Simon v. Joseph

59 V.I. 611, 2013 WL 4854776, 2013 V.I. Supreme LEXIS 51
CourtSupreme Court of The Virgin Islands
DecidedSeptember 11, 2013
DocketS. Ct. Civil No. 2012-0011
StatusPublished
Cited by56 cases

This text of 59 V.I. 611 (Simon v. Joseph) is published on Counsel Stack Legal Research, covering Supreme Court of The Virgin Islands primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Simon v. Joseph, 59 V.I. 611, 2013 WL 4854776, 2013 V.I. Supreme LEXIS 51 (virginislands 2013).

Opinion

OPINION OF THE COURT

(September 11, 2013)

Hollar, Designated Justice.

Appellant Carl Simon, a pro se prisoner, appeals from the Superior Court’s January 11, 2012 Opinion and Order, which dismissed, with prejudice, his legal malpractice claim against his former court-appointed attorney, Michael A. Joseph, Esq. For the reasons that follow, we vacate the January 11, 2012 Opinion and Order, and direct the Superior Court to dismiss the complaint without prejudice because it is not ripe.

I. STATEMENT OF RELEVANT FACTS AND PROCEDURAL POSTURE

On January 23, 1995, Simon was tried in the Superior Court3 for first-degree murder, robbery in the first-degree, and burglary in the third degree. The charges stemmed from an incident that occurred in September 1993, when Simon, James Roach, and a third unidentified individual burglarized a house on St. John. During the burglary, Elroy Connor and Daniel Ezekiel arrived at the house, leading to an altercation that resulted in Ezekiel’s death. Simon v. Gov’t of the V.I., 47 V.I. 3, 6 (V.I. Terr. Ct. 2002).

The Superior Court appointed Augustin Ayala, Esq., an attorney employed by the Office of the Territorial Public Defender, to represent [614]*614Simon at the trial level. Simon repeatedly moved for appointment of a different attorney on grounds that Ayala would not return his calls or visit him, and Ayala responded by moving to withdraw as counsel. The Superior Court, however, declined to relieve Ayala of the representation. During trial, Ayala did not give an opening statement, call any witnesses, or object to the closure of the courtroom during closing arguments and jury instructions. Simon v. Gov’t of the V.I., 679 F.3d 109, 112, 56 V.I. 990 (3d Cir. 2012).

At trial, Roach — who had already been convicted of first-degree murder in an earlier trial in the District Court4 — testified against Simon. Even though Roach testified at his own trial that he never even knew Simon, he capitulated when called as a prosecution witness, claiming to have committed perjury during his trial. When asked to explain why he perjured himself, Roach stated that he now desired to testify on behalf of the government because he believed Simon was going to kill him. The prosecution also elicited testimony that the local government promised to protect him, and that he voluntarily requested solitary confinement due to the threats to his life. At no point did Ayala object to this line of questioning. Roach also testified that he never received promises of a reduced sentence from the government in exchange for his testimony against Simon. Id.

Ultimately, the jury found Simon guilty of first-degree murder, first-degree robbery, and third-degree burglary. Simon, 47 V.I. at 6. On January 30, 1995, shortly before sentencing, Simon filed a pro se petition [615]*615for writ of habeas corpus, (J.A. 11), which alleged that Ayala provided him with ineffective assistance of counsel. On February 27, 1995, Simon also filed a direct appeal of his convictions to the Appellate Division of the District Court. Simon, 679 F.3d at 112. However, on August 11, 1995, the Office of the Territorial Public Defender moved to withdraw as counsel because — among other things — Simon possessed a possible ineffective assistance of counsel claim against Ayala.

While Simon’s habeas petition and the Public Defender’s motion to withdraw were pending, Roach and the United States Attorney filed, as part of Roach’s District Court case, a stipulation to vacate Roach’s first-degree murder conviction and only impose a sentence for second-degree murder. On June 12, 1996, the United States Attorney filed a motion for reduction of sentence, premised on the fact that Roach had provided substantial assistance by testifying against Simon in the Superior Court. That same day, the District Court sentenced Roach to twenty years imprisonment as a punishment for second-degree murder.5 Id.

The Appellate Division granted the Public Defender’s motion to withdraw as counsel on August 8, 1996, and Joseph entered his appearance as Simon’s new appellate counsel. Joseph, however, filed a nine-page appellate brief that raised only one issue: the Superior Court’s decision to allow the prosecution to amend the information to specify that it would proceed under a theory that Simon committed felony murder rather than premeditated murder. In an August 25, 1997 Opinion and Order, the Appellate Division found no error with the amendment, and affirmed Simon’s convictions. When Simon subsequently wrote Joseph stating that he demanded that he appeal the Appellate Division’s decision to the United States Court of Appeals for the Third Circuit, Joseph replied by letter dated September 10, 1997, advising him that “such an appeal [616]*616would be frivolous and without merit.” Although Simon filed a pro se notice of appeal, dated September 11, 1997, it was only received by the District Court on September 22, 1997, and thus the Third Circuit dismissed the appeal as untimely in a December 12, 1997 Order.

On August 19, 1998, the Superior Court denied Simon’s pro se habeas petition, which claimed that Ayala provided him with ineffective assistance of counsel. Undeterred, Simon appealed that decision to the Appellate Division on January 28, 1999. Although the Appellate Division appointed counsel to represent Simon on appeal, adjudication of the appeal was delayed due to that attorney’s request to withdraw as counsel. The Appellate Division ultimately appointed Arturo Watlington, Esq., to represent Simon during the appeal of the denial of his first habeas corpus petition. However, Watlington never filed a brief in that case. Consequently, on January 25, 2001, the Appellate Division dismissed that appeal for failure to prosecute.

While that appeal remained pending, Simon initiated a legal malpractice action against Joseph — the subject of the instant appeal — on September 3, 1999. In the complaint, Simon alleged that Joseph committed malpractice by failing to challenge the proceedings based upon other meritorious issues, including (1) the fact that the information had been amended to add the robbery charge — the underlying felony for the first-degree felony murder charge — only on the day of jury selection, (2) the sufficiency of the evidence, and (3) that the prosecution may have violated the disclosure requirements of Brady v. Maryland, 373 U.S. 83, 83 S. Ct. 1194, 10 L. Ed. 2d 215 (1963). Simon also alleged that Joseph should have investigated whether Roach had been given a reward for his testimony, and should have honored his request to appeal the Appellate Division’s, decision to the Third Circuit. However, based on the record before this Court, including the Superior Court’s certified docket sheet, it appears the Clerk of the Superior Court simply docketed the complaint without ever assigning it to a judge.

On February 28, 2000, Simon filed a second pro se habeas corpus petition with the Superior Court. Simon, 679 F.3d at 112. In that petition, Simon raised numerous additional issues, including (1) that the trial court erred when it permitted amendment of the information to add the robbery charge; and (2) that the government violated Brady

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Cite This Page — Counsel Stack

Bluebook (online)
59 V.I. 611, 2013 WL 4854776, 2013 V.I. Supreme LEXIS 51, Counsel Stack Legal Research, https://law.counselstack.com/opinion/simon-v-joseph-virginislands-2013.