Simons v. Quintana
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Opinion
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1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
2 THE SIMONS FIRM, LLP,
3 Plaintiff/Counterdefendant-Appellee,
4 v. NO. 32,100
5 GARRETT QUINTANA and 6 TIERRA GROUP, LLC, a 7 New Mexico limited liability 8 company,
9 Defendant/Counterclaimant-Appellant.
10 APPEAL FROM THE DISTRICT COURT OF SANTA FE COUNTY 11 Barbara J. Vigil, District Judge
12 The Simons Firm, LLP 13 Thomas A. Simons IV 14 Daniel H. Friedman 15 Santa Fe, NM
16 for Appellee
17 Garrett Quintana 18 Santa Fe, NM
19 Pro Se Appellant
20 Ortiz Law Firm, P.C. 1 Matthew E. Ortiz 2 Santa Fe, NM
3 for Appellant Tierra Group, LLC
4 MEMORANDUM OPINION
5 KENNEDY, Judge.
6 Garrett Quintana (Defendant) appeals from the district court’s order denying
7 his amended motion to alter the judgment under Rules 1-059 and 1-060(B) NMRA,
8 the order dismissing counterclaims, and the order awarding attorney fees. [RP 333,
9 335, 337] We proposed to affirm in a calendar notice. In response, we have received
10 memoranda in opposition and support from the parties. We have also received a
11 motion to amend the docketing statement from Defendant. We have carefully
12 considered Defendant’s arguments, but we are not persuaded by them. Therefore, we
13 affirm. We deny Defendant’s motion to amend the docketing statement to add more
14 facts pertaining to the motion to vacate. See State v. Moore, 109 N.M. 119, 129, 782
15 P.2d 91, 101 (Ct. App. 1989), superceded by rule on other grounds as recognized in
16 State v. Salgado, 112 N.M. 537, 817 P.2d 730 (Ct. App. 1991) (discussing procedures
17 for amending docketing statement) .
18 The arbitration award was entered in favor of The Simons Firm, LLC (Plaintiff)
19 on October 27, 2010. [RP 21] Defendant filed a motion to vacate the award on
20 September 20, 2011. [RP 119] Defendant’s motion was denied by the district court.
2 1 [RP 245] The district court clarified that Defendant was made aware that the district
2 court would hear his motion at the September 30, 2011 hearing. [Id.] The district
3 court explained that the issue contained in Defendant’s motion and that in Plaintiff’s
4 motion to confirm the award were the same. [Id.] The district court granted
5 Plaintiff’s motion to confirm the award. [Id.] On November 1, 2011, Defendant filed
6 a motion to amend or alter the judgment that was based on the confirmed arbitration
7 award. [RP 233] The motion was brought under Rules 1-059 and 1-060(B) NMRA,
8 although it was timely filed under Rule 1-059. [Id.] Therefore, we refer only to Rule
9 1-059 with respect to Defendant’s motion. See Albuquerque Redi-Mix, Inc. v.
10 Scottsdale Ins. Co., 2007-NMSC-051, ¶ 7, 142 N.M. 527, 168 P.3d 99. In the motion,
11 Defendant argued that (1) Plaintiff failed to obtain an order to compel arbitration from
12 the district court [RP 243]; (2) Defendant was provided with notice of the arbitration
13 hearing, but the location was changed, and Defendant was notified of that change only
14 two days prior to the hearing; (3) the district court heard Defendant’s motion to vacate
15 the award before the motion had been fully briefed by Defendant; and (4) the
16 arbitration rules were not applicable in this case because there was no dispute between
17 the parties. [RP 243-47]
18 In our calendar notice, we addressed the issues raised by Defendant in his
19 docketing statement, and we proposed to affirm the district court’s orders. As we
3 1 pointed out in our notice, Defendant admitted that the agreement contained an
2 arbitration clause, and the clause provides that any dispute between the parties
3 pursuant to the agreement must be settled through binding arbitration. [RP 70]
4 Defendant submitted to the arbitrator his detailed claims that there was no dispute and
5 that it was inappropriate for Plaintiff to proceed to arbitration, and he asked for
6 various forms of relief. Based on the discussion in our notice, we proposed to affirm
7 the findings of the district court in support of the denial of Defendant’s motion to alter
8 or amend the judgment. The district court found that Defendant did not refuse to
9 arbitrate, Defendant presented to the arbitrator his position that the failure to pay the
10 bill for legal services was not an arbitrable dispute, and the arbitrator had the authority
11 to decide that the issue was an arbitrable dispute. In response to our calendar notice,
12 Defendant repeats the arguments made in the docketing statement. We addressed
13 those issues in our calendar notice, and we are not persuaded that our analysis was
14 incorrect.
15 In addition, Defendant for the first time argues that an arbitration award can be
16 vacated if the arbitrator exceeded the scope of his or her power. [MIO 3] There is
17 nothing to indicate that this specific argument was presented to the district court in
18 connection with Defendant’s motion to alter or amend the judgment. See Woolwine
19 v. Furr’s, Inc., 106 N.M. 492, 496, 745 P.2d 717, 721 (Ct. App. 1987) ( “To preserve
4 1 an issue for review on appeal, it must appear that appellant fairly invoked a ruling of
2 the trial court on the same grounds argued in the appellate court.”). Therefore, we will
3 not address the issue.
4 Moreover, we note that under the standard of review applied to arbitration
5 awards, the district court did not need to address the issues raised in Defendant’s
6 motion to alter or amend the judgment. Three of the issues concerned the proceedings
7 before the arbitrator, and one concerned the proceedings before the district court.
8 With respect to proceedings before an arbitrator, a district court does not conduct a de
9 novo review or consider the evidence that was presented to the arbitrator. See Casias
10 v. Dairyland Ins. Co., 1999-NMCA-046, ¶ 8, 126 N.M. 772, 975 P.2d 385. In fact,
11 there are strict limitations on a district court’s review of an arbitration award and that
12 review is “generally limited to allegations of fraud, partiality, misconduct, excess of
13 powers, or technical problems in the execution of the award.” Fernandez v. Farmers
14 Ins. Co. of Ariz., 115 N.M. 622, 625, 857 P.2d 22, 25 (1993). Therefore, the three
15 issues concerning the proceedings before the arbitrator would not have been
16 reviewable by the district court.
17 In this case, Defendant filed his motion under Rule 1-059(E), which
18 contemplates alteration or amendment of a judgment if there is some error in the
19 judgment. The grant or denial of a motion under Rule 1-059 is within the discretion
5 1 of the district court. See Martinez v. Ponderosa Prods., Inc., 108 N.M. 385, 386, 772
2 P.2d 1308, 1309 (Ct. App. 1988). As discussed, three of Defendant’s issues
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