tort claims unless the Act expressly removes immunity. 14 M.R.S. § 8103(1)
(2010); Danforth v. Gottardi, 667 A.2d 847, 848 (Me. 1995). There are two provisions of
the Act that provide exceptions to the immunity of a municipality. The first provides
exceptions for (1) the ownership, maintenance, or use of vehicles, machinery, and 11 equipment; (2) the construction, operation or maintenance of a public building; (3) the
discharge of pollutants/ and (4) road construction, street cleaning or repair. 14 M.R.S. §
8104-A (2010). None of these exceptions is applicable to this case.
Additionally, section 81166 provides that a government entity waives its
immunity when it obtains insurance coverage for an activity for which it is immune. 14
M.R.S. § 8116 (2010). Cumberland County has the burden of establishing that it did not
waive its immunity by procuring insurance coverage. Moore v. Lewiston, 596 A.2d 612,
615 (Me. 1991).
Cumberland County and the other defendants in their official capacities are
insured through the Risk Pool. (Defs.' S.M.F. <]I 24.) However, the claims in the
plaintiff's complaint against defendant Cumberland County are excluded from
coverage under the Coverage Document Section III-Casualty Coverage by the following
language:
For all causes of action seeking tort damages pursuant to the provisions of the Maine Tort Claims Act, 14 M.R.S.A. § 8101, et seq. Coverage hereunder shall not be deemed a waiver of any immunities or limitations of damages available under the Maine Tort Claims Act, other Maine statutory law, judicial precedent, or common law.
Coverage is limited to those areas for which governmental immunity has been expressly waived by 14 M.R.S.A. § 8104-A and limited by 14 M.R.S.A. § 8104-B and 14 M.R.S.A. § 8111.
5 This exception only applies to negligent discharge of pollutants. See 14 M.R.S. § 8104-A(3) (2010). In this case, the officers discharged the pepper spray intentionally. (Defs.' S.M.F.
The legislative or executive body or any department of the State or any political subdivision may procure insurance against liability for any claim against it or its employees for which immunity is waived under this chapter or under any other law .... If the insurance provides coverage in areas where the governmental entity is immune, the governmental entity shall be liable in those substantive areas but only to the limits of the insurance coverage .... 14 M.R.S. § 8116 (2010).
12 (Id.
Document negating coverage for the plaintiff's claims, the Risk Pool provided to
Cumberland County separate Member Coverage Certificate covering the period from
January I, 2003 to December 31, 2004. M.
liability for torts and contain the following language limiting coverage:
Coverage is limited to those areas for which governmental immunity has been expressly waived by 14 M.R.S.A. § 8104-A and limited by 14 M.R.S.A. § 8104-B and 14 M.R.S.A. § 8111 ... Liability coverage shall not be deemed a waiver of any immunities or limitation of damages available under the Maine Tort Claims Act, other Maine statutory law, judicial precedent, or common law.
(Id.) "[T]his disclaimer is sufficient to avoid a waiver of immunity pursuant to section
8116." City of Old Town v. Dimoulas, 2002l\1E 133,
Other than insurance type coverage provided to Cumberland County under the
Risk Pool's Coverage Document, Cumberland County has not procured insurance
against liability for any claim against the county or its employees for which immunity is
not otherwise waived under the Maine Tort Oaims Act. (Defs.' S.M.F.
The entry is
The Defendants' Motion for Summary Judgment is GRANTED. Judgment is entered in favor of the Defendants Cumberland County, Mark Dion, Ernest Burke, Wayne Pike, Daniel Haskell, Brian Cummings, Peter Crichton, and Francine Breton and against the Plaintiff Jeffrey Simpson on Counts I-VIII of the Plaintiff's Second Amended Complaint.
The Plaintiff Jeffrey Simpson's Second Amended Complaint Dismissed as to Defendant Nancy Vigue.
Date: April 1, 2011 ;ift&-l~ Ifla~'-------- Justice, Superior Court
13 lURTS ounty 3round Floor )4101
PETER MARCHESI ESQ WHEELER & AREY PO BOX 376 WATERVILLE ME 04903-0376
COURTS d County et, Ground Floor IE 04101
JEFFREY SIMPSON LEWISTBURG USP PO BOX 1000 LEWISBURG PA 17837