Simpson Performance Products, Inc. v. NecksGen Inc.

CourtDistrict Court, S.D. California
DecidedJuly 10, 2020
Docket3:18-cv-01260
StatusUnknown

This text of Simpson Performance Products, Inc. v. NecksGen Inc. (Simpson Performance Products, Inc. v. NecksGen Inc.) is published on Counsel Stack Legal Research, covering District Court, S.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Simpson Performance Products, Inc. v. NecksGen Inc., (S.D. Cal. 2020).

Opinion

1 2 3 4 5 6 UNITED STATES DISTRICT COURT 7 SOUTHERN DISTRICT OF CALIFORNIA 8 9 SIMPSON PERFORMANCE Case No.: 3:18-cv-01260-BEN-MDD PRODUCTS, INC., a Texas corporation, 10 CLAIM CONSTRUCTION ORDER Plaintiff, 11 v. 12 NECKSGEN INC., a California 13 corporation, 14 Defendant. 15

16 This litigation involves alleged patent infringement. Plaintiff Simpson 17 Performance Products, Inc. (“Simpson”) alleges Defendant NecksGen, Inc. 18 (“NecksGen”) has infringed on U.S. Patent Number 9,351,529 (“the ‘529 Patent”) titled 19 “Multi-Point Tethering System for Head and Neck Restraint Devices,” issued on May 31, 20 2016, through direct infringement, induced infringement, and contributory infringement. 21 According to Simpson, NecksGen offers to sell and sells two accused devices, the 22 REV head and neck restraint and the REV2LITE head and neck restraint, which infringe 23 on the ‘529 Patent. Compl., ECF No. 1, ¶¶ 20, 21. 24 In accordance with Local Patent Rule 4.2, the parties identified the following terms 25 for construction: (1) A restraint device having a system of tethers, and a helmet 26 cooperating with the tethers, for controlling a driver's head during operation of a vehicle, 27 comprising: (preamble), (2) tether, (3) attached, (4) jointly attached, (5), jointly attached 28 1 to the helmet at a single attachment point on each respective side of the helmet, (6) 2 support member, (7) being disposed between shoulder belts of a seat belt assembly, (8) 3 principally without being laterally aligned, and (9) helmet. 4 The parties submitted their proposed claim construction briefs in accordance with 5 the Court’s scheduling order. See ECF Nos. 45, 46, 48, 50. On May 24, 2019, the parties 6 submitted a joint Stipulation Regarding Construction of Certain Claim Terms and Joint 7 Request for Inclusion of the Stipulated Constructions in the Claim Construction Order. 8 ECF No. 56. As good cause for inclusion has been shown, the Court will also consider 9 the matters contained in the Stipulation. 10 I. Disputed Terms 11 For the reasons set forth below, the Court construes the submitted claim terms from 12 the ‘529 Patent as follows: 13 1. A restraint device having a system of tethers, and a helmet cooperating with 14 the tethers, for controlling a driver's head during operation of a vehicle, 15 comprising: 16 The above language is the preamble language to the ‘529 Patent’s three 17 independent claims, i.e., Claims 1, 8, and 14. Simpson argues the preamble should be 18 construed as a restraint device including a system of tethers for use with a driver’s helmet 19 for controlling a driver’s head during operation of a vehicle. Pl.’s Br., ECF No. 46 at 16. 20 NecksGen does not argue for a specific construction of the preamble but does argue the 21 preamble is limiting, requiring the presence of a helmet. Def.’s Br., ECF No. 45 at 11. 22 a. Construction of the Preamble is Required 23 Generally, the preamble does not limit the claims, and therefore does not require 24 construction. See Summit 6, LLC v. Samsung Elecs. Co., 802 F.3d 1283, 1292 (Fed. Cir. 25 2015); Am. Med. Sys., Inc. v. Biolitec, Inc., 618 F.3d 1354, 1358 (Fed. Cir. 2010). When 26 a patentee “defines a structurally complete invention in the claim body and uses the 27 preamble only to state a purpose or intended use for the invention, the preamble is not a 28 claim limitation.” Novatek, Inc. v. Sollami Co., 559 F. App'x 1011, 1015 (Fed. Cir. 2014). 1 However, “[i]f the claim preamble, when read in the context of the entire claim, recites 2 limitations of the claim, or, if the claim preamble is ‘necessary to give life, meaning, and 3 vitality’ to the claim, then the claim preamble should be construed as if in the balance of 4 the claim.” Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 1305 (Fed. Cir. 5 1999). “Whether a preamble is treated as a limitation is determined by the facts of each 6 case and upon an understanding of what the inventors actually invented and intended to 7 encompass by the claims.” Novatek, 559 F. App’x at 1015 (citing Catalina Mktg. Int’l, 8 Inc. v. Coolsavings.com, Inc., 289 F.3d 801, 808 (Fed. Cir. 2002)). 9 Here, construction of the preamble is required to clarify whether “the presence of a 10 helmet is necessary to give meaning to the claims,” Def.’s Br., ECF No. 45 at 10, or 11 whether, as Simpson contends, the preamble merely “provides a basis for understanding 12 the purpose and use of the elements and limitations recited in the body of the claim.” 13 Pl.’s Br., ECF No. 46 at 17. 14 b. Claim Construction of the Preamble 15 NecksGen argues the claim preamble, “when read in the context of the entire 16 claim, recites the ‘helmet’ limitation that is necessary to give life, meaning, and vitality to 17 the claim.” Def.’s Br., ECF No. 45 at 10. NecksGen argues (1) “the preamble provides 18 proper antecedent basis for the ‘helmet limitation’” found in the body of each 19 independent claim, (2) the body of each independent claim requires a helmet “to be 20 present for the tethers to be ‘attached,’” and (3) Simpson’s prosecution history indicates 21 “Claim 1 required a helmet to be present.” Id. at 10-11. 22 Simpson responds that “the totality of the specification” indicates the invention 23 does not require a helmet. Pl.’s Br., ECF No. 46 at 16-17. Instead, Simpson argues, the 24 invention “attach[es] a helmet to a head and neck restraint device and/or seat belt 25 assembly for the purpose of controlling the head and neck of a driver while operating a 26 high performance vehicle.” ‘529 Patent, Col. 4:20-24. In other words, the invention is 27 intended to attach to a helmet, but a helmet is not an essential element of the invention. 28 1 While not bound by other courts’ constructions of the same patent, this Court finds 2 the reasoning adopted in Simpson Performance Products, Inc. v. Zamp Inc., Case No. 3 5:16-cv-00157-KDB-DCK, 2019 WL 1052031 (W.D.N.C. Mar. 5, 2019), persuasive. 4 There, the Court reasoned “a helmet is not listed as a separate element following the 5 transitional language ‘comprising’ in claims 1, 8, and 14.” Id. at *7. While “a helmet is 6 referenced in the description of other enumerated elements…as a means of describing the 7 structure and positioning of those elements,” a helmet is not defined as a separate element 8 itself. Id. Reading the specification in its entirety confirms for the Court that the 9 invention is intended for use with a driver’s helmet. It is not limited to the presence of a 10 helmet. 11 Accordingly, the Court adopts Simpson’s proposed construction of the preamble as 12 a restraint device including a system of tethers for use with a driver’s helmet for 13 controlling a driver’s head during operation of a vehicle. 14 2. Tether 15 The word “tether,” as well as its plural, “tethers,” are found in each of the 16 independent claims of the ‘529 Patent, as well as several of the dependent claims. 17 Simpson argues the word “tether” is explicitly defined in Columns 4:46 – 5:3 of the ‘529 18 Patent’s specification, and therefore the court has no reason to construe its meaning. 19 NecksGen urges construction of the word “tether” to mean “any tether, webbing, 20 strap, dashpot, belt, cord, chain, cable, rope, band, or the like, that is adapted to attach a 21 restraint device to a helmet or skull cap, and includes the hardware and components (e.g. 22 rings, loops and clips) thereon that allow the tether to be attached to a helmet, restraint 23 device or seat belt assembly.” Def.’s Br., ECF No. 45 at 21.

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Simpson Performance Products, Inc. v. NecksGen Inc., Counsel Stack Legal Research, https://law.counselstack.com/opinion/simpson-performance-products-inc-v-necksgen-inc-casd-2020.