Simon v. Jackson

855 So. 2d 1026, 2003 Ala. LEXIS 51, 2003 WL 375557
CourtSupreme Court of Alabama
DecidedFebruary 21, 2003
Docket1011278
StatusPublished
Cited by28 cases

This text of 855 So. 2d 1026 (Simon v. Jackson) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Simon v. Jackson, 855 So. 2d 1026, 2003 Ala. LEXIS 51, 2003 WL 375557 (Ala. 2003).

Opinion

JOHNSTONE, Justice.

Thomas Simon appeals from a default judgment entered against him in favor of Anthony Jackson and Carol Jackson on their claim for money damages. We affirm.

[1028]*1028Simon originally sued the Jacksons to evict them from certain premises they were occupying. The Jacksons counter-sued Simon for money damages on two theories. One was that he fraudulently misrepresented his title to the same property in negotiating a contract with the Jacksons for their purchase of the property. The other theory was that Simon negligently or wantonly failed to obtain good title to convey to the Jacksons.

After the Jacksons vacated the property, Simon’s eviction claim was dismissed as moot. Simon has not appealed that dismissal.

After the dismissal of Simon’s eviction claim, only the claims in the Jacksons’ countersuit remained pending. In the context of the countersuit, Simon was, of course, the defendant, and the Jacksons were the plaintiffs. This obvious alignment is noteworthy simply to correlate the parties in this case with the parties in cases this opinion will cite as authority. Simon appeals only the judgment entered against him as counterclaim defendant.

On appeal, Simon argues that the default judgment against him should be reversed on two grounds: first, that the trial court erred in denying Simon’s motion to dismiss the Jacksons’ counterclaim, and, second, that the trial court erred in denying Simon’s motion to set aside the default judgment. Because procedural considerations require that the judgment of the trial court be affirmed, the operative facts are purely procedural.

Simon’s first response to the Jacksons’ counterclaim was a motion to dismiss grounded on the failure of the counterclaim “to state a claim upon which relief can be granted,” Rule 12(b)(6), Ala. R. Civ. P. In an interlocutory order the trial court denied this motion to dismiss.

Simon then filed his answer to the Jack-sons’ counterclaim. The answer merely joined issue on the merits of the Jacksons’ two counterclaim theories by denying the allegations and demanding strict proof of each. Simon’s answer did not include as a defense the failure of the Jacksons’ counterclaim to state a claim on which relief could be granted.

Simon then failed to appear at the trial. After moving for entry of a default judgment against Simon, the Jacksons, by oral testimony, proved their damages. The Jacksons also introduced some evidence on some of the other elements of their theories. Thereupon, on October 18, 2001, the trial court entered judgment for $107,600 in compensatory damages against Simon and in favor of the Jacksons on their counterclaim. While the ease action summary and the separate judgment document, see Rule 58(a)(2), Ala. R. Civ. P., do not characterize the judgment as a default judgment, the parties and the trial judge have invariably treated it as a default judgment.

On November 19, 2001, a Monday, Simon filed a postjudgment motion for judgment as a matter of law or, alternatively, to alter, to amend, or to vacate the judgment. The motion was not denominated as a motion to set aside a default judgment. Simon’s original postjudgment motion contained two grounds:

“That on information and belief, Counter-Defendant asserts that the evidence presented at trial is insufficient to support the judgment and Counter-Defendant is entitled to a judgment as a matter of law.
“Alternatively, Counter-Defendant asserts that the judgment is due to be vacated because he did not receive notice of the setting of the counterclaim for trial.”

The postjudgment motion did not assert that the counterclaim failed to state a [1029]*1029claim upon which relief could be granted. Nor did the postjudgment motion originally assert in any way or words that Simon had a meritorious defense.

With his postjudgment motion, Simon submitted his own affidavit swearing that he had not, either before or since he had been representing himself, received notice of the trial setting and that he had telephoned the circuit clerk’s office “and inquired as to the status of the case on at least three (3) separate oecasions[, and] [e]ach time [he] was not informed that a trial date had been set.” On December 7, 2001 Simon submitted the affidavit of Charles R. Sorwell, an assistant attorney general representing the Alabama Real Estate Commission (not a party to this appeal) in the litigation in the trial court. Like Simon, Sorwell swore that he had not received notice of the trial setting. Only on January 31, 2002, 105 days after the date the default judgment was entered, did Simon supplement his postjudgment motion by filing a third affidavit, another sworn by him, purporting to show that he had a meritorious defense to the Jacksons’ counterclaim.

We will first address Simon’s contention that the trial judge erred in denying Simon’s Rule 12(b)(6), Ala. R. Civ. P., motion to dismiss the Jacksons’ counterclaim. Because the Alabama Rules of Civil Procedure are derived from the corresponding federal rules, federal jurisprudence construing the rules is persuasive. City of Birmingham v. City of Fairfield, 396 So.2d 692 (Ala.1981).

“[U]nless it affirmatively appears, not from what is omitted to be alleged, but from what is actually alleged, that there is no valid claim or defense, a failure to sustain a motion to dismiss or to strike may not in and of itself be assigned as reversible error. To preserve the point the moving party can, and in general is required, upon the trial to renew and support his pleaded objections by objection to evidence, and by requesting rulings and instructions from the Court to the jury which he deems necessary to protect and preserve the point asserted by his motion to dismiss or to strike.”

Mims v. Central Mfrs. Mut. Ins. Co., 178 F.2d 56, 59 (5th Cir.1949) (emphasis added).

“The reinstatement order was functionally identical to a denial of a motion to dismiss, and this effective refusal to grant a 12(b)(6) dismissal was followed by a final judgement after a trial on the merits. After a trial on the merits, the sufficiency of the allegations in the complaint is irrelevant. A district court must deny a motion to dismiss under Rule 12(b)(6) unless the complaint fails to state any set of facts upon which relief could be granted. Conley v. Gibson, 355 U.S. 41, 45-47, 78 S.Ct. 99, 101-103, 2 L.Ed.2d 80 (1957). Rule 12(b)(6) measures the sufficiency of the plaintiffs allegations. When the plaintiff has prevailed after a full trial on the merits, a district court’s denial of a Rule 12(b)(6) dismissal becomes moot.”

Bennett v. Pippin, 74 F.3d 578, 585 (5th Cir.1996) (emphasis added). We do not construe City of Huntsville v. Certain, 453 So.2d 715, 720 (Ala.1984), to the contrary. Certain reads:

“The City moved for directed verdict on each individual ‘claim within the § 1983 claim,’ including the claim that the above regulations were an unconstitutional infringement upon Certain’s rights. This motion was denied,

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Cite This Page — Counsel Stack

Bluebook (online)
855 So. 2d 1026, 2003 Ala. LEXIS 51, 2003 WL 375557, Counsel Stack Legal Research, https://law.counselstack.com/opinion/simon-v-jackson-ala-2003.